Introduces a Q-sort protocol using human reference factors to quantify LLM value-structure alignment via Procrustes similarity and RSA correlations, revealing cross-family heterogeneity and localized misalignments.
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Aligning AI With Shared Human Values
30 Pith papers cite this work, alongside 100 external citations. Polarity classification is still indexing.
abstract
We show how to assess a language model's knowledge of basic concepts of morality. We introduce the ETHICS dataset, a new benchmark that spans concepts in justice, well-being, duties, virtues, and commonsense morality. Models predict widespread moral judgments about diverse text scenarios. This requires connecting physical and social world knowledge to value judgements, a capability that may enable us to steer chatbot outputs or eventually regularize open-ended reinforcement learning agents. With the ETHICS dataset, we find that current language models have a promising but incomplete ability to predict basic human ethical judgements. Our work shows that progress can be made on machine ethics today, and it provides a steppingstone toward AI that is aligned with human values.
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representative citing papers
Persona Attack uses step-by-step memory injections to achieve up to 95% success in making LLMs ignore safety alignments, with effectiveness depending on model memory and instruction combinations.
LPA uses fewer than 100 personality trait statements to train LLMs for harmlessness, matching the robustness of methods using 150k+ harmful examples while generalizing better to new attacks.
Latent space probing on CogVideoX achieves 97.29% F1 for adult content detection on a new 11k-clip dataset with 4-6ms overhead.
The paper defines and measures 'problem drift' in multi-agent LLM debates across tasks and proposes DRIFTJudge and DRIFTPolicy as baselines to detect and reduce it.
K-sparse autoencoders with dead-latent fixes produce clean scaling laws and better feature quality metrics that improve with size, shown by training a 16-million-latent model on GPT-4 activations.
OPT releases open decoder-only transformers up to 175B parameters that match GPT-3 performance at one-seventh the carbon cost, along with code and training logs.
Implicitly conveying a user's professional role in multi-turn LLM conversations shifts moral wrongness ratings across ten common-morality rules in two non-reasoning models.
Frontier LLMs exhibit moral deliberative sycophancy by shifting their moral reasoning and justifications up to 6.5% on average toward a user's stated preferred view in simulated deliberations.
Introduces a gradient-based multilingual audit framework for LLM moral decisions in robot assistance scenarios and reports persistent culturally asymmetric gradient tracking failures not fixed by prompting.
Proposes solution matching metrics (stated and explicit agreement accuracy) and a 3k Danish dilemma dataset to evaluate social norms alignment between LLMs and humans in naturalistic settings.
Introduces the TCR framework to evaluate educational LLM assistants on transparency, consistency, and refinement in multi-turn interactions, complementing aggregate metrics.
A latent mediation framework with sparse autoencoders enables non-additive token-level influence attribution in LLMs by learning orthogonal features and back-propagating attributions.
Align-Cultura introduces the CULTURAX dataset and shows that culturally fine-tuned LLMs improve joint HHH scores by 4-6%, cut cultural failures by 18%, and gain 10-12% efficiency with minimal leakage.
MANTA is a new multi-turn dynamic benchmark that stress-tests frontier LLMs on animal welfare alignment by generating targeted adversarial follow-ups and scoring across 13 dimensions, with preliminary results showing variance in later turns and format bias in LLM judges.
Eight AI models show split value priorities at the top layer, divergent evidence preferences in the middle, and broad convergence on institutional sources at the bottom, with substantial sensitivity to scenario framing.
Misalignment with structurally critical human values in LLM agent communities produces macro-level collapses and micro-level emergent behaviors such as deception.
PAS automates activation steering for LLMs using labeled data to improve behavior control on tasks like bias and alignment, with gains over ICL and SFT but limited effect on intelligence tasks.
The paper formalizes three types of pluralistic AI models and three benchmark classes, arguing that current alignment techniques may reduce rather than increase distributional pluralism.
The authors provide a detailed taxonomy of 21 risks associated with language models, covering discrimination, information leaks, misinformation, malicious applications, interaction harms, and societal impacts like job loss and environmental costs.
Ranked preference modeling outperforms imitation learning for language model alignment and scales more favorably with model size.
Reanalyzing MoReBench by assigning LLMs the task of generating scoring rubrics shows better calibration to human rubrics and suggests stronger LLM moral reasoning than previously reported.
A methodology to derive targeted Loss of Control mitigations by backchaining from AI errors on national security benchmarks to specific affordances and permissions.
REBAR is a new test framework that turns ethical scenario difficulty into computable Autonomy Readiness Level scores using LLM-based analysis and simulation for autonomous systems.
citing papers explorer
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Beyond Value Benchmarks: Measuring Value-Structure Alignment in Large Language Models via Symmetric Q-Sorts
Introduces a Q-sort protocol using human reference factors to quantify LLM value-structure alignment via Procrustes similarity and RSA correlations, revealing cross-family heterogeneity and localized misalignments.
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Persona Attack: Incremental Memory Injection Jailbreak Attack against Large Language Models
Persona Attack uses step-by-step memory injections to achieve up to 95% success in making LLMs ignore safety alignments, with effectiveness depending on model memory and instruction combinations.
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Latent Personality Alignment: Improving Harmlessness Without Mentioning Harms
LPA uses fewer than 100 personality trait statements to train LLMs for harmlessness, matching the robustness of methods using 150k+ harmful examples while generalizing better to new attacks.
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Latent Space Probing for Adult Content Detection in Video Generative Models
Latent space probing on CogVideoX achieves 97.29% F1 for adult content detection on a new 11k-clip dataset with 4-6ms overhead.
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Stay Focused: Problem Drift in Multi-Agent Debate
The paper defines and measures 'problem drift' in multi-agent LLM debates across tasks and proposes DRIFTJudge and DRIFTPolicy as baselines to detect and reduce it.
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Scaling and evaluating sparse autoencoders
K-sparse autoencoders with dead-latent fixes produce clean scaling laws and better feature quality metrics that improve with size, shown by training a 16-million-latent model on GPT-4 activations.
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OPT: Open Pre-trained Transformer Language Models
OPT releases open decoder-only transformers up to 175B parameters that match GPT-3 performance at one-seventh the carbon cost, along with code and training logs.
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User identity conditions moral wrongness ratings in non-reasoning large language models
Implicitly conveying a user's professional role in multi-turn LLM conversations shifts moral wrongness ratings across ten common-morality rules in two non-reasoning models.
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Normative Robustness as a Frontier for Non-Verifiable Reasoning in LLMs
Frontier LLMs exhibit moral deliberative sycophancy by shifting their moral reasoning and justifications up to 6.5% on average toward a user's stated preferred view in simulated deliberations.
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Auditing LLM-Governed Social Robots with Culture-Specific Moral Gradients
Introduces a gradient-based multilingual audit framework for LLM moral decisions in robot assistance scenarios and reports persistent culturally asymmetric gradient tracking failures not fixed by prompting.
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Naturalistic measure of social norms alignment
Proposes solution matching metrics (stated and explicit agreement accuracy) and a 3k Danish dilemma dataset to evaluate social norms alignment between LLMs and humans in naturalistic settings.
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Evaluating Multi-turn Human-AI Interaction
Introduces the TCR framework to evaluate educational LLM assistants on transparency, consistency, and refinement in multi-turn interactions, complementing aggregate metrics.
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Correcting Influence: Unboxing LLM Outputs with Orthogonal Latent Spaces
A latent mediation framework with sparse autoencoders enables non-additive token-level influence attribution in LLMs by learning orthogonal features and back-propagating attributions.
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AlignCultura: Towards Culturally Aligned Large Language Models?
Align-Cultura introduces the CULTURAX dataset and shows that culturally fine-tuned LLMs improve joint HHH scores by 4-6%, cut cultural failures by 18%, and gain 10-12% efficiency with minimal leakage.
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MANTA: Multi-turn Assessment for Nonhuman Thinking & Alignment
MANTA is a new multi-turn dynamic benchmark that stress-tests frontier LLMs on animal welfare alignment by generating targeted adversarial follow-ups and scoring across 13 dimensions, with preliminary results showing variance in later turns and format bias in LLM judges.
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Measuring the Authority Stack of AI Systems: Empirical Analysis of 366,120 Forced-Choice Responses Across 8 AI Models
Eight AI models show split value priorities at the top layer, divergent evidence preferences in the middle, and broad convergence on institutional sources at the bottom, with substantial sensitivity to scenario framing.
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Human Values Matter: Investigating How Misalignment Shapes Collective Behaviors in LLM Agent Communities
Misalignment with structurally critical human values in LLM agent communities produces macro-level collapses and micro-level emergent behaviors such as deception.
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Painless Activation Steering: An Automated, Lightweight Approach for Post-Training Large Language Models
PAS automates activation steering for LLMs using labeled data to improve behavior control on tasks like bias and alignment, with gains over ICL and SFT but limited effect on intelligence tasks.
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A Roadmap to Pluralistic Alignment
The paper formalizes three types of pluralistic AI models and three benchmark classes, arguing that current alignment techniques may reduce rather than increase distributional pluralism.
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Ethical and social risks of harm from Language Models
The authors provide a detailed taxonomy of 21 risks associated with language models, covering discrimination, information leaks, misinformation, malicious applications, interaction harms, and societal impacts like job loss and environmental costs.
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A General Language Assistant as a Laboratory for Alignment
Ranked preference modeling outperforms imitation learning for language model alignment and scales more favorably with model size.
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Are LLMs Bad at Moral Reasoning?
Reanalyzing MoReBench by assigning LLMs the task of generating scoring rubrics shows better calibration to human rubrics and suggests stronger LLM moral reasoning than previously reported.
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Backchaining Loss of Control Mitigations from Mission-Specific Benchmarks in National Security
A methodology to derive targeted Loss of Control mitigations by backchaining from AI errors on national security benchmarks to specific affordances and permissions.
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REBAR: Reference Ethical Benchmark for Autonomy Readiness
REBAR is a new test framework that turns ethical scenario difficulty into computable Autonomy Readiness Level scores using LLM-based analysis and simulation for autonomous systems.
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Relative Principals, Pluralistic Alignment, and the Structural Value Alignment Problem
AI value alignment is reconceptualized as a pluralistic governance problem arising along three axes—objectives, information, and principals—making it inherently context-dependent and unsolvable by technical design alone.
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Do Emotions Influence Moral Judgment in Large Language Models?
Inducing emotions shifts LLM moral judgments in a valence-dependent manner that reverses decisions in up to 20% of cases and does not appear in humans.
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EdgeRazor: A Lightweight Framework for Large Language Models via Mixed-Precision Quantization-Aware Distillation
EdgeRazor uses structural mixed-precision quantization, layer-adaptive feature distillation, and entropy-aware KL divergence to achieve 1.88-bit LLMs that outperform prior 2-bit and 3-bit baselines with 4-10x lower training budget.
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Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignment
Survey organizes LLM trustworthiness into seven categories and 29 sub-categories, measures eight sub-categories on popular models, and finds that more aligned models generally score higher but with varying effectiveness.
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Beyond Binary Moral Judgment: Modeling Ethical Pluralism in AI
A two-stream ML architecture with a normative ethics simplex and stacked ensemble classifies 450 ethical dilemmas into 15 subtheories with 88.89% accuracy.
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"I Don't Know" -- Towards Appropriate Trust with Certainty-Aware Retrieval Augmented Generation
CERTA adds relevance-based certainty estimation to RAG so LLMs can better signal uncertainty on non-objective questions, reducing overconfidence.