Embedding effective rank at grokking is a transient that overstates the converged floor by 3–5× (MLP) / 1.3–1.5× (transformer), and compression lags generalization by order T_grok, modulated by LayerNorm.
Low-Rank Decay for Grokking in Scale-Invariant Transformers: A Spectral-Geometric View
1 Pith paper cite this work. Polarity classification is still indexing.
abstract
Modern Transformer architectures frequently employ normalization mechanisms such as RMSNorm and Query-Key Normalization, making parts of the model approximately scale-invariant with respect to weight magnitudes. In this regime, standard Frobenius-norm weight decay acts purely along the radial direction of the weight space and cannot directly simplify the function represented by the normalized layer. We study grokking in small algorithmic tasks through this lens and propose \emph{Low-Rank Decay} (LRD), a nuclear-norm-like spectral regularizer whose subgradient -- the polar factor $UV^\top$ -- retains a tangential component even in the scale-invariant setting. This distinction has a concrete dynamical consequence: after the model memorizes the training set and task gradients vanish, L2 decay can no longer reshape the weight spectrum, whereas LRD continues to compress singular values in an $\ell_1$-like fashion. On modular arithmetic tasks, we find that LRD induces rapid effective-rank collapse in Query/Key matrices and expands the data-fraction boundary at which delayed generalization (grokking) occurs. We further provide a spectral-geometric interpretation through the ``needle-to-fan'' expansion of the nuclear-norm subdifferential near low-rank strata.
fields
cs.LG 1years
2026 1verdicts
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At-Grok Is Not Converged:A Measurement-Validity Audit for Grokking Representation Metrics
Embedding effective rank at grokking is a transient that overstates the converged floor by 3–5× (MLP) / 1.3–1.5× (transformer), and compression lags generalization by order T_grok, modulated by LayerNorm.