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The Hamiltonian formulation of General Relativity: myths and reality

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abstract

A conventional wisdom often perpetuated in the literature states that: (i) a 3+1 decomposition of space-time into space and time is synonymous with the canonical treatment and this decomposition is essential for any Hamiltonian formulation of General Relativity (GR); (ii) the canonical treatment unavoidably breaks the symmetry between space and time in GR and the resulting algebra of constraints is not the algebra of four-dimensional diffeomorphism; (iii) according to some authors this algebra allows one to derive only spatial diffeomorphism or, according to others, a specific field-dependent and non-covariant four-dimensional diffeomorphism; (iv) the analyses of Dirac [Proc. Roy. Soc. A 246 (1958) 333] and of ADM [Arnowitt, Deser and Misner, in "Gravitation: An Introduction to Current Research" (1962) 227] of the canonical structure of GR are equivalent. We provide some general reasons why these statements should be questioned. Points (i-iii) have been shown to be incorrect in [Kiriushcheva et al., Phys. Lett. A 372 (2008) 5101] and now we thoroughly re-examine all steps of the Dirac Hamiltonian formulation of GR. We show that points (i-iii) above cannot be attributed to the Dirac Hamiltonian formulation of GR. We also demonstrate that ADM and Dirac formulations are related by a transformation of phase-space variables from the metric $g_{\mu\nu}$ to lapse and shift functions and the three-metric $g_{km}$, which is not canonical. This proves that point (iv) is incorrect. Points (i-iii) are mere consequences of using a non-canonical change of variables and are not an intrinsic property of either the Hamilton-Dirac approach to constrained systems or Einstein's theory itself.

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gr-qc 1

years

2026 1

verdicts

UNVERDICTED 1

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Primary Constraints of Newer General Relativity

gr-qc · 2026-05-28 · unverdicted · novelty 6.0

Primary constraint analysis of Newer General Relativity recovers five tensor and three vector constraints and identifies a previously unreported scalar-sector degeneracy that produces one or two constraints depending on the c_i values.

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  • Primary Constraints of Newer General Relativity gr-qc · 2026-05-28 · unverdicted · none · ref 69 · internal anchor

    Primary constraint analysis of Newer General Relativity recovers five tensor and three vector constraints and identifies a previously unreported scalar-sector degeneracy that produces one or two constraints depending on the c_i values.