Positional schemes set the default spectral algebra of attention heads: previous-token heads are rotational under RoPE and content-like under absolute/ALiBi, as a post-function fingerprint rather than a hard constraint.
arXiv preprint arXiv:2309.07311 (2023)
6 Pith papers cite this work, alongside 4 external citations. Polarity classification is still indexing.
abstract
Most interpretability research in NLP focuses on understanding the behavior and features of a fully trained model. However, certain insights into model behavior may only be accessible by observing the trajectory of the training process. We present a case study of syntax acquisition in masked language models (MLMs) that demonstrates how analyzing the evolution of interpretable artifacts throughout training deepens our understanding of emergent behavior. In particular, we study Syntactic Attention Structure (SAS), a naturally emerging property of MLMs wherein specific Transformer heads tend to focus on specific syntactic relations. We identify a brief window in pretraining when models abruptly acquire SAS, concurrent with a steep drop in loss. This breakthrough precipitates the subsequent acquisition of linguistic capabilities. We then examine the causal role of SAS by manipulating SAS during training, and demonstrate that SAS is necessary for the development of grammatical capabilities. We further find that SAS competes with other beneficial traits during training, and that briefly suppressing SAS improves model quality. These findings offer an interpretation of a real-world example of both simplicity bias and breakthrough training dynamics.
citation-role summary
citation-polarity summary
years
2026 6roles
background 1polarities
support 1representative citing papers
During pretraining, language models exhibit natural ungrokking where learned rules are forgotten based on their support frequency in the corpus, with asymmetric editability of rule survival.
Chirality emerges in SMILES translation models through an abrupt encoder-centered reorganization of representations after a long plateau, identified via checkpoint analysis and ablation.
Emergent capabilities arise stochastically from abrupt learning of sparse attention patterns on synthetic linear map and cellular automata tasks, with larger models learning them earlier on average.
Formalizes emergent intelligence in foundation models as the limit of E(N,P,K) as N,P,K approach infinity, proves existence conditions via nonlinear Lipschitz operators, and derives scaling laws from covering numbers.
A mechanics of the learning process is emerging in deep learning theory, characterized by dynamics, coarse statistics, and falsifiable predictions across idealized settings, limits, laws, hyperparameters, and universal behaviors.
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Fingerprint, Not Blueprint: How Positional Schemes Set the Default Spectral Algebra of Attention
Positional schemes set the default spectral algebra of attention heads: previous-token heads are rotational under RoPE and content-like under absolute/ALiBi, as a post-function fingerprint rather than a hard constraint.
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Natural Ungrokking: Asymmetric Control of Which Rules Survive Pretraining
During pretraining, language models exhibit natural ungrokking where learned rules are forgotten based on their support frequency in the corpus, with asymmetric editability of rule survival.
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From Syntax to Semantics: Unveiling the Emergence of Chirality in SMILES Translation Models
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Emergent Capabilities Arise Randomly from Learning Sparse Attention Patterns
Emergent capabilities arise stochastically from abrupt learning of sparse attention patterns on synthetic linear map and cellular automata tasks, with larger models learning them earlier on average.
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