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Exact density-functional theory as parallel ensemble variational hierarchies: from Lieb's formulation to Kohn-Sham theory

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abstract

Exact density-functional theory is reconstructed here from its convex variational structure as two parallel exact ensemble hierarchies: an interacting hierarchy rooted in Lieb's ensemble formulation and a noninteracting hierarchy rooted in the exact noninteracting ensemble theory. The Kohn-Sham construction links the two on a common admissible density class. In this organization, Levy-Lieb, Hohenberg-Kohn, and ordinary determinant-based Kohn-Sham formulations appear as constrained specializations of broader ensemble variational structures. Fractional particle number and fractional occupations enter naturally in the same ensemble variational setting, while piecewise linearity, one-sided chemical potentials, derivative discontinuity, and Janak-type relations emerge as consequences of the associated variational geometry. We also clarify several distinctions that are often compressed together in standard expositions, including functional domain versus representability class, state-space realization versus density-level supporting-potential structure, and density reproduction versus spectral interpretation.

years

2026 1

verdicts

UNVERDICTED 1

representative citing papers

A density-functional perspective on force fields

physics.chem-ph · 2026-04-28 · unverdicted · novelty 5.0

The Born-Oppenheimer PES is the pullback of the DFT energy functional from external potentials to nuclear configurations, placing force fields, DFT, and response theory in a single derivative hierarchy.

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  • A density-functional perspective on force fields physics.chem-ph · 2026-04-28 · unverdicted · none · ref 14 · internal anchor

    The Born-Oppenheimer PES is the pullback of the DFT energy functional from external potentials to nuclear configurations, placing force fields, DFT, and response theory in a single derivative hierarchy.