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On the exponents of distribution of primes and smooth numbers

T0 review · 3 major / 3 minor · reviewed 2026-08-16 · deepseek-v4-flash

Pith's one-line read Primes and smooth numbers are equidistributed to moduli up to $x^{5/8-o(1)}$ without assuming Selberg's eigenvalue conjecture.

desk verdict Real new results at x^{5/8} level, but the whole gain is carried by the author's own unproved preprint [40]; the paper deserves refereeing with that dependency made explicit. read the letter →

arxiv 2505.00653 v2 pith:UIV2VG5J submitted 2025-05-01 math.NT

classification math.NT MSC 11N1311N2511N3511F7211L05
keywords exponentofdistributionprimessmoothnumberstriply-well-factorableweightsexceptionalMaassformslargesieveSelbergeigenvalueconjectureKloostermansums
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

This paper proves that primes and smooth numbers are equidistributed in arithmetic progressions to moduli up to $x^{5/8-o(1)}$, an exponent previously within reach only on the assumption of Selberg's eigenvalue conjecture. For primes the result concerns triply-well-factorable sieve weights, and for smooth numbers it holds for arbitrary bounded weights. The mechanism is a pair of large sieve inequalities for exceptional Maass forms that save a factor depending on the exceptional spectral parameter $\theta_f$, replacing the pointwise Kim--Sarnak bound $\theta_f \le 7/32$ with an on-average saving. If the central estimate holds up, the twin-prime upper-bound constant drops from $3.229$ to $3.203+o(1)$ and the consecutive-smooth-number exponent improves from $3/5$ to $5/8$. The qualitative point is that $5/8$ is now unconditional: proving Selberg's conjecture would not improve these results.

What carries the argument

The central object is the exceptional-spectrum large sieve inequality for additively structured sequences, restated as Proposition 3.4 from the author's earlier work [40, Theorem 3]. It gives a saving $Y=\max(1, NH/(|a|(H+L)L \min_i T_H(\alpha_i)))$ in the $X^{\theta_f}$ factor that measures the failure of Selberg's eigenvalue conjecture. The companion Proposition 3.5, due to Watt, gives a similar saving for multiplicative convolutions when averaged over a level $q$. The argument threads these through Deshouillers--Iwaniec-style multilinear Kloosterman-sum estimates (Propositions 3.7 and 3.8) and uses the identity $S(mr,fn;c)=S(fmr,n;c)$ to shift the extra divisor $f$ into the entry where the additive large sieve applies. Section 2.3 shows that the entire gap between the old exponent $66/107$ and the new $5/8$ is precisely this $Y$-saving.

What would settle it

One could test Proposition 3.4 directly: choose $N,L,H,q,\alpha_i$ as in the proposition, set $a_n$ to the additive-convolution sequence displayed there, and compute the exceptional-spectrum sum in Assumption 3.2 for $X$ near $\max(1,q/N)Y$. A violation of the bound would disprove the proposition and remove the basis for Theorems 1.3 and 1.5.

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Extended reading notes

Core claim

On its own terms, the paper establishes Theorem 1.3 and Theorem 1.5: for $Q \le x^{5/8-\varepsilon}$, the weighted sum over primes in arithmetic progressions has error $\ll_{\varepsilon,A,a} x/(\log x)^A$ for triply-well-factorable weights and for upper-bound well-factorable linear sieve weights (the latter already at $Q \le x^{3/5-\varepsilon}$), and the corresponding absolute error for smooth numbers is $\ll \Psi(x,y)/(\log x)^A$. In words, both primes and smooth numbers have exponent of distribution $5/8-o(1)$, matching what was previously known only conditional on Selberg's conjecture. The unconditional best before this paper was $66/107-\varepsilon\approx0.6168$. The proof eliminates the conjecture by combining the author's large sieve inequality for additively structured sequences with Watt's large sieve inequality for multiplicative convolutions, and by a Kloosterman-sum manipulation that moves the complementary-divisor variable to the other entry so that the additive structure can be used.

Load-bearing premise

The whole advance rests on Proposition 3.4, a large sieve inequality for additively structured sequences that is cited from the author's own earlier preprint [40] and is not proved here; if its saving $Y$ is weaker than claimed, the exponent falls back from $5/8$ toward $66/107$.

Editorial extensions

If this is right

  • Triply-well-factorable primes get an unconditional level of distribution $x^{5/8-o(1)}$, with weighted Bombieri--Vinogradov error $x/(\log x)^A$.
  • Smooth numbers in arithmetic progressions are equidistributed to moduli $x^{5/8-o(1)}$ with error $\Psi(x,y)/(\log x)^A$, improving the previous $66/107$ exponent.
  • The twin-prime sieve constant improves from $3.229$ to $3.203+o(1)$ times the Hardy--Littlewood prediction.
  • For consecutive smooth numbers, the upper-bound exponent $1+5/8-\varepsilon$ replaces the previous $1+3/5-\varepsilon$ in $\ll x \varrho(u)^{1+5/8-\varepsilon}$.
  • Conditional and unconditional exponents now coincide, so Selberg's conjecture no longer offers a path to better constants in this class of sieve problems.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The quantitative identity between the old and new exponents in Section 2.3 suggests the result is fragile: any independent check or weakening of Proposition 3.4 would directly change the final $5/8$, making that inequality the natural target for scrutiny.
  • If the non-Archimedean analogue of the same large sieve saving is developed, the fixed-residue restriction $a \ll x^\varepsilon$ could relax toward $a \ll x^{1+\varepsilon}$ for well-factorable $a$, extending the results to Goldbach-type counts.
  • A large sieve inequality for mixed additive-multiplicative convolution sequences would likely sharpen the Deshouillers--Iwaniec mean-value threshold toward $MN \le T^{5/8}$, as the paper notes; that exponent appearing again indicates a common barrier.
  • The duality between the prime and smooth-number reductions suggests that an exponent improvement found for either problem will transfer to the other, so future work can focus on the shared Kloosterman-fraction sum rather than on separate sieve setups.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 3 minor

Summary. The paper announces unconditional exponent-of-distribution results at level x^{5/8-o(1)}: Theorem 1.3(i) for primes with triply-well-factorable weights, Theorem 1.5 for smooth numbers with arbitrary weights, as well as improvements for upper-bound linear sieve weights and for smooth moduli, with applications to twin primes and consecutive smooth numbers. The proof combines Deshouillers-Iwaniec dispersion arguments with newer large sieve inequalities for exceptional Maass forms: the author's large sieve for additively structured sequences, restated as Proposition 3.4 from the author's preprint [40], and Watt's theorem for multiplicatively structured sequences, stated as Proposition 3.5. The manuscript gives detailed reductions in Sections 4 and 6, a self-contained factorization analysis for linear sieve weights in Section 5, and refinements for smooth moduli in Section 7. The claimed mechanism is that a saving in the exceptional-spectrum factor for additive-convolution coefficients upgrades the prior threshold from 66/107 to 5/8 without assuming Selberg's eigenvalue conjecture.

Significance. If the supporting machinery were fully established inside the manuscript, the results would be a genuine advance: the unconditional level x^{5/8-o(1)} for these weight classes matches, in the relevant settings, the level previously available only under Selberg's eigenvalue conjecture, and the twin-prime constant improves from 3.229 to 3.203. The paper is generally careful: the inequalities in Sections 4, 5, and 6 are explicit, the linear-sieve factorization section is self-contained and detailed, and the limitations are openly stated in Section 2.3. The significance is, however, directly conditional on Proposition 3.4, which is only restated from an unpublished same-author preprint; no independent verification is cited. Thus the paper's main advertised claim is currently not verifiable from the manuscript alone.

major comments (3)
  1. [§3, Proposition 3.4] Proposition 3.4 is the core new ingredient behind the exponent 5/8, but it is only a restatement of the author's preprint [40, Theorem 3] and is not proved in this manuscript; no independent verification is cited. The saving Y enters Assumption 3.2 and propagates through Lemma 4.1, Lemma 4.2, Proposition 4.4, Lemma 6.1, Lemma 6.2, and Proposition 6.3 to Theorems 1.3(i) and 1.5. As Section 2.3 makes explicit, replacing the previous L-infinity bound on the exceptional-spectrum factor by this saving is exactly what changes the threshold from Q < x^{(5-4θ)/(8-6θ)} to Q < x^{5/8}; if the true saving were only Y = 1, the conditions (4.5) and (6.9) would fail at Q = x^{5/8-o(1)} and the exponent would fall back to 66/107. The paper therefore does not currently provide a complete proof of its main claim.
  2. [§4, Lemma 4.2] The proof of Lemma 4.2 is the place where the complementary-divisor variable f is moved into the other Kloosterman entry, and the text itself states that working around the coprimality constraint is a nontrivial argument. In the written proof, however, this step is summarized rather than demonstrated: after the substitution fdq = n1 - n2, the restriction (f,c) = 1 is relaxed and Lemma 4.1 is applied to W7, but the intervening manipulation of the Kloosterman sums is not written out in sufficient detail for a reader to verify the claimed bound. Since Lemma 4.2 is load-bearing for Proposition 4.4 and hence for Theorem 1.3(i), this omitted verification should be supplied.
  3. [§3, Proposition 3.8] Proposition 3.8 is another new input, giving a bound for sums of Kloosterman sums with multiplicative convolutions, but its proof is deferred to a 'closely follow' adaptation of [39, Corollary 17] and [40, Corollary 17], with the exceptional-spectrum step replaced by Proposition 3.5. Because Proposition 3.8 is used in both Lemma 4.1 and Lemma 6.1, the same verifiability concern applies: the key separation of variables in (3.8) and the subsequent application of Proposition 3.5 should be written out, or the proposition should be proved in full. At present the reader cannot check the numerical constants or the range of validity of (3.7) without consulting two external preprints.
minor comments (3)
  1. [§1, Corollary 1.6] The displayed bound for consecutive smooth numbers appears to have a rendering issue: 'xϱ(u)1+5/8−ε' should be clarified as x ϱ(u)^{1+5/8-ε} or x ϱ(u)^{5/8-ε}; the intended exponent should be stated explicitly.
  2. [§5.2, Corollary 1.4] The final twin-prime constant 3.20254 is obtained by adapting a Mathematica file from [32], but the numerical sieve integrals are only reported in a table; archiving the computation or providing enough details to reproduce the table independently would improve reproducibility.
  3. [§4, Proposition 4.5] In the proof of Proposition 4.5, the definition of z0 contains a duplicated phrase 'z0 := z0 :='; this should be corrected.

Circularity Check

0 steps flagged · score 0.0 of 10

No circularity: the 5/8 exponent is obtained by applying separate large-sieve inequalities, not by assuming the target equidistribution.

full rationale

The derivation chain is not circular. Theorems 1.3, 1.5, 5.4, and 7.1 are obtained by substituting the saving Y from Proposition 3.4 (a restatement of the author's separate large-sieve theorem [40, Thm 3]) and Watt's Proposition 3.5 into the existing Maynard/Lichtman/Drappeau frameworks, then solving explicit inequalities such as (4.5), (4.15), (6.5), and (6.9). No parameter is fitted to the final exponent: the level Q = x^{5/8-o(1)} emerges algebraically from the displayed constraints, e.g. Q < x^{(5-5theta)/(8-8theta)} = x^{5/8} in Section 2.3. The applications (twin primes, consecutive smooth numbers) are consequences, not inputs. The only same-author load-bearing input is [40, Theorem 3], restated as Proposition 3.4; however, that theorem is an independent large-sieve statement about additively-structured sequences and exceptional Maass forms, with assumptions that do not include primes or smooth-number equidistribution. Thus the citation does not make the target result an input. The paper even explicitly flags the technical limitation in Section 2.3 ('we do not know how to prove a corresponding large sieve inequality...'), which is an honest statement of an open point, not an admission of circularity. Any concern about the unproved status or possible weakness of [40] is a correctness or verification issue, not circularity. No self-definitional, fitted-input-called-prediction, ansatz-smuggling, or renaming pattern is present; score 0.

Assumptions & free parameters 0 free parameters · 6 assumptions · 0 invented entities

The central claim rests on external spectral results, especially the author's [40, Theorem 3], plus standard sieve and automorphic machinery. There are no fitted parameters and no invented physical or mathematical entities. The main risk is the same-author preprint [40] that supplies the decisive saving.

assumptions (6)
  • domain assumption Exceptional large sieve inequality for additively structured sequences ([40, Theorem 3], restated as Prop 3.4) gives the Y-saving in Assumption 3.2.
    This is the new analytic input; the paper's unconditional 5/8 exponent is exactly the saving (Q^2/x)^{θ_f} it provides. It is not proved in this manuscript.
  • domain assumption Watt's large sieve inequality for multiplicatively structured sequences ([45, Theorem 2], restated as Prop 3.5) holds with X ≤ Q^2/(N_1^2 N_2).
    Used in Prop 3.8 to handle the f-variable in the primes case after moving it to the m-entry of Kloosterman sums; Section 4.
  • standard math Kim-Sarnak bound θ_max ≤ 7/32 for exceptional Maass forms.
    Used throughout instead of Selberg's conjecture, e.g., Lemma 4.2 takes θ:=7/32.
  • standard math Kuznetsov trace formula and Deshouillers-Iwaniec spectral large sieve estimates for general sequences (Prop 3.3, [10]).
    Framework for all Kloosterman sum bounds; Prop 3.7 and 3.8 rely on it.
  • standard math Siegel-Walfisz condition and Bombieri-Vinogradov theorem for small moduli.
    Used to handle moduli q≤x^{1/2-ε} and to decompose von Mangoldt via Heath-Brown identity, as in Proposition 4.5 proof.
  • standard math Weil bound for Kloosterman sums (Lemma 3.6).
    Used in the dispersion-method estimates, e.g., bounding principal frequency contributions in Lemma 4.2.

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Pith. "Pith review of On the exponents of distribution of primes and smooth numbers." pith.science (2026). https://pith.science/paper/UIV2VG5J

@misc{pith2026250500653,
  author       = {Pith},
  title        = {Pith review of: On the exponents of distribution of primes and smooth numbers},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/UIV2VG5J}},
  note         = {Machine review of arXiv:2505.00653}
}
abstract

We show that both primes and smooth numbers are equidistributed in arithmetic progressions to moduli up to $x^{5/8 - o(1)}$, using triply-well-factorable weights for the primes (we also get improvements for the well-factorable linear sieve weights). This completely eliminates the dependency on Selberg's eigenvalue conjecture in previous works of Lichtman and the author, which built in turn on results of Maynard and Drappeau. We rely on recent large sieve inequalities for exceptional Maass forms of the author for additively-structured sequences, and on a related result of Watt for multiplicatively-structured sequences. As applications, we prove refined upper bounds for the counts of twin primes and consecutive smooth numbers up to $x$.

Figures

Figures reproduced from arXiv: 2505.00653 by the authors.

Figure 1
Figure 1. Structure of proofs (arrows represent logical implications). 3. Preliminaries and the exceptional spectrum 3.1. Analytic and combinatorial notation. We use the standard asymptotic notation f = o(g), f = O(g), f ≪ g, f ≍ g, indicating dependencies of implicit constants through subscripts (e.g, f = Oε(g) means |f| ≤ Cε|g| for some Cε > 0 depending only on ε). Statements like f(x) ≪ x o(1)g(x) should be read as ∀ε > 0,… view at source ↗

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Forward citations

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Pith tools

Reviewed August 16, 2026 · model on record in the stance chip above.