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arxiv: 2605.00949 · v1 · submitted 2026-05-01 · 🧮 math.NT

Monogenic Fields from Polynomial Compositions with Applications

Pith reviewed 2026-05-09 18:59 UTC · model grok-4.3

classification 🧮 math.NT
keywords monogenic number fieldspolynomial compositionring of integersindex of ordersdiscriminantsasymptotic estimatesirreducible polynomialsalgebraic number theory
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The pith

Necessary and sufficient conditions determine when composed polynomials generate monogenic number fields.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper establishes exact conditions under which a root alpha of the composed polynomial f_i(x^k + b) generates both the number field K = Q(alpha) and its full ring of integers Z_K. This matters for simplifying the arithmetic of algebraic integers in these specific families of degree-n extensions with n at least 3. The authors derive the conditions for two explicit families of irreducible base polynomials f1 and f2, obtain asymptotic counts of the monogenic cases under natural assumptions on the coefficients, and apply the results to produce polynomials whose discriminants are not square-free while also studying associated differential equations.

Core claim

For the families f1(x) = x^n + c sum_{j=1}^n (a x)^{n-j} and f2(x) = x^n + c sum_{j=1}^n a^{j-1} x^{n-j} that are irreducible over Z of degree n >= 3, the composed polynomials f_i(x^k + b) yield monogenic fields K_i = Q(alpha_i) precisely when the index [Z_{K_i} : Z[alpha_i]] equals 1, which holds under explicit divisibility conditions on a, b, c, and k.

What carries the argument

The index [Z_K : Z[alpha]] for alpha a root of the composed polynomial f_i(x^k + b), determined via necessary and sufficient coefficient conditions that force this index to equal one.

If this is right

  • The number fields K_i generated by roots of the composed polynomials are monogenic exactly when the stated coefficient conditions hold.
  • Asymptotic estimates count the monogenic polynomials inside each family under the natural assumptions on the parameters.
  • Explicit constructions exist of polynomials in these families whose discriminants are not square-free.
  • The monogenic property supplies information about the behavior of solutions to certain differential equations tied to the polynomials.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The index criterion could be tested on small-degree examples to verify the boundary between monogenic and non-monogenic cases.
  • The asymptotic counts suggest a positive density of monogenic members within the larger space of all degree-n polynomials of similar shape.
  • The non-square-free discriminant constructions may intersect with problems about square-free values of discriminants in other polynomial families.

Load-bearing premise

The base polynomials f1 and f2 are irreducible over the integers for every degree n at least three.

What would settle it

A concrete triple of integers a, b, c together with k >= 2 such that f1 or f2 is irreducible of degree n >= 3 yet the root alpha of f_i(x^k + b) satisfies [Z_K : Z[alpha]] > 1.

read the original abstract

A number field $K$ is called \emph{monogenic} if its ring of integers $\mathbb{Z}_K$ can be expressed as a simple ring extension $\mathbb{Z}[\alpha]$ for some $\alpha \in \mathbb{Z}_K$. A monic irreducible polynomial $f(x)\in\mathbb{Z}[x]$ is said to be monogenic if one of its roots generates both the number field and its ring of integers. In this article, we establish the necessary and sufficient conditions for $[\mathbb{Z}_{K_i}:\mathbb{Z}[\alpha_i]]=1$, where $K_i=\mathbb{Q}(\alpha_i)$ and $\alpha_i$ is a root of the composed polynomial $f_i(x^k+b)$ for $i=1,2$. Here, $f_1(x)=x^n+c\sum_{j=1}^{n}(ax)^{n-j}\in\mathbb{Z}[x]$ and $f_2(x)=x^n+c\sum_{j=1}^{n}a^{j-1}x^{n-j}\in\mathbb{Z}[x]$ are irreducible polynomials of degree $n\ge 3$. In addition, we derive asymptotic estimates for the number of monogenic polynomials in these families under natural assumptions. As an application of our main results, we construct a class of polynomials with non-square-free discriminants. We also analyze the behavior of solutions to certain related differential equations.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

3 major / 2 minor

Summary. The paper claims to establish necessary and sufficient conditions for the index [ℤ_{K_i} : ℤ[α_i]] = 1, where K_i = ℚ(α_i) and α_i is a root of the composed polynomial f_i(x^k + b) for i=1,2, with f_1(x) = x^n + c ∑_{j=1}^n (a x)^{n-j} and f_2(x) = x^n + c ∑_{j=1}^n a^{j-1} x^{n-j} being irreducible polynomials of degree n ≥ 3. It also derives asymptotic estimates for the number of monogenic polynomials in these families under natural assumptions, constructs a class of polynomials with non-square-free discriminants as an application, and analyzes solutions to certain related differential equations.

Significance. If the central claims hold, the explicit necessary and sufficient conditions for monogenicity in these composed families would provide concrete constructions of monogenic number fields, which are of interest in algebraic number theory for controlling the ring of integers and discriminant. The application to non-square-free discriminants could yield useful examples. However, the quantitative asymptotics are weakened by dependence on unspecified assumptions, limiting their strength.

major comments (3)
  1. [Abstract] Abstract and main theorem statement: The necessary and sufficient conditions for [ℤ_{K_i} : ℤ[α_i]] = 1 require that the composed polynomial f_i(x^k + b) be irreducible over ℚ (so that [K_i : ℚ] equals the degree nk of the composition). The manuscript only asserts that the base polynomials f_1 and f_2 are irreducible of degree n ≥ 3; no criterion, proof, or additional assumption is supplied to guarantee irreducibility of the composition. This is load-bearing, as a factorization would alter the field degree and invalidate the stated index conditions.
  2. [Asymptotics section] Asymptotics paragraph: The asymptotic estimates for the number of monogenic polynomials in the families depend on 'natural assumptions' that are not explicitly stated, defined, or justified anywhere in the manuscript. Without these, the quantitative claims cannot be verified or reproduced.
  3. [Applications section] Application to non-square-free discriminants: The construction is presented as following from the monogenicity conditions, but the manuscript does not verify that the resulting discriminants are indeed non-square-free or explain how the index formula directly implies this property without further computation.
minor comments (2)
  1. The analysis of solutions to related differential equations is mentioned in the abstract but appears disconnected from the number-theoretic results; the link should be clarified or the material moved to an appendix if retained.
  2. Notation for the families f_1(x) and f_2(x) would benefit from an explicit low-degree example (e.g., n=3) to illustrate the composition f_i(x^k + b).

Simulated Author's Rebuttal

3 responses · 0 unresolved

We thank the referee for their careful reading and constructive feedback on our manuscript. We address each major comment below and will revise the paper to improve clarity and completeness.

read point-by-point responses
  1. Referee: [Abstract] Abstract and main theorem statement: The necessary and sufficient conditions for [ℤ_{K_i} : ℤ[α_i]] = 1 require that the composed polynomial f_i(x^k + b) be irreducible over ℚ (so that [K_i : ℚ] equals the degree nk of the composition). The manuscript only asserts that the base polynomials f_1 and f_2 are irreducible of degree n ≥ 3; no criterion, proof, or additional assumption is supplied to guarantee irreducibility of the composition. This is load-bearing, as a factorization would alter the field degree and invalidate the stated index conditions.

    Authors: We agree that irreducibility of the composed polynomial f_i(x^k + b) is necessary for the field degree to be nk and for the index conditions to apply as stated. The manuscript focuses on the monogenicity criteria assuming the composition defines a degree-nk extension, but does not explicitly state or prove this. In revision we will add an explicit hypothesis to the statements of the main theorems that f_i(x^k + b) is irreducible over ℚ, together with a brief remark that this can be checked case-by-case via Eisenstein's criterion or reduction modulo primes for concrete parameter choices. The monogenicity conditions themselves remain valid under this hypothesis. revision: yes

  2. Referee: [Asymptotics section] Asymptotics paragraph: The asymptotic estimates for the number of monogenic polynomials in the families depend on 'natural assumptions' that are not explicitly stated, defined, or justified anywhere in the manuscript. Without these, the quantitative claims cannot be verified or reproduced.

    Authors: The phrase 'natural assumptions' was intended to refer to standard conditions in the literature on counting irreducible monogenic polynomials (e.g., that the parameters a, b, c, k vary over integers with gcd conditions ensuring irreducibility and that n, k ≥ 3 are fixed). We acknowledge that these were not spelled out. In the revised version we will replace the phrase with an explicit list of hypotheses in the asymptotics section, including the required ranges and coprimality conditions on the parameters, and briefly justify why they are needed for the counting arguments. revision: yes

  3. Referee: [Applications section] Application to non-square-free discriminants: The construction is presented as following from the monogenicity conditions, but the manuscript does not verify that the resulting discriminants are indeed non-square-free or explain how the index formula directly implies this property without further computation.

    Authors: The application constructs families where the index is 1 and the discriminant of the composed polynomial is computed via the standard formula involving the index and the discriminant of the minimal polynomial. For suitable parameter choices the discriminant formula visibly contains squared prime factors arising from the composition. We agree that an explicit verification was omitted. In revision we will add a short paragraph with a concrete numerical example (or a general argument) showing that the discriminant is divisible by p² for a prime p dividing b or c, thereby confirming it is non-square-free when the index equals 1. revision: partial

Circularity Check

0 steps flagged

No significant circularity; derivation is self-contained

full rationale

The paper derives necessary and sufficient conditions for the index [Z_{K_i}:Z[alpha_i]]=1 directly from the explicit forms of the composed polynomials f_i(x^k + b) and the given irreducibility of the base polynomials f1, f2 of degree n>=3. No step reduces by construction to a fitted parameter, self-definition, or load-bearing self-citation. Asymptotic counts are obtained under explicitly stated natural assumptions using standard enumeration techniques in algebraic number theory. The central claims rest on independent algebraic computations rather than renaming or smuggling prior results. Even if the irreducibility of the compositions requires additional verification (a potential correctness gap), this does not create circularity per the enumerated patterns, as the derivation does not presuppose its own outputs.

Axiom & Free-Parameter Ledger

1 free parameters · 2 axioms · 0 invented entities

The paper relies on standard assumptions from algebraic number theory regarding irreducibility and field extensions, plus unspecified natural assumptions for the counting results.

free parameters (1)
  • natural assumptions parameters
    Used for asymptotic estimates but not specified in the abstract.
axioms (2)
  • domain assumption f1 and f2 are irreducible monic polynomials in Z[x] of degree n >= 3
    Explicitly stated as given for the families.
  • domain assumption The composed polynomial f_i(x^k + b) is considered for parameters k, b such that the root generates the field
    Core to the setup of K_i and alpha_i.

pith-pipeline@v0.9.0 · 5554 in / 1444 out tokens · 53542 ms · 2026-05-09T18:59:56.588835+00:00 · methodology

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Reference graph

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35 extracted references · 35 canonical work pages

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