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REVIEW 2 major objections 6 minor 49 references

Tur\'an-type problems on $[a,b]$-factors of graphs, and beyond

T0 review · 2 major / 6 minor · reviewed 2026-08-12 · deepseek-v4-flash

Pith's one-line read Graphs with no $[a,b]$-factor have at most $\binom{n-1}{2}+a-1$ edges, and the same extremal graph wins for spectral radius.

desk verdict Genuinely new bipartite results underpin a solid paper; the general-graph theorems lean on an imported lemma and the text has fixable rendering and citation slips. read the letter →

arxiv 2411.16143 v1 pith:ZIKDGWKE submitted 2024-11-25 math.CO

classification math.CO MSC 05C3505C5005C70
keywords [ab]-factorTuránnumberspectralextremalgraphdoublenestedbipartiteradiusk-factor
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper settles the extremal question for graphs that contain no $[a,b]$-factor, meaning no spanning subgraph in which every vertex degree lies between $a$ and $b$. It proves that every $n$-vertex graph without such a factor has at most $\binom{n-1}{2}+a-1$ edges, with the extremal graph $K_{a-1}\vee(K_{n-a}\cup K_1)$, apart from two small exceptional graphs in low-parameter cases. The same graph is shown to maximize the adjacency spectral radius, so the spectral extremal set is contained in the ordinary extremal set, giving a positive answer to the containment problem posed in [29] for this family. The bipartite analogues are also determined, with the extremal graph being either a complete bipartite graph or a double nested graph $D(a-1,p-a+1;q-1,1)$ depending on the parameters. As a corollary, the results recover the known spectral condition for $k$-factors in balanced bipartite graphs, stated in the paper as [15, Theorem 1.3].

What carries the argument

The proof runs a two-tier degree argument. If $\delta(G)\le a-1$, the graph embeds in $K_{a-1}\vee(K_{n-a}\cup K_1)$, which immediately yields the edge bound; if $\delta(G)\ge a$, an imported threshold lemma [44] says that $e(G)\ge \binom{n-1}{2}+\frac{a+1}{2}$ forces an $[a,b]$-factor when $na$ is even in the case $a=b$, so a factor-free graph must fall strictly below this threshold. The bipartite arguments use the $(g,f)$-factor criterion of [17]: a bipartite graph has an $[a,b]$-factor if and only if $b|S|+\sum_{v\in T}d_G(v)-a|T|-e(S,T)\ge 0$ and its mirror inequality hold for all subsets $S\subseteq X$ and $T\subseteq Y$; violating this criterion supplies the inequalities that bound the edge count. The extremal bipartite shapes are double nested graphs, in which the $i$-th block of one part is joined to the first several blocks of the other part, and their spectral radii are compared through equitable quotient matrices and the associated characteristic polynomials.

What would settle it

Run an exhaustive search at the smallest nontrivial parameters, e.g., $a=1$, $b=1$, $n=6$: the imported lemma predicts that every 6-vertex graph with $\delta(G)\ge 1$ and at least $\binom{5}{2}+1=11$ edges contains a perfect matching, so any such graph without one would refute the engine behind Theorems 1 and 2. For the bipartite results, check whether any graph with part sizes $p\le q$, $a\le p$, $aq\le bp$, and $e(G)=p(q-1)+a$ fails to have an $[a,b]$-factor; Theorem 3 predicts none, and a single violation would break the $(g,f)$-criterion argument used in the bipartite proofs.

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Extended reading notes

Core claim

The central discovery is a sharp phase transition: an $n$-vertex graph contains an $[a,b]$-factor as soon as its edge count reaches $\binom{n-1}{2}+a$, provided $n\ge a+1$ and, when $a=b$, $na$ is even. The unique obstruction below that threshold is the join $K_{a-1}\vee(K_{n-a}\cup K_1)$, consisting of a clique on $a-1$ universal vertices joined to a clique on $n-a$ vertices plus one isolated vertex; the exceptional graphs $K_{1,3}$ and $K_2\vee K_3$ cover the cases $ab\le 2$ and $a=b=2$ respectively. The same join is the unique spectral extremal graph, so a graph whose spectral radius reaches $\rho(K_{a-1}\vee(K_{n-a}\cup K_1))$ must contain an $[a,b]$-factor unless it is exactly that graph. In the bipartite setting with parts of sizes $p\le q$, the extremal graph is the complete bipartite graph $K_{p,q}$ when $aq>bp$ or $a>p$, and otherwise the double nested graph $D(a-1,p-a+1;q-1,1)$; for a fixed total number of vertices the answer is whichever of the corresponding complete bipartite graph and nested graph has more edges or larger spectral radius.

Load-bearing premise

The load-bearing premise is the imported lemma [44] asserting that every $n$-vertex graph with $\delta(G)\ge a$ and $e(G)\ge \binom{n-1}{2}+\frac{a+1}{2}$ contains an $[a,b]$-factor, with $na$ even when $a=b$; the paper does not reprove this lemma, so a failure in any degree or parity range would require revising Theorems 1 and 2.

Editorial extensions

If this is right

  • Every $n$-vertex graph with more than $\binom{n-1}{2}+a-1$ edges contains an $[a,b]$-factor, and the graphs listed in Theorem 1 are the only factor-free graphs attaining the bound.
  • Every $n$-vertex graph whose spectral radius is at least $\rho(K_{a-1}\vee(K_{n-a}\cup K_1))$ contains an $[a,b]$-factor unless it is exactly that join, giving a spectral analogue of the edge threshold.
  • Directly, $\mathrm{Ex}_{sp}(n,\mathcal{F}_{a,b})\subseteq \mathrm{Ex}(n,\mathcal{F}_{a,b})$ for all admissible $a,b,n$, and the same containment holds for bipartite graphs, resolving the containment problem of [29] for these families.
  • In the balanced bipartite case $a=b=k$, the spectral bound recovers the $k$-factor theorem of [15].

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The same equitable-quotient technique used for $D(a-1,p-a+1;q-1,1)$ should transfer to other bipartite spectral extremal problems whose candidates are a complete bipartite graph and a nested chain graph; the deciding comparison is a single polynomial inequality.
  • The bipartite proof is driven entirely by the $(g,f)$-factor criterion, so the results should extend to $(g,f)$-factors with non-constant degree intervals by replacing the constants $a,b$ with vertex-dependent functions in the extremal inequalities.
  • With $\delta(G)\ge a$ imposed, the extremal join has an isolated vertex and cannot be extremal; determining the true extremal graphs for that minimum-degree variant, posed as Problem 2 in the paper, would require new arguments and could be explored computationally for small $a,b$.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

2 major / 6 minor

Summary. The paper studies Turán-type problems for graphs with no [a,b]-factor, i.e., no spanning subgraph whose degrees all lie in the interval [a,b]. It determines, for n-vertex graphs, the maximum number of edges ex(n,F_{a,b}) and the maximum adjacency spectral radius ex_sp(n,F_{a,b}), together with the complete lists of extremal graphs, under the parity condition na≡0 (mod 2) when a=b. It also obtains the bipartite analogues, both with fixed partite sizes and with fixed total order, again with full extremal characterizations. As a byproduct, it shows that the spectral extremal graphs lie inside the edge-extremal graphs, contributing to a problem of Liu and Ning, and it deduces a main result of Fan and Lin on spectral conditions for k-factors in balanced bipartite graphs. The proofs use the Folkman-Fulkerson (g,f)-factor criterion, Ore's Hamiltonian theorems, Rowlinson's spectral bound, Liu-Weng's bound for dense bipartite graphs, and detailed case analyses.

Significance. If correct, these results completely settle the edge and spectral extremal problems for the family of [a,b]-factors, a natural and broad class of spanning subgraphs. The explicit identification of all extremal graphs, including the bipartite double nested graphs, is valuable, and the inclusion Ex_sp⊆Ex is a nontrivial positive contribution to Problem 1 of Liu and Ning. The paper also unifies and extends earlier results on k-factors and [a,b]-factors. The proofs are largely self-contained apart from the imported Lemma 8, and the case analyses in the bipartite proofs are detailed and checkable. The spectral comparisons via equitable partitions and characteristic polynomials are concrete and avoid black-box extremal arguments.

major comments (2)
  1. [Theorem 1(ii) and Lemma 10] As printed, Theorem 1(ii) and Lemma 10 state the exceptional graph as K2∨K3. Since K2∨K3 is the complete graph K5, it contains a Hamiltonian cycle and hence a [2,2]-factor; it therefore cannot be an extremal graph for [2,2]-factor-free graphs. The intended graph is evidently K2∨\overline{K3}, the join of K2 with the complement of K3. Please correct this typographical error in Theorem 1(ii), Lemma 10, and any subsequent references (e.g., the discussion in Section 6). This is not merely cosmetic: as written, Theorem 1 is false for n=5, a=b=2.
  2. [Section 3, Lemma 8] The proof of Theorem 1 in the case δ(G)≥a rests entirely on Lemma 8, which is quoted from [44] without proof and without a precise reference (theorem number or page). The exact threshold binom(n-1,2)+(a+1)/2 and the parity condition na≡0 (mod 2) when a=b are load-bearing: the contrapositive gives e(G)≤binom(n-1,2)+a/2, which in turn yields the claimed bound binom(n-1,2)+a-1 for a≥3. If the lemma as quoted from [44] has any additional hidden hypothesis (e.g., a lower bound on n, or a connectedness assumption), Theorems 1 and 2 would require revision. Please either provide a proof of Lemma 8 in the paper or give the exact statement and theorem number in [44], and confirm that the statement is correctly reproduced.
minor comments (6)
  1. [Section 5, equations (5.2) and (5.3)] In the displayed characteristic polynomials Φ2(x) and Φ3(x), the symbol "t2" should be "x^2"; the current rendering makes the algebra difficult to follow.
  2. [Section 4, proof of Theorem 3, Case 1] When u∈X, the graph D(p−1,1; a−1,q−a+1) is isomorphic to D(a−1,p−a+1;q−1,1) by interchanging the bipartition and reversing the order of the parts; stating this explicitly would remove the apparent mismatch with the theorem's equality case.
  3. [Section 5, proof of Theorem 5(iii)] The sentence "by Theorem 3(iii), G contains a [1,b]-factor" is a non-sequitur in isolation; the intended argument is the contrapositive: if G had no [1,b]-factor, then equality in Theorem 3(iii) would force G≅G1, contradicting the assumption. Please rephrase this step.
  4. [Theorems 1 and 4] The exceptional graphs K1,3 and K2∨\overline{K3} have orders 4 and 5 respectively; a remark noting that these graphs can appear as equality cases only for those orders would prevent the reader from thinking they occur for all n.
  5. [Section 4, proof of Theorem 4, Case 2] The equality analysis concludes that G≅K_{n/2−1,n/2+1}; it would help to note that this graph coincides with D(a−1,n/2−a;n/2,1) when a=n/2, which is already in the list of extremal graphs.
  6. [Section 5, proof of Theorem 7] The proof uses "by a direct computation" for the characteristic polynomials in (5.1)–(5.3); since these computations are central to the spectral comparison, adding the intermediate simplification steps would improve verifiability.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the main theorems are derived from external factor criteria and standard spectral lemmas, and the target results are not assumed as inputs.

full rationale

The derivation chain is self-contained relative to its cited external tools. Theorem 1 splits into the low-degree case δ(G) ≤ a−1, which is an elementary spanning-subgraph bound, and the high-degree case δ(G) ≥ a, which invokes Lemma 8 from Wei and Zhang [44]. Lemma 8 is an external result, not a theorem proved or assumed by the present authors, and its contrapositive is applied to convert the absence of an [a,b]-factor into an edge bound; this is a legitimate dependency, not a circular reduction. The equality cases are then handled by Ore's Hamilton-path and Hamilton-cycle theorems (Lemmas 9 and 10), again external. Theorem 2 reduces the spectral problem to Theorem 1 through Hong's bound (Lemma 3) and Rowlinson's extremal spectral result (Lemma 4); no fitted parameter or normalization forces the conclusion. The bipartite Theorems 3–7 are built on the Folkman–Fulkerson (g,f)-factor criterion (Theorem 8/Corollary 4) and on Liu–Weng's spectral bound (Lemma 5), with all remaining case analysis performed in the paper. The statement that Theorem 2 strengthens a result of Wei and Zhang is not circular because the proof does not use the same spectral theorem as its premise. Self-citations in the discussion section (e.g., [24], [25], [31]) support illustrative observations and a conjecture, but they are not load-bearing for the main theorems. The most serious verification concern is the unproved importation of Lemma 8 with its sharp threshold and parity condition, but a dependence on an external lemma is a correctness risk, not a circularity. Consequently, no step in the paper reduces the claimed predictions to their own inputs, and no existing result is merely renamed as a new theorem.

Assumptions & free parameters 0 free parameters · 5 assumptions · 0 invented entities

No free parameters appear: a, b, and n are problem inputs, not fitted constants. The chain of results depends on imported factor and spectral theorems; the double nested graphs are known structures, not new postulates.

assumptions (5)
  • domain assumption Lemma 8 (Wei-Zhang): if delta(G) >= a and e(G) >= (n-1 choose 2) + (a+1)/2 with na even when a=b, then G has an [a,b]-factor.
    Imported from [44] in Section 3; it is the threshold engine for Theorems 1 and 2 and is not proved in this paper.
  • standard math Folkman-Fulkerson theorem: a bipartite graph has a (g,f)-factor iff both inequalities over S subset X and T subset Y hold.
    Used in Corollary 4 and the proof of Theorem 3 to produce an obstruction pair (S,T) that drives the bipartite extremal analysis.
  • standard math Ore's Hamilton path and Hamilton cycle theorems with their exceptional graphs.
    Used in the proof of Theorem 1 for the a=1 and a=2 cases to identify K_{1,3} and K2 vee complement-of-K3 as exceptions.
  • standard math Rowlinson's theorem: among graphs with n vertices and (r choose 2)+t edges, the unique spectral extremal graph is K_t vee (K_{r-t} union K_1) plus isolated vertices.
    Used in the proof of Theorem 2 to rule out t in the range 1 <= t <= a-1.
  • standard math Hong's bound rho(G) <= sqrt(2e(G)-n+1), and Liu-Weng's spectral bound for bipartite graphs with pq-p < e < pq.
    Used in Theorem 2 and Theorem 5 to convert edge surplus into spectral comparisons with the candidate extremal graphs.

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Pith. "Pith review of Tur\'an-type problems on $[a,b]$-factors of graphs, and beyond." pith.science (2026). https://pith.science/paper/ZIKDGWKE

@misc{pith2026241116143,
  author       = {Pith},
  title        = {Pith review of: Tur\'an-type problems on $[a,b]$-factors of graphs, and beyond},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/ZIKDGWKE}},
  note         = {Machine review of arXiv:2411.16143}
}
abstract

Given a set of graphs $\mathcal{H}$, we say that a graph $G$ is \textit{$\mathcal{H}$-free} if it does not contain any member of $\mathcal{H}$ as a subgraph. Let $\text{ex}(n,\mathcal{H})$ (resp. $\text{ex}_{sp}(n,\mathcal{H})$) denote the maximum size (resp. spectral radius) of an $n$-vertex $\mathcal{H}$-free graph. Denote by $\text{Ex}(n, \mathcal{H})$ the set of all $n$-vertex $\mathcal{H}$-free graphs with $\text{ex}(n, \mathcal{H})$ edges. Similarly, let $\mathrm{Ex}_{sp}(n,\mathcal{H})$ be the set of all $n$-vertex $\mathcal{H}$-free graphs with spectral radius $\text{ex}_{sp}(n, \mathcal{H})$. For positive integers $a, b$ with $a\leqslant b$, an $[a,b]$-factor of a graph $G$ is a spanning subgraph $F$ of $G$ such that $a\leqslant d_F(v)\leqslant b$ for all $v\in V(G)$, where $d_F(v)$ denotes the degree of the vertex $v$ in $F.$ Let $\mathcal{F}_{a,b}$ be the set of all the $[a,b]$-factors of an $n$-vertex complete graph $K_n$. In this paper, we determine the Tur\'an number $\text{ex}(n,\mathcal{F}_{a,b})$ and the spectral Tur\'an number $\text{ex}_{sp}(n,\mathcal{F}_{a,b}),$ respectively. Furthermore, the bipartite analogue of $\text{ex}(n,\mathcal{F}_{a,b})$ (resp. $\text{ex}_{sp}(n,\mathcal{F}_{a,b})$) is also obtained. All the corresponding extremal graphs are identified. Consequently, one sees that $\mathrm{Ex}_{sp}(n,\mathcal{F}_{a,b})\subseteq \text{Ex}(n, \mathcal{F}_{a,b})$ holds for graphs and bipartite graphs. This partially answers an open problem proposed by Liu and Ning \cite{LN2023}. Our results may deduce a main result of Fan and Lin \cite{FL2022}.

Figures

Figures reproduced from arXiv: 2411.16143 by the authors.

Figure 1
Figure 1. The structure of a double nested graph. Let G = (X, Y ) be a connected bipartite graph. We call G a double nested graph if there exist partitions X = X1∪X2∪· · ·∪Xh and Y = Y1∪Y2∪· · ·∪Yh such that all vertices in Xi are adjacent to all vertices in Sh+1−i j=1 Yj for 1 6 i 6 h (see [PITH_FULL_IMAGE:figures/full_fig_p004_1.png] view at source ↗

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