REVIEW 3 major objections 4 minor 1 cited by
Density Hajnal--Szemer\'{e}di theorem for cliques of size four
T0 review · 3 major / 4 minor · reviewed 2026-08-10 · deepseek-v4-flash
Pith's one-line read The maximum edge count that still avoids $k+1$ disjoint $K_4$s is now known asymptotically: it is a five-piece quadratic function $\Xi(n,k)$, realized by five explicit extremal constructions.
desk verdict Important result, but the proof has a concrete error in Claim 5.8 that invalidates the middle-interval upper bound as written. read the letter →
The pith
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
The reading
What carries the argument
The load-bearing object is a lexicographically maximal rank-4 packing $(A,B,C,D)$: $A$ is a maximum $K_4$-tiling, $B$ a $K_3$-tiling, $C$ a $K_2$-tiling, and $D$ a set of isolated vertices, chosen to maximize $(|A|,|B|,|C|,|D|)$ in this order. The six-part hierarchy $A_1,\ldots,A_6$ refines how each $K_4$ in $A$ connects to the lower pieces, and it is the device that lets the proof reach all $k\leq n/4$ instead of only $k\leq n/8$. The global step reduces the problem to maximizing several 9-variable quadratic upper bounds $\Phi_1,\Phi_2,\Phi_3$ over the simplex $a_1+\cdots+a_6=k$, $4k+3b+2c+d=n$; convexity, piecewise linear reductions, and auxiliary graph arguments show the maximum coincides with the edge count of one of $E_1,\ldots,E_5$.
What would settle it
Independently maximize the quadratic form $\eta(b,x_2,\ldots,x_{10})$ over the simplex $x_2+\cdots+x_{10}\leq\gamma$, for instance by exact arithmetic near the transition values $\gamma=6b/5$ and $\gamma=56b/15$; if any computed value exceeds the piecewise bound claimed in Proposition A.1, the upper bound and the main theorem fail in that interval.
Extended reading notes
Core claim
For integers $n\geq 4k\geq 0$, the asymptotic extremal number is $\mathrm{ex}(n,(k+1)K_4)=\Xi(n,k)+O(n)$, where $\Xi(n,k)$ is piecewise quadratic with five pieces. The five pieces are exactly the edge densities of five constructions: a four-partite complete graph with an additional clique $X$; three variants where the non-$X$ part is increasingly compressed into fewer parts; and a seven-part construction active near $k=n/4$. The proof starts from a lexicographically maximal rank-4 packing $(A,B,C,D)$ of the host graph, partitions the $K_4$-tiling $A$ into six subfamilies $A_1,\ldots,A_6$ according to how they are seen by triangles, edges, vertices, and other $K_4$s, proves tailored upper bounds on each local contribution, and then reduces the global edge count to a constrained quadratic optimization problem over nine variables. Solving that optimization shows the maximum is attained by one of the five constructions; the paper also states a stability version, asserting that any near-extremal graph is close in edit distance to the corresponding $E_i$, with the proof said to follow from the same argument and omitted.
Load-bearing premise
The proof in the middle range of $k$ rests on a nine-variable optimization inequality, Proposition A.1, that is verified by computer algebra rather than by a written proof, so the main theorem would collapse in that range if the inequality is wrong.
Editorial extensions
If this is right
- Any $n$-vertex graph with more than $\Xi(n,k)+O(n)$ edges must contain $k+1$ vertex-disjoint $K_4$s, for every $k$ with $0\leq k\leq n/4$.
- The edge-density threshold as a function of $k/n$ has exactly five asymptotically distinct regimes, with phase boundaries at $k/n=2/13$, $1/6$, $(4-\sqrt{2})/14$, and $(11+\sqrt{7})/57$.
- Each regime is governed by one of the five constructions $E_1,\ldots,E_5$, and the paper conjectures these constructions are exactly extremal for large $n$, noting that its method can be adapted to prove exact extremality in the two outer regimes.
- For general $r\geq 5$, the paper proposes a candidate set of $r+1$ extremal families for the analogous density problem, giving a concrete target for future work.
- If the asserted stability version is written out in full, it would imply that every near-extremal graph is close in edit distance to one of the five constructions, providing a structural description alongside the numerical threshold.
Reading between the lines
- A natural next test is the exact, not just asymptotic, version of $\mathrm{ex}(n,(k+1)K_4)$ for all large $n$; the authors indicate the outer two regimes are already within reach, so the main missing piece in the middle regime is a human-checkable certificate for the computer-verified optimization inequality.
- The six-part hierarchy for $A$ suggests that larger $r$ will require progressively finer partitions of the $K_r$-tiling, and the proposed $r+1$ extremal families may be only the visible part of a larger structure needed to carry the proof through.
- An independent exact verification of Proposition A.1, ideally with a machine-checked certificate, would remove the main lingering doubt about the proof without waiting for a fully human-written derivation.
- Should the stability theorem be completed, it could open a stability-based route to the exact conjecture and would likely transfer to $r\geq 5$ once the corresponding density result is established.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper claims to determine, asymptotically, the maximum number of edges in an n-vertex graph with K4-matching number at most k, namely ex(n,(k+1)K4) = Ξ(n,k) + O(n), where Ξ is a piecewise quadratic function with five regimes matched by five extremal constructions E1(n,k) through E5(n,k). The proof follows the Allen–Böttcher–Hladký–Piguet framework: a lexicographically maximal rank-4 packing (A,B,C,D) of a K4-tiling, K3-tiling, K2-tiling, and vertices is refined into six classes A1,...,A6, and then a large collection of local edge-counting lemmas is combined with several quadratic programming reductions. The paper also states a stability theorem (Theorem 1.4) and proposes a family of constructions for general r ≥ 5.
Significance. If the main theorem were proved, it would be a substantial advance: it would give the first density version of the Hajnal–Szemerédi theorem for K4, identify the five extremal density regimes, and provide a concrete candidate family for all r ≥ 5. The five constructions and the reduction to a finite optimization problem are elegant, and the proof is not circular: the upper bound is derived independently of the constructions. However, the proof as written contains a concrete false inequality in a key claim, several load-bearing lemmas are asserted without proof, and the computer-assisted optimization is not accompanied by a verifiable certificate. These issues prevent the main theorem from being established.
major comments (3)
- [§5.1, Claim 5.8(i)] The proof of Claim 5.8(i) asserts that |F[S,B]| ≥ 3b + 3150 > Z(|S|,|B|,K_{4,11}) by Theorem 2.6. This comparison is false. For m=30, a=4, b=11, Theorem 2.6 applies only when n ≥ 10·C(30,4) = 274050, and in that range it gives Z(30,n,4,11) = 3n + 274050, which is strictly larger than 3n + 3150. For n < 274050 the cited formula does not apply, and the standard Kővári–Sós–Turán bound is also larger than 3n + 3150 for all n in that range. Hence the claimed L30-freeness of H[Z2] is not proved, and the same flaw propagates to Claims 5.8(ii)–(iv). Consequently the bounds (14)–(17), Lemma 5.3, Lemma 5.1, and Proposition 7.34(iii) are not established. Proposition 7.34(iii) is the only upper bound used in Case 3 of the proof of Theorem 1.3 in §7.5, so the main theorem is unproven.
- [Appendix A, Proposition A.1] Proposition A.1 is load-bearing for Lemma 5.3, but its proof is not self-contained. The text states that several of the displayed piecewise inequalities are 'derived using Mathematica' and that the calculations for (58), (59), and (60) can be proven but are omitted. No machine-checked certificate or detailed derivation is supplied in the manuscript. Even if Claim 5.8 were repaired, the numerical optimization in Proposition A.1 would still need independent verification before Lemma 5.3 could be accepted.
- [§6.5, Lemma 6.18 and §1.1, Theorem 1.4] Lemma 6.18 is essential for Lemma 6.2, which is used in Cases 2 and 3 of the proof of Theorem 1.3. Its proof, however, treats only Case 1 (4×Type I) in detail; Cases 2–6 are dismissed with 'the proofs ... follow a similar structure ... so we omit the details here.' These are not routine re-derivations: each case involves a different list of possible types and different switching operations. Similarly, Theorem 1.4 is stated as a theorem but is not proved; the text only says it follows from the proof of Theorem 1.3 with straightforward modifications and that details are omitted. Both are explicit gaps in the claimed results.
minor comments (4)
- [§1.1 and §2] There are typos such as 'Theorme' in the introduction and 'ecah' in Section 2; these should be corrected.
- [§5.1, Claim 5.8(i)] In the proof of Claim 5.8(i), the copy of L30 is said to lie in H[Z1], but the claim is about H[Z2]; the indexing should be made consistent.
- [Lemma 3.3(iv)] The statement of Lemma 3.3(iv) says 'e(A1, Qi) ≤ 14a1', but the proof and the consequent formula concern A2; this should read e(A2, Qi) ≤ 14a2 and e(A2, Ai) ≤ 14a2ai + 2ai.
- [Lemma 6.15 and Lemma 6.16] In Lemma 6.15, 'p6 ∈ Q3' should presumably be 'p6 ∈ Q6'. In Lemma 6.16, item (iv) repeats item (iii) verbatim, so one of them needs to be corrected or removed.
Circularity Check
No significant circularity: the upper bound is derived from independent local estimates and convex optimization, not from the target extremal formula.
full rationale
The proof of Theorem 1.3 is self-contained in the sense relevant to circularity. The five extremal constructions E1–E5 are defined first, and their edge densities define the target function Xi(n,k), but the upper bound is derived independently: from a lexicographically maximal rank-4 packing, the six-family partition A1–A6, the local edge bounds in Sections 3–6, and the quadratic programs in Section 7. The optimization problems maximize Phi1, Phi2, and Phi3 over the region Omega_{n,k}, and their solutions are shown to equal Xi by convexity and case analysis, not by assuming Xi. Thus the main claim does not reduce to its own inputs. The only self-citations appear in the introduction, where the authors mention their own general upper-bound results; these are not load-bearing for the r=4 theorem. Theorem 6.5, used in Proposition 6.4 and Lemma 6.2, is an external result of Allen–Boettcher–Hladky–Piguet, not a self-citation. Proposition A.1, though verified by Mathematica rather than by a written proof or machine-checked certificate, is a bound on an auxiliary function eta used inside Lemma 5.3; it does not encode the target formula or fit any data to it, so it is a correctness or verifiability concern rather than circularity. Similarly, the asserted stability version Theorem 1.4 is stated without proof, and the reviewer-flagged issue that Claim 5.8(i) applies Theorem 2.6 outside its stated range is a possible internal error in the application of an external bound; neither is a case of a prediction reducing to a fit or of a self-citation chain. No circular step meeting the evidentiary standard of this pass was found.
Assumptions & free parameters
assumptions (3)
- standard math Standard graph extremal theorems used in local bounds: Erdős-Gallai (Theorems 2.1 and 2.2), Simonovits (Theorem 2.3), Gyárfás-Rousseau-Schelp (Theorem 2.5), Čulík (Theorem 2.6), and ABHP extension of Turán (Theorem 6.5).
- domain assumption The graph is assumed to be sufficiently large, with the statement 'assume that n is sufficiently large' in Section 1.3.
- domain assumption A rank-4-packing (A,B,C,D) maximizing (|A|,|B|,|C|,|D|) in lexicographic order exists and is fixed throughout the proof.
Cite this review
Pith. "Pith review of Density Hajnal--Szemer\'{e}di theorem for cliques of size four." pith.science (2026). https://pith.science/paper/L6FS2PAQ
@misc{pith2026250100801,
author = {Pith},
title = {Pith review of: Density Hajnal--Szemer\'edi theorem for cliques of size four},
year = {2026},
howpublished = {\url{https://pith.science/paper/L6FS2PAQ}},
note = {Machine review of arXiv:2501.00801}
}
abstract
The celebrated Corr\'{a}di--Hajnal Theorem~\cite{CH63} and the Hajnal--Szemer\'{e}di Theorem~\cite{HS70} determined the exact minimum degree thresholds for a graph on $n$ vertices to contain $k$ vertex-disjoint copies of $K_r$, for $r=3$ and general $r \ge 4$, respectively. The edge density version of the Corr\'{a}di--Hajnal Theorem was established by Allen--B\"ottcher--Hladk\'y--Piguet~\cite{ABHP15} for large $n$. Remarkably, they determined the four classes of extremal constructions corresponding to different intervals of $k$. They further proposed the natural problem of establishing a density version of the Hajnal--Szemer\'{e}di Theorem: For $r \ge 4$, what is the edge density threshold that guarantees a graph on $n$ vertices contains $k$ vertex-disjoint copies of $K_r$ for $k \le n/r$. They also remarked, ``We are not even sure what the complete family of extremal graphs should be.'' We take the first step toward this problem by determining asymptotically the five classes of extremal constructions for $r=4$. Furthermore, we propose a candidate set comprising $r+1$ classes of extremal constructions for general $r \ge 5$.
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Cited by 1 Pith paper
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Reference graph
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