An estimation of the pre-Schwarzian norm for certain classes of analytic functions
Pith reviewed 2026-05-22 19:09 UTC · model grok-4.3
The pith
The pre-Schwarzian norm admits sharp upper bounds for Ma-Minda starlike and convex functions tied to two specific subordinating functions.
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
Core claim
For the classes S*(φ) and C(φ) with φ(z) = 1/(1 - z)^s where 0 < s ≤ 1 and with φ(z) = (1 + s z)^2 where 0 < s ≤ 1/√2, the paper proves that the pre-Schwarzian norm attains a sharp maximum value attained by an explicit extremal function in each case.
What carries the argument
The pre-Schwarzian derivative norm, given by the supremum of (1 - |z|^2) |f''(z)/f'(z)| over the unit disk, which quantifies the local distortion of f.
If this is right
- The growth and distortion theorems for these classes follow directly from the norm bound.
- Coefficient bounds and radius problems for the same families become accessible via the norm estimate.
- The extremal functions are the same ones that maximize the norm, confirming the sharpness.
Where Pith is reading between the lines
- The same technique may yield bounds when φ is replaced by other convex functions with known Taylor coefficients.
- The estimates could be compared with the corresponding bounds for the Schwarzian derivative to see which norm gives tighter control on univalence.
- Numerical verification of the bound for a random sample of functions generated by the subordination condition would test consistency with the analytic proof.
Load-bearing premise
The functions must satisfy the subordination relation that defines membership in S*(φ) or C(φ) for the chosen φ.
What would settle it
Compute the pre-Schwarzian norm of the explicit extremal function for one of the given φ and check whether any other function in the same class exceeds that value.
Figures
read the original abstract
The primary objective of this paper is to establish the sharp estimates of the pre-Schwarzian norm for functions $f$ in the class $\mathcal{S}^*(\varphi)$ and $\mathcal{C}(\varphi)$ when $\varphi(z)=1/(1-z)^s$ with $0<s\leq 1$ and $\varphi(z)=(1+sz)^2$ with $0<s\leq 1/\sqrt{2}$, where $\mathcal{S}^*(\varphi)$ and $\mathcal{C}(\varphi)$ are the Ma-Minda type starlike and Ma-Minda type convex classes associated with $\varphi$, respectively.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper establishes sharp estimates for the pre-Schwarzian norm ||f|| = sup_{|z|<1} (1-|z|^2) |f''(z)/f'(z)| for functions f in the Ma-Minda starlike class S^*(φ) and convex class C(φ), specifically when φ(z) = 1/(1-z)^s for 0 < s ≤ 1 and when φ(z) = (1 + s z)^2 for 0 < s ≤ 1/√2. The classes are defined by the subordination conditions z f'/f ≺ φ and f' ≺ φ, respectively. The proofs rely on standard subordination arguments and relations such as f''/f' = p'/p + (p-1)/z for starlike and f''/f' = (p-1)/z for convex cases.
Significance. If the claimed sharp bounds are verified to be attained by admissible extremal functions in each class, the results would extend classical pre-Schwarzian estimates from the standard starlike and convex classes to these parameterized Ma-Minda families. This could be useful for distortion theorems and coefficient problems in geometric function theory, particularly since the parameter ranges on s are explicitly restricted to ensure the functions remain in the unit disk and satisfy the required analyticity and univalence.
major comments (2)
- [§3] §3 (main results for S^*(φ)): The upper bound for ||f|| is derived by maximizing over p ≺ φ, but the manuscript does not explicitly construct or evaluate the candidate extremal function f(z) = z exp(∫_0^z (φ(t)-1)/t dt) to confirm that the supremum is attained at an interior point of D for the full range 0 < s ≤ 1. Without this verification, the sharpness claim rests on the assumption that the bound is achieved rather than merely approached as |z| → 1.
- [§4] §4 (results for C(φ)): For φ(z) = (1 + s z)^2 with 0 < s ≤ 1/√2, the bound obtained from f''/f' = (p-1)/z requires explicit confirmation that the extremal function remains analytic and univalent in D and that the pre-Schwarzian norm equals the stated constant; the parameter restriction on s appears chosen to guarantee this, but the manuscript does not include a direct computation showing attainment inside the disk.
minor comments (2)
- [Introduction] The notation for the pre-Schwarzian norm is introduced without a numbered equation; adding ||f|| := sup ... would improve readability when the quantity is referenced in later theorems.
- [References] A few references to classical results on pre-Schwarzian norms (e.g., Becker's criterion or related works on Ma-Minda classes) are cited but could be expanded with one or two more recent papers on subordination techniques for sharpness.
Simulated Author's Rebuttal
We thank the referee for the careful reading of our manuscript and for providing constructive comments that help improve the presentation of our results. We address the major comments point by point below.
read point-by-point responses
-
Referee: [§3] §3 (main results for S^*(φ)): The upper bound for ||f|| is derived by maximizing over p ≺ φ, but the manuscript does not explicitly construct or evaluate the candidate extremal function f(z) = z exp(∫_0^z (φ(t)-1)/t dt) to confirm that the supremum is attained at an interior point of D for the full range 0 < s ≤ 1. Without this verification, the sharpness claim rests on the assumption that the bound is achieved rather than merely approached as |z| → 1.
Authors: We acknowledge the referee's observation. To establish sharpness rigorously, we will revise the manuscript to explicitly introduce the extremal function f(z) = z exp(∫_0^z (φ(t)-1)/t dt) for the case p(z) = φ(z). For φ(z) = 1/(1-z)^s with 0 < s ≤ 1, this function belongs to S^*(φ) by construction. We will provide a direct computation of (1 - |z|^2) |f''(z)/f'(z)| and verify that its supremum over the unit disk equals the bound derived in the paper. This verification will confirm attainment of the bound, either at an interior point for certain s or approached as |z| → 1, thereby justifying the sharpness claim for the entire range. revision: yes
-
Referee: [§4] §4 (results for C(φ)): For φ(z) = (1 + s z)^2 with 0 < s ≤ 1/√2, the bound obtained from f''/f' = (p-1)/z requires explicit confirmation that the extremal function remains analytic and univalent in D and that the pre-Schwarzian norm equals the stated constant; the parameter restriction on s appears chosen to guarantee this, but the manuscript does not include a direct computation showing attainment inside the disk.
Authors: We agree that a direct verification is beneficial. In the revised manuscript, we will explicitly construct the extremal function for the convex case, which satisfies f'(z) = φ(z), and confirm its analyticity and univalence in the unit disk under the given restriction 0 < s ≤ 1/√2. We will compute the pre-Schwarzian norm for this function and show that it attains the stated bound. The restriction on s is indeed to ensure that φ maps the unit disk into a region that guarantees univalence of the integrated function, and we will include this justification along with the attainment computation. revision: yes
Circularity Check
No circularity: estimates derived from subordination without reduction to inputs
full rationale
The paper derives pre-Schwarzian norm bounds for S*(φ) and C(φ) via standard subordination p ≺ φ and the relations f''/f' = p'/p + (p-1)/z or (p-1)/z. These steps use the given φ(z) = 1/(1-z)^s or (1+sz)^2 directly to maximize the expression over |z|<1; no parameter is fitted to data and then renamed as a prediction, no self-definition of the norm via the bound itself, and no load-bearing self-citation chain. The derivation remains self-contained against the subordination definition and the explicit φ forms.
Axiom & Free-Parameter Ledger
axioms (1)
- standard math Standard results from univalent function theory and subordination principle hold in the unit disk.
Reference graph
Works this paper leans on
-
[1]
R. Aghalaryand Z. Orouji, Norm Estimates of the Pre-Schwarzian Derivatives forα-Spiral-Like Functions of Order ρ, Complex Anal. Oper. Theory 8(4) (2014), 791–801
work page 2014
-
[2]
M. F. Ali and S. Pal, Pre-Schwarzian norm estimates for the class of Janowski starlike functions, Monatsh. Math. 201(2) (2023), 311–327
work page 2023
-
[3]
M. F. Ali and S. Pal, Schwarzian norm estimates for some classes of analytic functions,Mediterr. J. Math. 20 (2023), 294
work page 2023
-
[4]
M. F. Ali and S. Pal, Schwarzian norm estimate for functions in Robertson class, Bull. Sci. Math., 188 (2023), 103335
work page 2023
-
[5]
M. F. Ali and S. Pal, The Schwarzian norm estimates for Janowski convex functions, Proc. Edinb. Math. Soc. 67(2) (2024), 299–315
work page 2024
-
[6]
K. Banoa and M. Raza, Starlikness associated with limacon, Filomat 37(3) (2023), 851–862
work page 2023
-
[7]
Becker, L¨ ownersche Differentialgleichung und quasikonform fortsetzbare schlichte Funktionen, J
J. Becker, L¨ ownersche Differentialgleichung und quasikonform fortsetzbare schlichte Funktionen, J. Reine Angew. Math. 255 (1972), 23–43
work page 1972
-
[8]
J. Becker and C. Pommerenke , Schlichtheitskriterien und Jordangebiete, J. Reine Angew. Math. 354 (1984), 74–94
work page 1984
-
[9]
N. E. Cho, V. Kumar, S. S. Kumar and V. Ravichandran , Radius problems for starlike functions associated with the sine function, Bull. Iranian Math. Soc. 45(1) (2019), 213–232
work page 2019
-
[10]
N. E. Cho, A. Swaminathan and L. A. Wani, Radius constants for functions associated with a limacon domain, J. Korean Math. Soc. 59(2) (2022), 353–365
work page 2022
-
[11]
J. H. Choi, Y. C. Kim, S. Ponnusamy and T. Sugawa, Norm estimates for the Alexander transforms of convex functions of order alpha. J. Math. Anal. Appl. 303 (2005), 661–668
work page 2005
-
[12]
P. L. Duren , Univalent functions, Grundlehren der mathematischen Wissenschaften , vol. 259, Springer-Verlag, New York, Berlin, Heidelberg, Tokyo, 1983
work page 1983
-
[13]
A. Ebadian, T. Bulboac ˘a, N. E. Cho and E. A. Adegani, Coefficient bounds and differential subordinations for analytic functions associated with starlike functions, Rev. Real Acad. Cienc. Exactas Fis. Nat. - A: Mat. 114 (2020), 128
work page 2020
-
[14]
P. Goel and S. S. Kumar , Certain class of starlike functions associated with modified sigmoid function, Bull. Malays. Math. Sci. Soc. 43 (2020), 957–991
work page 2020
-
[15]
A. W. Goodman , Univalent Functions, Vol. I and II (Mariner Publishing Co., Tampa, Florida)(1983)
work page 1983
-
[16]
A. W. Goodman, On uniformly convex functions, Ann. Pol. Math. 56 (1991), 87–92
work page 1991
-
[17]
A. W. Goodman, On uniformly starlike functions, J. Math. Anal. Appl. 155 (1991), 364–370
work page 1991
-
[18]
W. Janowski, Extremal problems for a family of functions with positive real part and for some related families, Ann. Polon. Math. 23 (1973), 159–177
work page 1973
- [19]
- [20]
- [21]
-
[22]
Y. C. Kim, S. Ponnusamy and T. Sugawa, Mapping properties of nonlinear integral operators and pre-Schwarzian derivatives, J. Math. Anal. Appl. 299 (2004), 433–447
work page 2004
-
[23]
Y. C. Kim and T. Sugawa, Growth and coefficient estimates for uniformly locally univalent functions on the unit disk, Rocky Mountain J. Math. 32 (2002), 179–200. ESTIMATION OF THE PRE-SCHW ARZIAN NORM 15
work page 2002
-
[24]
Y. C. Kim and T. Sugawa, Norm estimates of the pre-Schwarzian derivatives for certain classes of univalent functions, Proc. Edinb. Math. Soc. 49(1) (2006), 131–143
work page 2006
- [25]
- [26]
- [27]
-
[28]
V. S. Masih and S. Kanas , Subclasses of starlike and convex functions associated with the lima¸ con domain,Symmetry 12(6) (2020), 942
work page 2020
-
[29]
Okuyama, The norm estimates of pre-Schwarzian derivatives of spiral-like functions, Complex Var
Y. Okuyama, The norm estimates of pre-Schwarzian derivatives of spiral-like functions, Complex Var. Theory Appl. 42 (2000), 225–239
work page 2000
-
[30]
R. Parvatham, S. Ponnusamy and S. K. Sahoo , Norm estimates for the Bernardi integral transforms of functions defined by subordination, Hiroshima Math. J. 38 (2008), 19–29
work page 2008
-
[31]
S. Ponnusamy and S. K. Sahoo , Norm estimates for convolution transforms of certain classes of analytic functions, J. Math. Anal. Appl. 342 (2008), 171–180
work page 2008
-
[32]
S. Ponnusamy and S. K. Sahoo , Pre-Schwarzian norm estimates of functions for a subclass of strongly starlike functions, Mathematica 52(75) (2010), 47–53
work page 2010
-
[33]
Rønning, On starlike functions associated with parabolic regions, Ann
F. Rønning, On starlike functions associated with parabolic regions, Ann. Univ. Mariae Curie- Sk lodowaka, Sect. A 45 (1991), 117–122
work page 1991
-
[34]
Rønning, Uniformly convex functions and a corresponding class of starlike functions, Proc
F. Rønning, Uniformly convex functions and a corresponding class of starlike functions, Proc. Am. Math. Soc. 118(1) (1993), 189–196
work page 1993
-
[35]
J. Stankiewicz, Quelques probl` emes extr´ emaux dans les classes des fonctionsα-angulairement ´ etoil´ ees,Ann. Univ. Mariae Curie-Sk lodowska Sect. A. 20 (1966), 59–75
work page 1966
-
[36]
Sugawa, On the norm of pre-Schwarzian derivatives of strongly starlike functions, Ann
T. Sugawa, On the norm of pre-Schwarzian derivatives of strongly starlike functions, Ann. Univ. Mariae Curie-Sk lodowska Sect. A 52(2) (1988), 149–157
work page 1988
-
[37]
D. K. Thomas, N. Tuneski and V. Allu, Univalent functions : A Primer, De Gruyter Studies in Mathematics, 69, De Gruyter, Berlin, 2018
work page 2018
-
[38]
Yamashita, Almost locally univalent functions, Monatsh
S. Yamashita, Almost locally univalent functions, Monatsh. Math. 81 (1976), 235–240
work page 1976
-
[39]
Yamashita, Norm estimates for function starlike or convex of order alpha, Hokkaido Math
S. Yamashita, Norm estimates for function starlike or convex of order alpha, Hokkaido Math. J. 28(1) (1999), 217–230. Vasudevarao Allu, Department of Mathematics, School of Basic Science, Indian Insti- tute of Technology Bhubaneswar, Bhubaneswar-752050, Odisha, India. Email address: avrao@iitbbs.ac.in Raju Biswas, Department of Mathematics, Raiganj Univer...
work page 1999
discussion (0)
Sign in with ORCID, Apple, or X to comment. Anyone can read and Pith papers without signing in.