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On the distribution of the number of distinct generators of h-free and h-full elements in an abelian monoid

T0 review · 2 major / 5 minor · reviewed 2026-08-07 · deepseek-v4-flash

Pith's one-line read For any countably generated free abelian monoid whose norm-counting function satisfies a standard power-saving estimate, the number of distinct prime generators of h-free and h-full elements has explicit first and second moments, and…

desk verdict The h-free part is a solid generalization, but the h-full moment proof is broken by a wrong factor in Lemma 4.2. read the letter →

arxiv 2506.01030 v1 pith:FLVC43LU submitted 2025-06-01 math.NT math.PR

classification math.NTmath.PR MSC 11N3711N5611M41
keywords abelianmonoidh-freeelementsh-fulldistinctprimegeneratorsmomentsnormalordergeneralizedzetafunctionarithmeticstatistics
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

This paper shows how the count $\omega(m)$ of distinct prime generators of an element $m$ behaves when $m$ is restricted to $h$-free elements (each prime appears at most $h-1$ times) or $h$-full elements (each prime appears at least $h$ times) in a countably generated free abelian monoid. Under one counting hypothesis on the norm map, the first two moments of $\omega(m)$ over each subset have explicit asymptotic expansions with leading terms $\kappa x \log\log x / \zeta_M(h)$ and $\kappa \gamma_h x^{1/h} \log\log x$, respectively. A direct corollary is that $\omega(m)$ has normal order $\log\log N(m)$ on both subsets, even though $h$-full elements form a sparse, zero-density set. Because the ambient object is a general monoid, the formulas specialize to ideals in number fields, effective divisors in global function fields, and 0-cycles on projective varieties, and recover the classical integer results when the field is the rationals.

What carries the argument

The machinery is the generalized zeta function $\zeta_M(s)=\prod_{p\in P}(1-N(p)^{-s})^{-1}$, together with two structural decompositions. For $h$-free elements, the generalized Möbius function converts the indicator of $h$-freeness into a divisor sum, and Lemma 3.1 counts $h$-free elements avoiding any fixed finite set of primes; feeding in the estimate $\sum_{N(p)\le x}1/N(p)=\log\log x+A+O(1/\log x)$ produces the double-log main terms and the constants $C_1,C_2$. For $h$-full elements, every element is written as $m=h a_0+(h+1)a_1+\cdots+(2h-1)a_{h-1}$, and the generating series $N_h(s)$ factors as $G_h(s)L_h(s)$, where $L_h(s)=\zeta_M(hs)\zeta_M((h+1)s)\cdots\zeta_M((2h-1)s)$ and $G_h(s)$ converges absolutely for $\Re(s)>1/(2h+2)$; evaluating this factorization at $s=1/h$ yields the Euler product $\gamma_h$ and the constants $D_1,D_2$. Condition $(\star)$ is used throughout to justify the zeta-function analysis and the error terms.

What would settle it

Take $M$ to be the free abelian monoid on the ordinary primes with $N(p)=p$, and take $h=2$, so that $h$-free elements are the squarefree integers and $\zeta_M(2)=\pi^2/6$. Theorem 1.2 predicts $\sum_{n\le x,\ n\ \mathrm{squarefree}}\omega(n)=\frac{6}{\pi^2}x\log\log x+\frac{6}{\pi^2}C_1 x+O(x/\log x)$, with $C_1=A-\sum_p\frac{p-1}{p(p^2-1)}$. Directly evaluating the squarefree sum for large $x$ should show the residual after subtracting $\frac{6}{\pi^2}x\log\log x$ tracking the linear term $\frac{6}{\pi^2}C_1 x$; a persistent mismatch in that coefficient would disprove the theorem.

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Extended reading notes

Core claim

The central claim is Theorem 1.2 and Theorem 1.3. If $P$, $M$, and $X$ satisfy Condition $(\star)$, namely $I(x)=\sum_{N(m)\le x}1=\kappa x+O(x^\theta)$ with $\kappa>0$ and $0\le\theta<1$, then $\sum_{m\in S_h(x)}\omega(m)=\frac{\kappa}{\zeta_M(h)}x\log\log x+\frac{\kappa C_1}{\zeta_M(h)}x+O_h(x/\log x)$, with a corresponding explicit second moment involving $C_2$, and $\sum_{m\in N_h(x)}\omega(m)=\kappa\gamma_h x^{1/h}\log\log x+\kappa\gamma_h D_1 x^{1/h}+O_h(x^{1/h}/\log x)$, with the second moment involving $D_2$. The constants $C_1,C_2,D_1,D_2$ are explicit Euler-product and reciprocal-prime sums depending only on the prime set and $h$, and $\gamma_h$ is the convergent Euler product of (4). Corollaries 1.1 and 1.2 turn these moments into the normal-order statement: for every $\varepsilon>0$, all but $o(|S_h(x)|)$ $h$-free elements and all but $o(|N_h(x)|)$ $h$-full elements have $(1-\varepsilon)\log\log N(m)\le\omega(m)\le(1+\varepsilon)\log\log N(m)$. Section 5 verifies Condition $(\star)$ in three concrete settings and writes out the resulting formulas for number fields, function fields, and projective varieties.

Load-bearing premise

The load-bearing premise is Condition $(\star)$: the count of monoid elements with norm at most $x$ must be $\kappa x+O(x^\theta)$ for some $\kappa>0$ and $0\le\theta<1$; if this estimate fails, or its error is not a pure power strictly below $x$, the stated leading constants and the normal-order conclusion need not survive.

Editorial extensions

If this is right

  • For both $h$-free and $h$-full subsets, $\omega(m)$ has normal order $\log\log N(m)$: for any $\varepsilon>0$, the fraction of elements in $S_h(x)$ or $N_h(x)$ whose $\omega(m)$ lies outside $(1\pm\varepsilon)\log\log N(m)$ tends to 0.
  • The second-moment formulas imply the variance of $\omega$ over each subset grows like $\log\log x$, matching the classical integer picture and making a Gaussian limit plausible; the paper states that a Gaussian distribution result will appear in a follow-up.
  • The same theorems give explicit moment formulas for ideals in number fields, effective divisors in global function fields, and effective 0-cycles on geometrically irreducible projective varieties; the number-field case with $K=\mathbb{Q}$ recovers the earlier integer results.
  • An analogous treatment of $\Omega(m)$, the count with multiplicity, yields first and second moments over $h$-free and $h$-full elements and normal order $\log\log N(m)$ over $M$ and $S_h$, with normal order $h\log\log N(m)$ over $N_h$.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • An extension the paper leaves implicit: because the proofs use Condition $(\star)$ only through the zeta-function and reciprocal-prime estimates, the same moment formulas should hold for any abstract number system satisfying the same power-saving counting axiom, including systems whose prime norms are not powers of a single base.
  • The explicit constants $C_2$ and $D_2$ determine the variance of $\omega$ over each subset up to a bounded error; if the announced Gaussian distribution result is proved, these constants fix the variance's constant term and give a way to test the rate of convergence in number-field and function-field examples.
  • The $h$-full result says that although $h$-full elements have density zero, their distinct-prime counts spread exactly like the whole monoid; this suggests the decomposition $m=h a_0+(h+1)a_1+\cdots$ can be used as a randomizing model for other arithmetic functions over sparse subsets.
  • In the function-field and variety cases the constants become explicit functions of $q$ and the zeta function of the underlying object; evaluating $\gamma_h,C_1,C_2,D_1,D_2$ for small genus or small dimension would yield concrete asymptotic predictions checkable against divisor-counting data.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

2 major / 5 minor

Summary. This paper develops a general framework for counting h-free and h-full elements in countably generated free abelian monoids equipped with a norm map and a counting function satisfying the asymptotic condition (⋆). The main theorems give asymptotic formulas for the first and second moments of the number of distinct prime generators over h-free and h-full elements, with explicit constants C1, C2, D1, D2 and specified error terms, and they derive the normal order log log N(m) on both subsets. Section 5 applies the results to ideals in number fields, effective divisors in global function fields, and effective 0-cycles on geometrically irreducible projective varieties over finite fields.

Significance. If the moment formulas are correct, the paper provides a useful unified treatment of ω over h-free and h-full elements in a broad class of arithmetical monoids. The constants are defined by convergent Euler products or sums rather than fitted to the claimed asymptotics, and the applications verify the key condition (⋆) by reference to concrete counting theorems. The normal-order corollaries and the transfer to number fields, function fields, and varieties are natural and would be of interest. However, the manuscript contains a load-bearing algebraic error in Lemma 4.2 that invalidates the proof of Theorem 1.3 as printed; the intended argument appears repairable by a reciprocal correction, but the current text does not establish the stated D1 and D2.

major comments (2)
  1. [Section 4, Lemma 4.2] The stated leading constant has the exclusion factor in the numerator, but the restricted generating function is N_{h,ell}(s) = N_h(s) / (1 + N(ell)^{-hs}/(1 - N(ell)^{-s})) by (27). Therefore removing the prime ell divides by the factor (1 + N(ell)^{-1}/(1 - N(ell)^{-1/h})) at s = 1/h, not multiplies by it. This is also visible in the final displayed product of the proof: prod_{p neq ell} A_p times prod_p B_p equals gamma_h / A_ell, not gamma_h A_ell, where A_p = 1 + N(p)^{-1}/(1 - N(p)^{-1/h}). Lemma 4.2 and its proof must be corrected by replacing the factor with its reciprocal.
  2. [Section 4, proof of Theorem 1.3, Eqs. (45)-(46)] With the printed multiplicative factor A = 1 + N(p)^{-1}/(1 - N(p)^{-1/h}), the inner sum in (45) is sum_{k=h}^{floor(...)} A N(p)^{-k/h}, whose leading term is N(p)^{-1}(1 - N(p)^{-1/h} + N(p)^{-1})/(1 - N(p)^{-1/h})^2, not N(p)^{-1}/(1 - N(p)^{-1/h} + N(p)^{-1}) as claimed in (46). The displayed simplification is therefore false, and the derivation of D1 collapses; the same erroneous factor propagates into the pair sum and the derivation of D2 in (52)-(56). Replacing the factor in Lemma 4.2 by its reciprocal makes the identity in (46) correct, so the theorem is plausibly repairable, but Theorem 1.3 is not proved by the text as written.
minor comments (5)
  1. [Section 4.1, Eqs. (5) and (36)] The case conditions involving h/(h+i) are typeset ambiguously; please use h/(h+i) with parentheses consistently in both remainder definitions.
  2. [Section 4.1, Lemma 4.1] Lemma 4.1 is attributed to [3, Lemma 6.1] even though a full proof is supplied in the text; please clarify whether this is a new proof or a reproduction of the cited lemma.
  3. [Section 2, proof of Lemma 2.5] The intermediate expression A(log log x/2 + A) appears to be a typo; it should presumably read A(log log(x/2) + A).
  4. [Section 3, Eq. (20)] The denominator zeta(h) in (20) should be zeta_M(h) to match the notation used throughout the paper.
  5. [Section 1, Corollary 1.2] The proof of Corollary 1.2 is only a sketch referencing [4, Proof of Theorem 1.3]; once Theorem 1.3 is repaired, please spell out the variance step or provide a precise reduction to the moment estimates.

Circularity Check

0 steps flagged · score 1.0 of 10

No load-bearing circularity: constants are defined by convergent prime sums and independent Axiom-A estimates, not fitted to the target moments.

full rationale

The derivation chain is not circular. Under Condition (⋆), the main constants γ_h, C1, C2, D1, D2 are defined in advance by convergent Euler products, limits, or prime sums ((4), (6)–(12)); none is chosen to match the right-hand sides of Theorems 1.2–1.3. The h-free moment proof expands the counting function via Möbius inversion (Lemma 3.1) and reduces to Mertens-type prime estimates; the h-full proof factors the generating series using the external identity from Ivić–Shiu [8, (1.5)] and the condition-(⋆) count T_h(x) proved in Lemma 4.1. The self-citations to [16] and [17] supply a classification of X and the constants A and B under the same Axiom A hypothesis; these are parameter-free published results whose assumptions do not include the target moments, so by the independence rule they do not make the claim circular. The integer case [4] serves as an external benchmark that the monoid results generalize, rather than as the source of the monoid constants. The applications are not fitted: they verify Condition (⋆) in each setting via Landau, Rosen, and [17, Lemma 7]. The apparent reciprocal-factor mismatch in Lemma 4.2 is a technical correctness issue in a non-circular step, not an equivalence of output to input, and it does not affect the circularity score.

Assumptions & free parameters 0 free parameters · 4 assumptions · 0 invented entities

The paper introduces no free parameters: all constants (A, B, C1, C2, D1, D2, γ_h, L_h) are defined as convergent Euler products, limits, or series over the prime set P. The proofs rely on the standard counting axiom (⋆), the classification of X from [16, Theorem 2], and cited estimates for number fields, function fields, and varieties, all of which are domain assumptions rather than ad hoc inventions.

assumptions (4)
  • domain assumption Condition (⋆): I(x) = Σ_{m∈M, N(m)≤x} 1 = κx + O(x^θ) with κ > 0 and 0 ≤ θ < 1.
    The central hypothesis stated in Section 1; all main theorems are conditional on it. It aligns with Knopfmacher's Axiom A.
  • standard math X is either Q or {q^z : z ∈ Z} for some q > 1.
    Reduction attributed to [16, Theorem 2]; used to define A and B and to state Lemmas 2.3-2.5.
  • standard math Absolute convergence and Euler product for ζ_M(s) for Re(s) > 1, with nonzero values.
    From [12, Chapter 4, Proposition 2.6] under Axiom A; used for the h-free and h-full counting and the Dirichlet series factorization in (27)-(33).
  • domain assumption Application-specific counting estimates: Landau's prime ideal theorem for number fields; Rosen [19] for effective divisors; [17, Lemma 7] for 0-cycles on projective varieties.
    Each verifies Condition (⋆) in Section 5, transferring the main theorems to those settings.

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Pith. "Pith review of On the distribution of the number of distinct generators of h-free and h-full elements in an abelian monoid." pith.science (2026). https://pith.science/paper/FLVC43LU

@misc{pith2026250601030,
  author       = {Pith},
  title        = {Pith review of: On the distribution of the number of distinct generators of h-free and h-full elements in an abelian monoid},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/FLVC43LU}},
  note         = {Machine review of arXiv:2506.01030}
}
read the original abstract

This work introduces the first in-depth study of h-free and h-full elements in abelian monoids, providing a unified approach for understanding their role in various mathematical structures. Let m be an element of an abelian monoid, with {\omega}(m) denoting the number of distinct prime elements generating m. We study the moments of {\omega}(m) over subsets of h-free and h-full elements, establishing the normal order of {\omega}(m) within these subsets. Our findings are then applied to number fields, global function fields, and geometrically irreducible projective varieties, demonstrating the broad relevance of this approach.

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Works this paper leans on

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