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Computing $H$-equations with 2-by-2 integral matrices

T0 review · 1 major / 4 minor · reviewed 2026-08-07 · deepseek-v4-flash

Pith's one-line read The paper proves that for 2-by-2 integral matrix groups one can decide whether a matrix satisfies a nontrivial equation over a finitely generated subgroup, compute all such equations when they exist, and that the analogous task is…

desk verdict A solid, useful algorithm paper for H-equations in PSL2(Z), with a fixable gap in the finite-index transfer proof and one under-verified example. read the letter →

arxiv 2506.05272 v1 pith:V3AS2JE2 submitted 2025-06-05 math.GR

classification math.GR MSC 20F7020H2520E05
keywords algebraicelementtranscendentalH-equationequationalcoherenceeffectivefreegroupintegral2-by-2matricesunsolvability
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper studies a group-theoretic analogue of algebraic dependence: an element $g$ of a group $G$ is algebraic over a subgroup $H$ when some nontrivial expression built from $H$ and a variable $x$ (an $H$-equation) becomes the identity after substituting $x=g$. The main result is that for $\mathrm{PSL}_2(\mathbb{Z})$, $\mathrm{GL}_2(\mathbb{Z})$, $\mathrm{PGL}_2(\mathbb{Z})$, and $\mathrm{SL}_2(\mathbb{Z})$, there is an algorithm that decides this, and in the affirmative case computes finitely many $H$-equations whose normal closure is the full set of $H$-equations satisfied by $g$. This is achieved by proving that effective coherence transfers from a finite-index subgroup to the ambient group and applying it to the free subgroup $\langle p,q\rangle$ of index six in $\mathrm{PSL}_2(\mathbb{Z})$. The same problem for square matrices of size four and larger is unsolvable, because those groups contain $\mathrm{F}_2 \times \mathrm{F}_2$ and fail coherence. The case of size three remains open.

What carries the argument

The load-bearing object is the ideal $I_H(g)=\ker\varphi_{H,g}$ in the free product $H*\langle x\rangle$, where $\varphi_{H,g}$ evaluates $x$ at $g$; it is a normal subgroup consisting exactly of the $H$-equations satisfied by $g$. The transfer mechanism is a short exact sequence $1\to F\to G\to L\to 1$ with $F$ finite-index and $L$ finite, from which the paper builds $I_H(g;F)=\{w(x): w(g)\in F\}=\varphi_{H,g}^{-1}(F)$. Since $L$ is finite and membership in $L$ is decidable, $I_H(g;F)$ has finite index in $H*\langle x\rangle$ and can be explicitly computed via the Schreier graph of the action of $H*\langle x\rangle$ on the cosets of $I_H(g;F)$. Applying this to $G=\mathrm{PSL}_2(\mathbb{Z})$ with free $F=\langle p,q\rangle$, each generator $w_i(x)$ of $I_H(g;F)$ evaluates to $v_i=w_i(g)\in F$; the effective coherence of free groups (via Stallings automata) produces a finite presentation of $V=\langle v_1,\ldots,v_p\rangle$, and appropriate substitution of the $w_i(x)$ into those relations yields a finite normal generating set for $I_H(g)$.

What would settle it

On the paper's first worked example, with $h_1=\begin{pmatrix}2&-1\\-1&1\end{pmatrix}$, $h_2=\begin{pmatrix}2&-5\\1&-2\end{pmatrix}$, and $g=\begin{pmatrix}5&3\\3&2\end{pmatrix}$ in $\mathrm{PSL}_2(\mathbb{Z})$, the algorithm concludes that $g$ is transcendental over $H=\langle h_1,h_2\rangle$; a single concrete $H$-equation $w(x)$ with $w(g)=I$ would falsify that conclusion and hence the claimed correctness of the algorithm.

Watch

Extended reading notes

Core claim

The central claim is that effective eq-coherence is the right algorithmic counterpart of algebraic dependence, and that it passes through finite-index extensions in both directions. Concretely, the paper proves Theorem 3.5: if $F \leqslant_{\mathrm{f.i.}} G$ is an effectively coherent finite-index subgroup of a finitely presented group $G$, then $G$ is effectively eq-coherent; the converse also holds. Applying this to $G=\mathrm{PSL}_2(\mathbb{Z})$, which has the free group $F=\langle p,q\rangle$ as a normal finite-index subgroup, yields Corollary 4.2: there is an algorithm that, given $h_1,\ldots,h_s$ and $g$, decides whether $g$ is algebraic over $H=\langle h_1,\ldots,h_s\rangle$, and if so outputs $w_1(x),\ldots,w_p(x)\in H*\langle x\rangle$ with $w_i(g)=1$ such that every $w(x)$ with $w(g)=1$ is a product of conjugates of the $w_i(x)$. The argument constructs the finite-index preimage $I_H(g;F)=\{w(x): w(g)\in F\}$, computes its generators from the Schreier graph of the quotient $G/F$, evaluates them at $g$ to get elements of $F$, and invokes the free-group subroutine to find the relations among those elements; substituting the original equations back gives generators for $I_H(g)$. The corresponding problem for $n\ge 4$ is unsolvable because those matrix groups contain $\mathrm{F}_2\times\mathrm{F}_2$ and fail coherence.

Load-bearing premise

The procedure rests on having a finite-index subgroup whose finitely generated subgroups have computable finite presentations, together with a way to rewrite elements of that subgroup in its given generators; for $\mathrm{PSL}_2(\mathbb{Z})$ this is the free group generated by two explicit matrices, and the method inherits both the power and the theoretical limitations of that free-group subroutine.

Editorial extensions

If this is right

  • For every finitely generated subgroup $H$ of $\mathrm{PSL}_2(\mathbb{Z})$ and every $g$, the algorithm outputs either a certificate that $g$ is transcendental over $H$ or a finite family of $H$-equations that generate the entire ideal $I_H(g)$.
  • The same finite-output description is available for $\mathrm{GL}_2(\mathbb{Z})$, $\mathrm{PGL}_2(\mathbb{Z})$, and $\mathrm{SL}_2(\mathbb{Z})$, because each contains a finite-index free subgroup and the transfer theorem applies.
  • The equivalence between coherence and eq-coherence means the computed equations are not a separate data type: a finite presentation of $\langle H,g\rangle$ on the generators $h_1,\ldots,h_s,g$ already encodes generators for $I_H(g)$.
  • For $n\ge 4$, the paper gives a specific obstruction: there are matrices $h_1,\ldots,h_s$ and $g$ with $g$ algebraic over $H$ but $I_H(g)$ not finitely generated, so any algorithm with finite output solving the problem is impossible for those groups.
  • The transfer theorem applies to any finitely presented group with an effectively coherent finite-index subgroup, making the 2-by-2 matrix algorithm an instance of a general principle rather than a one-off computation.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The same transfer recipe should work for any group known to contain a computable finite-index free subgroup with solvable membership, so virtually free groups beyond $\mathrm{PSL}_2(\mathbb{Z})$ are a natural place to look for further instances of the algorithm.
  • For $n=3$, where the paper leaves the question open, a plausible next test is whether any finitely generated subgroup $H\le \mathrm{SL}_3(\mathbb{Z})$ and element $g$ yield an infinitely generated $I_H(g)$; the paper's methods do not yet reach this case.
  • The brute-force rewriting step has no complexity bound; a practical extension would be to analyze how the lengths of the output equations grow as functions of the entries of the input matrices.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

1 major / 4 minor

Summary. The paper studies equationally coherent groups and their effective algorithmic counterpart. The main theoretical result, Theorem 3.5, states that coherence and effective coherence transfer through finite-index subgroups. The proof of the effective direction reduces the problem to equations, using a finite-index subgroup I_H(g;F) of H * <x> with solvable membership problem together with the effective coherence of the finite-index subgroup F. The paper then applies this to the modular group PSL2(Z) and its relatives GL2(Z), PGL2(Z), SL2(Z), obtaining Corollary 4.2: an algorithm that, given h_1,...,h_s and g, decides whether g is algebraic over H = <h_1,...,h_s> and, if so, computes a finite generating set of the ideal I_H(g). Two detailed worked examples in Section 4 illustrate the algorithm. The paper also shows that for GL_n(Z), PGL_n(Z), SL_n(Z), and PSL_n(Z) with n >= 4, there are instances where I_H(g) is not finitely generated, so the corresponding computational task cannot be solved in general.

Significance. If correct, the paper provides a new and explicit instance of an effectively equationally coherent group beyond free groups, with a concrete algorithmic outcome for 2-by-2 integral matrices. The proof strategy is natural: it transfers effective eq-coherence through finite index via a finite quotient and a free kernel, importing the known effective coherence of free groups as a black box. The worked examples are detailed and appear to check out. The paper is clearly written, and the references to prior work are appropriate. The main theoretical contribution is the transfer theorem and its algorithmic formulation. The principal issue is a formal gap in the proof of the transfer theorem, discussed below, which is readily repairable without changing the substance of the results.

major comments (1)
  1. [Section 3, proof of Theorem 3.5(ii)] Proposition 3.3 is applied to the ambient group H * <x> to compute generators for I_H(g;F), but at that point H * <x> is only known to be finitely generated; no finite presentation of H (and hence of H * <x>) has been computed. Proposition 3.3 as stated requires a finite presentation of the ambient group. The generators-only part of the proof of Proposition 3.3 does not use the relators of the ambient group and works with any finite generating set together with a membership oracle for the finite-index subgroup. Please state and prove a membership-only version of Proposition 3.3 (or explicitly extract it from the existing proof) and invoke that version in Theorem 3.5(ii). The same comment applies to the constructions in Section 4, where Schreier graphs of I_H(g;F) in H * <x> are drawn and used to compute generators.
minor comments (4)
  1. [Section 4, Example 4.4] The sentence 'According to the algorithm from the proof of Proposition 3.3, this requires to draw a flower automaton...' refers to the Rosenmann–Ventura effective coherence algorithm for free groups, not to Proposition 3.3; please correct the reference.
  2. [Section 4, Corollary 4.2] The corollary is stated for GL2(Z), PGL2(Z), SL2(Z), and PSL2(Z), but the detailed materialization is only given for PSL2(Z). It would improve readability to briefly explain how the same argument applies to the other three groups, for example by pointing to explicit normal free subgroups and finite quotients from the cited reference.
  3. [Abstract and Corollary 4.5] The word 'unsolvable' may be misread as undecidability of the algebraicity decision problem. What is proved is that for n >= 4 there are inputs for which no finite generating set for I_H(g) exists, so the problem of computing such a generating set is impossible in those cases; please phrase accordingly.
  4. [Section 3, proof of Theorem 3.5(ii)] The rewriting of v_i = w_i(g) as words on {f_1,...,f_r} is justified only by brute-force search; this is correct, but the presentation would benefit from a remark that termination follows from the solvability of the membership problem in F, which is available because F has finite index in G.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the derivation transfers effective coherence from an explicit free subgroup of PSL2(Z) to PSL2(Z) itself, with no fitted data or conclusion-as-input.

full rationale

No circularity found. The main derivation chain is: free groups are effectively coherent (folklore, with proof sketch in Example 2.6 and published algorithms); Theorem 3.5 transfers effective coherence from a finite-index subgroup F to the ambient group G, assuming membership in F and an algorithm that computes presentations of finitely generated subgroups of F; and in the application to PSL2(Z), the subgroup F is explicitly constructed as the free group on p=[a,b] and q=[b^2,a] and shown to be the kernel of the abelianization map to C2 x C3. The algorithm then computes generators for IH(g;F) as a finite-index subgroup of H*<x> using Schreier graph methods, evaluates them at g to obtain v_i in F, computes a presentation for V=<v_i> using effective coherence of the free group F, and substitutes the w_i(x) into that presentation to obtain generators for IH(g). The proof that the resulting normal closure equals IH(g) is a direct set-theoretic argument that does not assume the conclusion. No parameter is fitted to the target datum, and no prediction is renamed from an input. The paper does invoke prior work by the authors ([12], [33]) as an algorithm for effective coherence of free groups, but this is an independent, parameter-free theorem about free groups, not about PSL2(Z), and it does not contain the target result; under the stated rules this is real evidence, not circularity. The one notable issue is a formal proof gap: in Theorem 3.5(ii), Proposition 3.3 is applied to H*<x> as if the ambient group were finitely presented, although no finite presentation for H is available at that stage. This is a correctness/completeness concern about the written proof, not a circularity: the generators-only part of Proposition 3.3 can be formulated with a membership oracle and without needing relators of the ambient group. Since every nontrivial mathematical step is either proved from established independent facts or explicitly assumed as a hypothesis (effective coherence of F), the paper is not circular.

Assumptions & free parameters 0 free parameters · 5 assumptions · 0 invented entities

There are no fitted numeric parameters and no new postulated entities. The central claim rests on standard group-theoretic results plus two published algorithmic oracles: effective coherence of free groups and the Todd-Coxeter/Reidemeister-Schreier toolkit. One additional membership-only processing assumption is used implicitly in Theorem 3.5(ii) and is not stated cleanly in the paper.

assumptions (5)
  • standard math Nielsen-Schreier and Kurosh subgroup theorems: subgroups of free groups are free, and subgroups of free products decompose as free products of free groups and conjugates of vertex subgroups.
    Used in Example 2.3 and in Section 4 to prove that the kernel F of PSL2(Z) -> C2 x C3 is freely generated by p and q.
  • standard math Todd-Coxeter procedure computes Schreier graphs and membership for finite-index subgroups of finitely presented groups.
    Invoked as Proposition 3.2 in the proof of Theorem 3.5(ii) to pass from generators of F to a computable finite quotient.
  • standard math Reidemeister-Schreier process computes presentations of finite-index subgroups.
    Used in Proposition 3.3 to obtain finite presentations when the ambient group is finitely presented.
  • domain assumption Free groups are effectively coherent via Stallings foldings, as established by Rosenmann and Ventura and by Delgado and Ventura.
    The algorithm in Theorem 3.5(ii) calls this as an oracle to compute presentations of subgroups of the free group F.
  • domain assumption A finite-index subgroup of a finitely generated group can have its Schreier graph and a finite generating set computed from a membership oracle alone, even without a finite presentation of the ambient group.
    This relaxed version of Proposition 3.3 is what the proof of Theorem 3.5(ii) actually needs when it is applied to IH(g;F) inside H*<x>, where a finite presentation of H*<x> is not available.

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Pith. "Pith review of Computing $H$-equations with 2-by-2 integral matrices." pith.science (2026). https://pith.science/paper/V3AS2JE2

@misc{pith2026250605272,
  author       = {Pith},
  title        = {Pith review of: Computing $H$-equations with 2-by-2 integral matrices},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/V3AS2JE2}},
  note         = {Machine review of arXiv:2506.05272}
}
abstract

We study the transference through finite index extensions of the notion of equational coherence, as well as its effective counterpart. We deduce an explicit algorithm for solving the following algorithmic problem about size two integral invertible matrices: ''given $h_1,\ldots, h_r; g\in \operatorname{PSL}_2(\mathbb{Z})$, decide whether $g$ is algebraic over the subgroup $H=\langle h_1,\ldots ,h_r\rangle \leqslant \operatorname{PSL}_2(\mathbb{Z})$ (i.e., whether there exist a non-trivial $H$-equation $w(x)\in H*\langle x\rangle$ such that $w(g)=1$) and, in the affirmative case, compute finitely many such $H$-equations $w_1(x),\ldots ,w_s(x)\in H*\langle x\rangle$ further satisfying that any $w(x)\in H*\langle x\rangle$ with $w(g)=1$ is a product of conjugates of $w_1(x),\ldots ,w_s(x)$''. The same problem for square matrices of size 4 and bigger is unsolvable.

Figures

Figures reproduced from arXiv: 2506.05272 by the authors.

Figure 1
Figure 1. Schreier graph Sch F,PSL2(Z), {a, b}  Now, we shall see that F is a free group of rank two, freely generated by the elements p = [a, b] = ab2 ab = [PITH_FULL_IMAGE:figures/full_fig_p013_1.png] view at source ↗
Figure 2
Figure 2. Schreier graph Sch IH(g; F), H ∗ ⟨x⟩, {h1, h2, x}  Then, taking as maximal tree the two vertices together with the edge going to the right (boldfaced in the figure), we get the following set of five H-equations generating IH(g; F) ⩽ H ∗ ⟨x⟩: IH(g; F) = [PITH_FULL_IMAGE:figures/full_fig_p014_2.png] view at source ↗
Figure 3
Figure 3. Stallings graph of V Since its rank equals 1 − 4 + 7 = 4, we deduce that rk(V ) = 4 and that {v1, v2, v4, v5} are freely independent. This means that they satisfy no nontrivial relation. We conclude that IH(g) = {1} and the element g is transcendental over H. We remind the meaning of this conclusion: for g = ( 5 3 3 2 ), there is no possible election of n+1 ≥ 2 matrices k0, k1, . . . , kn ∈ H = ⟨ [PITH_FULL_IMAGE:f… view at source ↗
Figures from the paper (1 more)
Figure 4
Figure 4. Figure 4: Schreier graph Sch IH(g; F), H ∗ ⟨x⟩, {h1, h2, x}  In this case, we have [H ∗ ⟨x⟩ : IH(g; F)] = 6 vertices and 6 · |{h1, h2, x}| = 18 edges and so, rank 1 − 6 + 18 = 13. Choosing the maximal tree indicated by the boldfaced edges, we get the following 13 generators for…

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