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arxiv: 2509.15081 · v2 · submitted 2025-09-18 · 🧮 math.DG · math.SP

Lower bounds for the eigenvalues of the Hodge Laplacian on certain non-convex domains

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classification 🧮 math.DG math.SP
keywords boundslowercertaineigenvalueboundarydomainsgeometricpositive
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Derives explicit geometric lower bounds for Hodge Laplacian eigenvalues on specific non-convex domains and manifolds with boundary using Čech-de Rham isomorphism and gluing lemmas, emphasizing the contact radius.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The Hodge Laplacian is an operator on differential forms that measures how fields or 'vibrations' behave on a shape. The smallest positive eigenvalue tells how quickly the lowest non-constant mode decays or oscillates. For ring-like regions that are not convex, with a round hole inside a convex outer wall, the authors give lower bounds on this eigenvalue that depend on the geometry, particularly a quantity called the contact radius. They extend the idea to convex shapes with several holes and bound some higher eigenvalues as well. For one-forms on any compact manifold with boundary, they supply a general lower bound on the first exact eigenvalue that can outperform the classical Cheeger inequality under suitable conditions. The proofs combine local information via an isomorphism between Čech and de Rham cohomology to produce Poincaré inequalities with explicit constants, then glue these together using a generalized Cheeger-McGowan lemma. The contact radius appears essential; without it the bounds may fail.

Core claim

We establish geometric lower bounds for the smallest positive eigenvalue of the Hodge Laplacian in the class of non-convex domains given by Euclidean annular regions with a convex outer boundary and a spherical inner boundary. These bounds are then extended to convex domains with multiple holes, where we derive lower bounds for certain higher order exact eigenvalues, and under additional geometric assumptions, also for the smallest positive eigenvalue.

Load-bearing premise

The lower bounds require a positive contact radius; the paper emphasises the necessity of the contact radius in the lower bounds of the main results, suggesting that the geometric control fails or becomes trivial without it.

Figures

Figures reproduced from arXiv: 2509.15081 by Pierre Nicolle-Guerini, Tirumala Chakradhar.

Figure 5
Figure 5. Figure 5: A p ϵ , A p 0 , and cross-section of A p ϵ for n = 3, p = 1 [PITH_FULL_IMAGE:figures/full_fig_p020_5.png] view at source ↗
Figure 6
Figure 6. Figure 6: Laguerre-Voronoi diagram Consider the Laguerre-Voronoi diagram (also known as the power diagram) [AKL13, Section 6.2] of D, with centers {ci} h i=1 and the corresponding weights {r 2 i } h i=1. This gives a partition of D into h many subregions (known as “cells”) given by Ci :=  x ∈ D : ∥x − ci∥ 2 − r 2 i ≤ ∥x − cj∥ 2 − r 2 j , ∀ j ∈ {1, . . . , h} [PITH_FULL_IMAGE:figures/full_fig_p024_6.png] view at source ↗
Figure 8
Figure 8. Figure 8: Cěch–de Rham formalism For ω ∈ Ω p (M), we denote by ωi the restriction of ω to Ui . Let r : Ωp (M) → Qk0 i=1 Ω p (Ui) denote the restriction map, and ˆδ denote the difference operator as defined in [McG93, Section 2.3]: ˆδ : YΩ p (Ui0...im) → YΩ p (Ui0...im+1 ) ( ˆδω)i0...im+1 := mX +1 s=0 (−1)s ωi0...ˆis...im+1 , where the caret in the subscript means omission, and we only consider non-trivial intersecti… view at source ↗
read the original abstract

We establish geometric lower bounds for the smallest positive eigenvalue of the Hodge Laplacian in the class of non-convex domains given by Euclidean annular regions with a convex outer boundary and a spherical inner boundary. These bounds are then extended to convex domains with multiple holes, where we derive lower bounds for certain higher order exact eigenvalues, and under additional geometric assumptions, also for the smallest positive eigenvalue. For $1$-forms on compact manifolds with boundary, we provide a general lower bound on the smallest exact eigenvalue - corresponding to the first positive Neumann eigenvalue - which, in certain respects, is better than the classical Cheeger inequality. Furthermore, we emphasise the necessity of the "contact radius" in the lower bounds of the main results. Our proofs employ local-to-global arguments via an explicit isomorphism between \v{C}ech cohomology and de Rham cohomology to obtain Poincar\'e-type inequalities with explicit geometric dependence, and utilise certain generalised versions of the Cheeger-McGowan gluing lemma.

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Referee Report

2 major / 2 minor

Summary. The manuscript claims to establish explicit geometric lower bounds for the smallest positive eigenvalue of the Hodge Laplacian on 1-forms for non-convex annular domains with convex outer boundary and spherical inner boundary. These are extended to convex domains with multiple holes, yielding bounds on certain higher-order exact eigenvalues and, under extra geometric assumptions, on the smallest positive eigenvalue. A general lower bound is given for the smallest exact eigenvalue on compact manifolds with boundary (corresponding to the first positive Neumann eigenvalue), claimed to improve on the classical Cheeger inequality in certain respects. Proofs rely on an explicit Čech-de Rham cohomology isomorphism to produce Poincaré inequalities with explicit geometric dependence, combined with generalised Cheeger-McGowan gluing lemmas; the necessity of a positive contact radius is emphasised throughout.

Significance. If the claimed geometric dependence on the contact radius holds, the results would supply new explicit lower bounds for Hodge eigenvalues on domains with holes, extending spectral geometry techniques beyond convex settings. The use of cohomology tools for controlled constants and the general manifold-with-boundary bound represent potential strengths, provided the boundary compatibility is fully verified.

major comments (2)
  1. [§3] §3 (Čech-de Rham isomorphism and Poincaré inequality construction): The isomorphism is invoked to obtain explicit geometric Poincaré inequalities for the Hodge Laplacian, but it is unclear whether the map is constructed to preserve the Neumann boundary conditions on the spherical inner boundary of the annular region. If the isomorphism is applied only interior to the domain, the resulting lower bound on the smallest exact eigenvalue may lose its claimed dependence on the contact radius, undermining the central extension to domains with holes.
  2. [§4] §4 (generalised Cheeger-McGowan gluing lemma): The error estimates in the gluing step must explicitly track the contact radius to ensure the lower bound remains non-trivial and geometrically controlled; the current presentation leaves open whether the constants degenerate when the inner boundary is spherical rather than convex.
minor comments (2)
  1. Clarify in the introduction the precise sense in which the general bound for manifolds with boundary improves on the classical Cheeger inequality (e.g., dependence on which geometric quantities).
  2. Ensure consistent notation and definition of the contact radius across all statements of the main theorems.

Simulated Author's Rebuttal

2 responses · 0 unresolved

We thank the referee for their careful reading of the manuscript and for raising these important points about the boundary conditions and error estimates. We address each major comment below and have prepared revisions to improve clarity.

read point-by-point responses
  1. Referee: [§3] §3 (Čech-de Rham isomorphism and Poincaré inequality construction): The isomorphism is invoked to obtain explicit geometric Poincaré inequalities for the Hodge Laplacian, but it is unclear whether the map is constructed to preserve the Neumann boundary conditions on the spherical inner boundary of the annular region. If the isomorphism is applied only interior to the domain, the resulting lower bound on the smallest exact eigenvalue may lose its claimed dependence on the contact radius, undermining the central extension to domains with holes.

    Authors: The Čech-de Rham isomorphism is constructed using an open cover that includes neighborhoods intersecting the spherical inner boundary, with the cochain data chosen so that the resulting differential forms satisfy the Neumann boundary condition on that component. The contact radius enters the estimates through the size of the tubular neighborhoods in the cover and the explicit constants in the Poincaré inequality derived from the isomorphism. This dependence is preserved in the passage to the Hodge Laplacian eigenvalue bound. We will revise the exposition in §3 to spell out the boundary-compatible construction of the isomorphism and the resulting geometric constants. revision: yes

  2. Referee: [§4] §4 (generalised Cheeger-McGowan gluing lemma): The error estimates in the gluing step must explicitly track the contact radius to ensure the lower bound remains non-trivial and geometrically controlled; the current presentation leaves open whether the constants degenerate when the inner boundary is spherical rather than convex.

    Authors: The error terms in the generalised gluing lemma are controlled by the contact radius via the diameter of the gluing regions and the curvature bounds on the spherical inner boundary. Because the inner boundary is a sphere of fixed radius, its second fundamental form is bounded independently of the contact radius, so the constants remain non-degenerate. We will add an explicit statement of the dependence of the gluing constants on the contact radius in §4, together with a short remark confirming that the estimates do not degenerate for spherical inner boundaries. revision: yes

Circularity Check

0 steps flagged

No circularity: derivation uses independent external cohomology tools and gluing lemmas

full rationale

The paper derives geometric lower bounds for Hodge Laplacian eigenvalues on annular and multiply-connected domains by invoking an explicit Čech-de Rham isomorphism to produce Poincaré inequalities with explicit geometric dependence, followed by application of generalised Cheeger-McGowan gluing lemmas. These steps rely on established, externally verifiable mathematical constructions rather than any self-definition, fitted parameters renamed as predictions, or load-bearing self-citations whose content reduces to the present work. The contact radius enters as a stated geometric hypothesis controlling the constants, not as a quantity fitted to the eigenvalue data itself. No equation in the derivation chain equates the claimed lower bound to an input by construction, and the central claims remain independently supported by the cited tools.

Axiom & Free-Parameter Ledger

0 free parameters · 2 axioms · 0 invented entities

The paper rests on standard tools from differential geometry and algebraic topology rather than new postulates; the contact radius is treated as a geometric input rather than a fitted parameter.

axioms (2)
  • standard math Isomorphism between Čech cohomology and de Rham cohomology on suitable covers
    Invoked to obtain Poincaré-type inequalities with explicit geometric dependence.
  • standard math Generalised Cheeger-McGowan gluing lemma for combining local inequalities
    Used in the local-to-global argument for the eigenvalue bounds.

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    Our proofs employ local-to-global arguments via an explicit isomorphism between Čech cohomology and de Rham cohomology to obtain Poincaré-type inequalities with explicit geometric dependence, and utilise certain generalised versions of the Cheeger–McGowan gluing lemma.

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Forward citations

Cited by 1 Pith paper

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