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arxiv: 2604.02454 · v1 · submitted 2026-04-02 · 📊 stat.AP

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Remote, bivariate expert elicitation to determine the prior probability distribution for sample size calculation in a Bayesian non-inferiority multicenter randomized controlled trial (Croup Dosing Trial)

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Pith reviewed 2026-05-13 20:03 UTC · model grok-4.3

classification 📊 stat.AP
keywords expert elicitationBayesian priorsample size calculationnon-inferiority trialcroupdexamethasoneremote elicitation
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The pith

Remote workshops with twelve physicians elicited a bivariate prior centered at 6% and 8% event rates that set the sample size at 1850 for a Bayesian croup dosing trial.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

This paper demonstrates that remote elicitation workshops can generate bivariate prior distributions from clinical experts for Bayesian sample size calculations when direct evidence is limited. Experts reviewed literature on dexamethasone doses for croup, completed individual surveys, discussed in groups, and provided beliefs about return visit rates for the 0.60 mg/kg and 0.15 mg/kg doses. The approach aggregates expert-specific bivariate distributions to capture dependence between the two quantities. A reader would care because many trials need priors for Bayesian design, yet face-to-face elicitation is often impossible for practicing physicians. The resulting prior produced a sample size of 1850 given a 4% non-inferiority margin.

Core claim

Three remote workshops elicited beliefs from twelve emergency medicine physicians on the probabilities of return visits within 7 days for children with croup treated with 0.60 mg/kg versus 0.15 mg/kg dexamethasone. After literature review and group discussion in two survey rounds, the aggregated bivariate prior was centered at 6% for the higher dose and 8% for the lower dose; combined with the stated non-inferiority margin of 4%, this prior determined a required sample size of 1850 for the multicenter randomized trial.

What carries the argument

Bivariate prior distributions elicited remotely from experts and aggregated across participants to determine sample size in a Bayesian non-inferiority trial.

If this is right

  • The elicited prior can be used directly in the Bayesian analysis of the Croup Dosing Trial data.
  • Remote elicitation removes the need for in-person meetings, making expert input practical for multicenter trial planning.
  • Bivariate distributions explicitly model the dependence between event rates under the two doses.
  • The resulting prior is consistent with published data on dexamethasone efficacy for croup.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The same remote protocol could be applied to other pediatric conditions where randomized evidence is sparse.
  • Validation against actual trial outcomes would indicate whether remote bivariate elicitation produces usable priors for regulatory or clinical decision-making.
  • Sensitivity checks on different aggregation rules for multiple experts could strengthen future applications of this method.

Load-bearing premise

The twelve physicians' stated beliefs after literature review and discussion accurately represent the true uncertainty about the two doses without systematic bias introduced by the remote format or the aggregation method.

What would settle it

Observing actual event rates in the completed Croup Dosing Trial that lie well outside the 6% and 8% centers of the elicited prior would show that the elicitation failed to capture the relevant uncertainty.

Figures

Figures reproduced from arXiv: 2604.02454 by Alex Aregbesola, Amy C. Plint, Anna Heath, Apoorva Gangwani, Arlene Jiang, Banke Oketola, Elisabete Doyle, Hoda Badra, Mohamed Eltorki, Terry P. Klassen, William Craig, Yongdong Ouyang.

Figure 1
Figure 1. Figure 1: Individual prior distributions for the probability of ED revisit under 0.60 mg/kg and 0.15 mg/kg of dexamethasone by round [PITH_FULL_IMAGE:figures/full_fig_p013_1.png] view at source ↗
Figure 3
Figure 3. Figure 3: Risk difference between ED revisits for 0.15 mg/kg vs. 0.60 mg/kg of dexamethasone. Bayesian Sample Size Determination Our survey of 60 physicians found a non-inferiority margin of 4%. To determine the trial’s sample size, binomial data was generated with probabilities of 6.44% (p1) and 8.19 (p2) ( [PITH_FULL_IMAGE:figures/full_fig_p014_3.png] view at source ↗
read the original abstract

Prior distributions must be specified for the parameters of interest in a Bayesian clinical trial. When existing evidence on the effects of the trial interventions is limited, prior distributions can be constructed with expert elicitation. However, conventional elicitation requires face-to-face interactions and intensive pre-elicitation training, which can be infeasible. Our remote elicitation was based on established expert elicitation methods. We used bivariate prior distributions for dependencies between elicited quantities. We elicited a prior distribution for the Croup Dosing Trial, which will assess the number of return visits to the emergency department within 7 days in children with croup. This trial evaluates the non-inferiority of 0.15 mg/kg of dexamethasone, compared to the standard dose of 0.60 mg/kg to treat croup. We conducted three remote workshops to elicit expert beliefs on the efficacy of the two doses of dexamethasone. Each workshop consisted of two survey rounds, separated by a group discussion. Prior to the workshop, experts reviewed provided literature on the effects of the two doses of dexamethasone. Beliefs were aggregated with expert-specific bivariate distributions. The aggregated distribution and surveyed non-inferiority margin determined the sample size. Twelve emergency medicine physicians participated in our remote elicitation exercise. The elicitation generated a prior distribution centered at 6% for the 0.60 mg/kg dose and 8% for the 0.15 mg/kg dose. The aggregated prior distribution produced a sample size of 1850, based on a non-inferiority margin of 4%. We elicited a prior distribution that incorporated past evidence and expert opinion. The elicited prior is consistent with literature on the efficacy of the dexamethasone doses in treating croup. Our approach demonstrates the feasibility of remotely eliciting bivariate distributions for clinical trials.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

3 major / 2 minor

Summary. The manuscript presents a remote expert elicitation protocol using three workshops (literature review plus two survey rounds separated by group discussion) with 12 emergency medicine physicians to construct bivariate prior distributions on the 7-day return-visit rates for 0.60 mg/kg versus 0.15 mg/kg dexamethasone in a planned Bayesian non-inferiority croup trial. The aggregated prior is centered at 6 % and 8 % respectively; combined with a 4 % non-inferiority margin this yields a sample size of 1850. The authors conclude that the exercise demonstrates the feasibility of remote bivariate elicitation that incorporates both literature and expert opinion.

Significance. If the remote protocol can be shown to produce priors whose location and dependence structure are free of format-induced bias, the work would supply a practical template for Bayesian sample-size calculations in multicenter trials where face-to-face elicitation is logistically impossible. The concrete numerical output (n = 1850) and the claim of consistency with existing croup literature give the result immediate design utility, provided the aggregation and validation steps are made reproducible.

major comments (3)
  1. [Methods (elicitation and aggregation)] Methods section on bivariate construction: the manuscript states that 'expert-specific bivariate distributions' were fitted and then aggregated, yet supplies neither the parametric family chosen for each expert, the copula or correlation parameter used to capture dependence between the two doses, nor the aggregation rule (e.g., linear pooling, logarithmic pooling, or Bayesian updating). Without these details the reported centers (6 % vs 8 %) and the derived sample size of 1850 cannot be independently verified or stress-tested.
  2. [Results and Discussion] Results/Discussion: no quantitative summary of between-expert dispersion (e.g., inter-quartile range or variance of the elicited probabilities before versus after aggregation) or sensitivity of the correlation parameter to the remote format is presented. The feasibility claim therefore rests on an untested assumption that the three remote workshops produce dependence structures interchangeable with established in-person protocols.
  3. [Abstract and Conclusion] Abstract and Conclusion: the assertion that the elicited prior 'is consistent with literature' is made without any explicit numerical comparison (e.g., overlap with published point estimates or credible intervals from prior croup studies). This comparison is load-bearing for the claim that the remote exercise successfully incorporated past evidence.
minor comments (2)
  1. [Abstract] The abstract introduces 'bivariate prior distributions for dependencies between elicited quantities' without immediately naming the two quantities (return-visit rates under each dose); a single clarifying sentence would improve readability.
  2. [Methods] Ensure the non-inferiority margin (4 %) and the precise definition of the primary endpoint (return visits within 7 days) are restated in the methods when the sample-size formula is applied.

Simulated Author's Rebuttal

3 responses · 0 unresolved

We thank the referee for their thorough review and constructive comments on our manuscript. We address each of the major comments below and have made revisions to the manuscript where feasible to improve clarity and reproducibility.

read point-by-point responses
  1. Referee: Methods section on bivariate construction: the manuscript states that 'expert-specific bivariate distributions' were fitted and then aggregated, yet supplies neither the parametric family chosen for each expert, the copula or correlation parameter used to capture dependence between the two doses, nor the aggregation rule (e.g., linear pooling, logarithmic pooling, or Bayesian updating). Without these details the reported centers (6 % vs 8 %) and the derived sample size of 1850 cannot be independently verified or stress-tested.

    Authors: We agree that these methodological details are essential for reproducibility. In the revised version of the manuscript, we will expand the Methods section to explicitly state that marginal distributions were beta distributions fitted to each expert's elicited probabilities, dependence was modeled using a Gaussian copula with a correlation parameter derived from expert responses during the workshops, and aggregation was performed via linear pooling of the expert-specific bivariate distributions. We will also provide the specific parameters in a supplementary appendix to allow verification of the reported centers and sample size. revision: yes

  2. Referee: Results/Discussion: no quantitative summary of between-expert dispersion (e.g., inter-quartile range or variance of the elicited probabilities before versus after aggregation) or sensitivity of the correlation parameter to the remote format is presented. The feasibility claim therefore rests on an untested assumption that the three remote workshops produce dependence structures interchangeable with established in-person protocols.

    Authors: We acknowledge the value of quantifying between-expert dispersion. The revised manuscript will include a new table in the Results section summarizing the inter-quartile ranges and variances of the individual expert elicitations for both doses, before and after the group discussion phase. However, a direct empirical comparison of dependence structures between remote and in-person formats was not feasible within the scope of this study, as we did not conduct parallel in-person sessions; we will explicitly note this as a limitation in the Discussion and suggest it as an area for future research. revision: partial

  3. Referee: Abstract and Conclusion: the assertion that the elicited prior 'is consistent with literature' is made without any explicit numerical comparison (e.g., overlap with published point estimates or credible intervals from prior croup studies). This comparison is load-bearing for the claim that the remote exercise successfully incorporated past evidence.

    Authors: We agree that an explicit comparison strengthens the manuscript. In the revision, we will add a paragraph in the Discussion section (and update the Abstract and Conclusion accordingly) that provides direct numerical comparisons between our elicited prior means (6% and 8%) and published estimates from relevant croup studies, including their point estimates and any reported intervals. This will demonstrate consistency with the literature. revision: yes

Circularity Check

0 steps flagged

No circularity: elicited prior constructed from external expert input and literature

full rationale

The manuscript reports an expert-elicitation protocol whose output (bivariate prior centered at 6 % / 8 %, n = 1850) is produced by aggregating twelve physicians' stated beliefs after they reviewed supplied literature. No equation, aggregation formula, or sample-size calculation inside the paper is defined in terms of its own output; the numerical results are direct consequences of the external inputs. Standard elicitation citations are used only to describe the method, not to justify the numerical values themselves. The feasibility claim therefore rests on observable workshop outcomes rather than on any self-referential reduction.

Axiom & Free-Parameter Ledger

0 free parameters · 2 axioms · 0 invented entities

The claim rests on the assumption that expert beliefs after literature review constitute a valid prior and that the remote format preserves the quality of traditional elicitation. No free parameters are fitted inside the paper; the non-inferiority margin of 4% is stated as surveyed. No new entities are postulated.

axioms (2)
  • domain assumption Expert physicians can provide calibrated beliefs about treatment effects after reviewing literature
    Invoked when the authors treat the aggregated distribution as a usable prior for sample-size calculation.
  • domain assumption Bivariate distributions adequately capture dependence between the two dose-specific probabilities
    Stated when the authors choose bivariate rather than independent priors.

pith-pipeline@v0.9.0 · 5691 in / 1460 out tokens · 42256 ms · 2026-05-13T20:03:25.061934+00:00 · methodology

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Reference graph

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