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arxiv: 2605.05414 · v2 · pith:RWTQNISAnew · submitted 2026-05-06 · 🧮 math.DG · math.AP

The σ_k-Yamabe problem revisited

Pith reviewed 2026-05-20 23:03 UTC · model grok-4.3

classification 🧮 math.DG math.AP
keywords σk-Yamabe problemconformal metricsYamabe constantscalar curvatureσ2 curvatureclosed manifoldspositive curvature
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The pith

On manifolds with positive Yamabe constant, a positive σ2-Yamabe constant is achieved by a conformal metric with positive scalar curvature.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper proves that on a closed manifold with positive first Yamabe constant, if the σ2-Yamabe constant is also positive, then this constant is attained by a metric in the given conformal class that has positive scalar curvature. Attaining the constant produces a metric of constant σ2-curvature and therefore solves the σ2-Yamabe problem. The same positivity assumptions imply that the infimum of the normalized σ2 integral over positive-scalar-curvature metrics equals the infimum taken over the further restricted set where σ2 is positive as well. The authors show that both the achievement and the equality of infima cease to hold once the positive scalar curvature restriction is dropped.

Core claim

On a closed manifold (M, [g0]) with Y1(M, [g0]) > 0, if Y2(M, [g0]) > 0, then the σ2-Yamabe constant Y2 is achieved by some conformal metric g in [g0] satisfying R_g > 0. This metric has constant σ2-curvature and therefore solves the σ2-Yamabe problem. As a consequence, the infimum of the functional over all metrics with R_g > 0 equals the infimum over the subset of those metrics that additionally satisfy σ2(g) > 0.

What carries the argument

The σ2-Yamabe constant Y2, defined as the infimum of the integral of σ2(g) dvol(g) divided by vol(g) raised to the power (n-4)/n, taken over all conformal metrics g with positive scalar curvature R_g > 0.

If this is right

  • The σ2-Yamabe problem admits a solution whenever both Yamabe constants are positive.
  • The infimum of the functional over positive-scalar-curvature metrics coincides with the infimum over the subset where σ2 is also positive.
  • Both the existence and the equality of infima fail in general if the positive scalar curvature condition is omitted.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The emphasis on positivity of scalar curvature may indicate that similar restrictions could be useful when studying higher-order σk problems.
  • The result raises the possibility that the same variational approach could be tested on manifolds where only partial positivity conditions hold.
  • One could look for explicit examples of manifolds where Y2 is positive yet the minimizing metric has constant σ2 equal to a specific value determined by topology.

Load-bearing premise

The requirement that scalar curvature stay positive for the metrics considered is essential for both the achievement of the infimum and the equality of the two infima.

What would settle it

A closed manifold with Y1 > 0 and Y2 > 0 on which no conformal metric with positive scalar curvature attains the value of Y2 would disprove the main existence result.

read the original abstract

In this paper we revisit the $\sigma_k$-Yamabe problem on $M^n$, namely, finding a conformal metric with constant $\sigma_k$-scalar curvature. We prove that on a closed manifold $\left(M,\left[g_0\right]\right)$ with positive Yamabe constant $Y_1\left(M,\left[g_0\right]\right)>0$, the $\sigma_2$-Yamabe constant $$ Y_2\left(M,\left[g_0\right]\right):=\inf _{g \in\left[g_0\right], R_g>0} \frac{\int_M \sigma_2(g) d \operatorname{vol}(g)}{\operatorname{vol}(g)^{\frac{n-4}{n}}} $$ is achieved by a conformal metric $g \in\left[g_0\right]$, which in particular solves the $\sigma_2$-Yamabe problem, assuming $Y_2\left(M,\left[g_0\right]\right)>0$. As a consequence, for any $\left(M, g_0\right)$ with $Y_1\left(M,\left[g_0\right]\right)>$ 0 and $Y_2\left(M,\left[g_0\right]\right)>0$ one has $$ \inf _{g \in\left[g_0\right], R_g>0} \frac{\int_M \sigma_2(g) d \operatorname{vol}(g)}{\operatorname{vol}(g)^{\frac{n-4}{n}}}=\inf _{g \in\left[g_0\right], R_g>0, \sigma_2(g)>0} \frac{\int_M \sigma_2(g) d \operatorname{vol}(g)}{\operatorname{vol}(g)^{\frac{n-4}{n}}} . $$ We also show that these conclusions can fail if the condition $R_g>0$ is removed.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

0 major / 3 minor

Summary. The paper revisits the σ₂-Yamabe problem on closed manifolds. It proves that if Y₁(M,[g₀])>0 and Y₂(M,[g₀])>0, then the σ₂-Yamabe constant Y₂(M,[g₀]), defined as the infimum of ∫_M σ₂(g) dvol(g) / vol(g)^{(n-4)/n} over conformal metrics g∈[g₀] with R_g>0, is achieved by some g∈[g₀]. This yields a solution to the σ₂-Yamabe equation with constant positive σ₂. As a corollary the two infima (over R_g>0 and over R_g>0 with σ₂(g)>0) coincide. Counterexamples are given showing both conclusions fail without the R_g>0 restriction.

Significance. The result supplies a clean existence theorem for the σ₂-Yamabe problem under the natural positivity hypotheses Y₁>0 and Y₂>0, together with an explicit demonstration that the scalar-curvature positivity constraint is necessary. The direct-method argument and the accompanying counterexamples constitute a useful contribution to the literature on fully nonlinear Yamabe-type problems in conformal geometry.

minor comments (3)
  1. The introduction should contain a short paragraph summarizing the structure of the direct-method argument (minimizing sequence, compactness, positivity preservation) so that the reader can follow the logic before the technical sections.
  2. In the statement of the main theorem, explicitly record that the limiting metric satisfies σ₂(g)>0 (which follows from the Euler-Lagrange equation once the infimum is achieved).
  3. A brief comparison with the known k=1 (Yamabe) case and with existing partial results for k=2 would help situate the new contribution.

Simulated Author's Rebuttal

0 responses · 0 unresolved

We thank the referee for the positive report and the recommendation of minor revision. No specific major comments were raised in the report.

Circularity Check

0 steps flagged

No significant circularity detected

full rationale

The central result defines Y₂(M,[g₀]) explicitly as the infimum of the normalized ∫σ₂(g) dvol(g) over the subset of conformal metrics with R_g > 0, then applies a direct-method variational argument to produce a minimizer that achieves this infimum and satisfies the Euler-Lagrange equation with constant positive σ₂. The equality between the two infima is an immediate corollary of this achievement. The paper separately exhibits counter-examples showing both conclusions fail without the R_g > 0 restriction, confirming the hypothesis is substantive. No step reduces by construction to a fitted parameter, self-referential definition, or load-bearing self-citation; the argument is self-contained within standard variational compactness and elliptic regularity techniques.

Axiom & Free-Parameter Ledger

0 free parameters · 2 axioms · 0 invented entities

The result rests on standard background from differential geometry and elliptic PDE theory; no free parameters or invented entities are introduced in the abstract statement.

axioms (2)
  • standard math M is a closed smooth manifold of dimension n
    Standard setting for the Yamabe-type problems on compact manifolds without boundary.
  • domain assumption The conformal class [g0] admits metrics with positive scalar curvature when Y1>0
    The positive Yamabe constant assumption is used to restrict to the positive scalar curvature cone.

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