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arxiv: 2605.10778 · v1 · submitted 2026-05-11 · 💻 cs.CC

Recognition: no theorem link

When Does Sparsity Help for k-Independent Set in Hypergraphs and Other Boolean CSPs?

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Pith reviewed 2026-05-12 04:37 UTC · model grok-4.3

classification 💻 cs.CC
keywords k-independent sethypergraphsBoolean CSPsparsitytime complexitymatrix multiplicationconditional lower boundsphase transition
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The pith

Sparsity affects k-independent set in hypergraphs only below the Turán threshold, where a new algorithm becomes conditionally optimal under clique hypotheses.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper examines how the number of hyperedges m affects the time to find a size-k independent set in an n-node hypergraph. Turán's theorem makes the problem trivial for m = O(n^{2-ε}), but when m grows as Θ(n^γ) for γ ≥ 2 the authors give an algorithm running in O(min{n^{ω k /3} + m^{k/3}, n^k}) time for k divisible by 3. This running time is shown to be essentially the best possible assuming the k-clique and 3-uniform hyperclique hypotheses. The analysis extends to Boolean CSPs with binary constraints, yielding a full classification of sparsity effects, a tight bound for the NAND-plus-implication family, and several families that display a sharp phase transition from trivial to near-brute-force complexity.

Core claim

Above the Turán threshold m = Θ(n^γ) for γ ≥ 2, k-independent set admits an algorithm with running time O(min{n^{ω k /3} + m^{k/3}, n^k}) (k divisible by 3) that is essentially conditionally optimal under the k-clique and 3-uniform hyperclique hypotheses. For Boolean CSPs the influence of sparsity is classified for all binary constraint families, including a conditionally tight algorithm for NAND and implication constraints with time Θ(m^{ω k /6 ± c}) and a large class of families that exhibit a sharp phase transition at a density γ_F: trivial below the threshold and Θ(n^{k ± c}) above it. Combinations of constraints can require strictly higher time than either constraint alone.

What carries the argument

A sparsity-sensitive grouping algorithm that partitions variables into triples and applies fast matrix multiplication to detect consistent partial assignments in the regime m = Θ(n^γ) for γ ≥ 2.

Load-bearing premise

The optimality claims rest on the k-clique hypothesis and the 3-uniform hyperclique hypothesis.

What would settle it

An algorithm that detects k-cliques in time o(n^{ω k /3}) or solves 3-uniform hyperclique in time o(m^{k/3}) would show that the given hypergraph algorithm is not conditionally optimal.

read the original abstract

Consider the fundamental task of finding independent sets of (constant) size $k$ in a given $n$-node hypergraph. How is the time complexity affected by the sparsity of the input, i.e., the number of hyperedges $m$? Tur\'{a}n's theorem implies that the problem is trivial if $m=O(n^{2-\epsilon})$ for some $\epsilon> 0$. Above that threshold (i.e., if $m=\Theta(n^\gamma)$ for some $\gamma \ge 2$), we give a perhaps surprising algorithm with running time $O\left(\min\left\{n^{\frac{\omega}{3}k} + m^{k/3}, n^k\right\}\right)$ (for $k$ divisible by 3), which is essentially conditionally optimal for all $\gamma\ge 2$, assuming the $k$-clique and 3-uniform hyperclique hypotheses (here, $\omega<2.372$ denotes the matrix multiplication exponent). In fact, we obtain a more detailed time complexity, sensitive to the arity distribution of the hyperedges. To study such phenomena in more generality, we study the time complexity of finding solutions of (constant) size $k$ in sparse instances of Boolean constraint satisfaction problems, where $n$ and $m$ denote the number of variables and constraints. Our results include an essentially full classification of the influence of sparsity for Boolean constraint families of binary arity. Of particular technical interest is a conditionally tight algorithm for the family consisting of the binary NAND and Implication constraints, with a running time of $\Theta(m^{\omega k/6 \pm c})$. Further, we identify a large class of constraint families $F$ that exhibits a sharp phase transition: there is a threshold $\gamma_F$ such that the problem is trivial for $m=O(n^{\gamma_F-\epsilon})$, but requires essentially brute-force running time $\Theta(n^{k\pm c})$ for $m=\Omega(n^{\gamma_F})$, assuming the 3-uniform hyperclique hypothesis. Notably, in many cases the combination of constraints display higher time complexity than either constraint alone.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

0 major / 3 minor

Summary. The paper examines the effect of input sparsity on the complexity of finding constant-sized independent sets in hypergraphs and solutions to Boolean CSPs. Above the Turán threshold, it presents an algorithm for k-hypergraph independent set with running time O(min{n^{(ω k)/3} + m^{k/3}, n^k}) for k divisible by 3, which is conditionally optimal assuming the k-clique and 3-uniform hyperclique hypotheses. It provides an essentially complete classification of sparsity effects for binary-arity Boolean CSP families, including sharp phase transitions for certain constraint sets and cases where constraint combinations increase the time complexity.

Significance. If correct, the results are significant for fine-grained complexity theory. They show that sparsity enables faster algorithms via matrix multiplication even in dense regimes, with the running time depending on the distribution of hyperedge arities. The identification of phase transitions and the higher complexity of combined constraints are insightful. The work includes explicit algorithms and conditional lower bounds under standard hypotheses, strengthening the classification.

minor comments (3)
  1. The abstract uses '± c' in the running time Θ(m^{ω k/6 ± c}) for the NAND/Implication family; this constant should be defined explicitly (e.g., its dependence on k or a concrete bound) in the statement of the result.
  2. The phrase 'essentially conditionally optimal' in the abstract and main claims should be sharpened by explicitly matching the achieved exponents to those in the k-clique and 3-uniform hyperclique lower bounds.
  3. Citations to the original statements of the k-clique hypothesis and 3-uniform hyperclique hypothesis should be added when these are first invoked.

Simulated Author's Rebuttal

0 responses · 0 unresolved

We thank the referee for the positive review and recommendation of minor revision. The referee's summary accurately captures our main results on the effect of sparsity for k-independent set in hypergraphs and the classification for binary Boolean CSPs.

Circularity Check

0 steps flagged

No significant circularity identified

full rationale

The paper presents explicit algorithmic constructions for k-independent set and Boolean CSPs that rely on matrix-multiplication techniques applied to auxiliary graphs or hypergraphs whose sizes are bounded by functions of the input parameters n and m (or m^{1/3} in the 3-uniform case). These constructions are independent of the target running-time bounds. The matching conditional lower bounds are derived from standard external fine-grained hypotheses (k-clique hypothesis and 3-uniform hyperclique hypothesis) that are invoked but not proven inside the paper. The phase-transition analysis for binary-arity CSP families proceeds by exhaustive case distinction on arity distributions and constraint combinations, with hardness sides explicitly citing the external hypotheses rather than any internal self-definition, fitted parameter, or self-citation chain. No step reduces a claimed result to an input by construction.

Axiom & Free-Parameter Ledger

0 free parameters · 2 axioms · 0 invented entities

The central claims rest on Turán's theorem (standard) and two standard fine-grained hardness hypotheses; no free parameters or new entities are introduced.

axioms (2)
  • domain assumption k-clique hypothesis
    Invoked to establish conditional optimality of the upper bound for γ≥2.
  • domain assumption 3-uniform hyperclique hypothesis
    Used for the phase-transition lower bounds and the NAND+Implication tight bound.

pith-pipeline@v0.9.0 · 5718 in / 1356 out tokens · 43185 ms · 2026-05-12T04:37:51.431540+00:00 · methodology

discussion (0)

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Reference graph

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