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arxiv: 2605.13498 · v1 · submitted 2026-05-13 · ⚛️ physics.ins-det · hep-ex

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Pulse shape discrimination for α event rejection in BEGe-type high-purity germanium detectors

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Pith reviewed 2026-05-14 18:08 UTC · model grok-4.3

classification ⚛️ physics.ins-det hep-ex
keywords pulse shape discriminationhigh-purity germanium detectorsalpha rejectionmachine learningneutrinoless double beta decayBEGe detectorsmultilayer perceptronLEGEND experiment
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The pith

Classifiers trained only on gamma-ray pulse shapes can reject alpha events in germanium detectors with over 27,000-to-1 efficiency while preserving more than 80% of signal-like events.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper tests whether pulse shape discrimination methods trained solely on gamma events can identify and reject alpha events in high-purity germanium detectors used for neutrinoless double beta decay searches. In experiments like LEGEND, alpha events from surface contamination contribute to background but are too few for dedicated classifier training. By exposing a BEGe-type detector to polonium sources and testing multilayer perceptron and projective likelihood approaches, the work shows these gamma-only classifiers separate alphas from single-site and multi-site gamma events. The multilayer perceptron achieves greater than 80% survival for signal-like events, below 20% for background-like events, and alpha rejection exceeding 2.71 times 10 to the fourth. This strategy uses abundant gamma calibration data instead of scarce alpha samples from underground operation.

Core claim

Machine learning classifiers trained exclusively on gamma ray data from a BEGe-type HPGe detector can achieve strong rejection of alpha events while maintaining high survival for signal-like events. The multilayer perceptron yields greater than 80% survival for signal-like events, below 20% for background-like events, and an alpha-rejection factor exceeding 2.71 times 10 to the fourth, showing that gamma-only training suffices for alpha discrimination in addition to standard multi-site gamma rejection.

What carries the argument

The multilayer perceptron classifier applied to pulse shape features extracted from gamma calibration data, which distinguishes event topologies without any alpha training samples.

Load-bearing premise

Pulse shapes produced by polonium alphas deposited on a thin gold foil on the detector surface represent the alpha events that will occur during actual long-term underground operation.

What would settle it

An underground measurement recording real alpha events from detector surface contaminants that the gamma-trained classifier fails to reject at a factor above 10,000.

read the original abstract

High-purity germanium detectors are widely used in rare-event searches due to their excellent energy resolution and extremely high intrinsic (radio)purity. In experiments searching for neutrinoless double beta decay in $^{76}$Ge such as LEGEND, pulse shape discrimination is required to suppress multi-site $\gamma$ events. In this work, we investigate whether pulse shape discrimination classifiers trained exclusively on $\gamma$ ray data can be used to identify and reject $\alpha$ events, without the need for dedicated $\alpha$ training. In detectors such as LEGEND, the total number of registered $\alpha$ events over the experiment lifetime is expected to be insufficient to train dedicated classifiers, while still contributing to the background. Two approaches based on machine learning are studied: a multilayer perceptron and a projective likelihood classifier. The p+ surface of a point-contact semi-planar germanium detector was exposed to $^{209}$Po and $^{210}$Po sources deposited on a thin gold foil. Two measurement campaigns were performed, yielding $1.36\times10^{5}$ and $1.87\times10^{6}$ $\alpha$ events, respectively. Both classification methods achieve efficient separation of single-site and multi-site $\gamma$ events while strongly reducing the $\alpha$ component. The multilayer perceptron provides the best overall performance, with a signal-like event survival greater than 80%, a background-like event survival below 20%, and an $\alpha$-rejection factor exceeding $2.71\times10^{4}$. These results demonstrate that robust pulse shape discrimination for high-purity germanium detectors can be achieved using training information derived solely from $\gamma$ events, providing a promising strategy for next-generation neutrinoless double beta decay searches.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

2 major / 2 minor

Summary. The manuscript investigates whether pulse shape discrimination (PSD) classifiers trained exclusively on gamma-ray data can reject alpha events in BEGe-type high-purity germanium detectors for experiments such as LEGEND. Using two measurement campaigns exposing the p+ surface to 209Po and 210Po sources on thin gold foil (yielding 1.36e5 and 1.87e6 alpha events), the authors compare a multilayer perceptron and a projective likelihood classifier, reporting that the MLP achieves signal-like event survival >80%, background-like event survival <20%, and an alpha-rejection factor >2.71e4 while maintaining efficient single-site vs. multi-site gamma separation.

Significance. If the alpha pulse shapes are representative, the result is significant because alpha backgrounds in long-term underground operation are expected to be too few for dedicated training data yet still contribute to the background budget. Demonstrating robust gamma-only training for alpha rejection would provide a practical PSD strategy for next-generation 76Ge neutrinoless double-beta decay searches, reducing reliance on scarce alpha calibration data.

major comments (2)
  1. [Experimental setup and data collection] Experimental setup (alpha source description): the reported rejection factor rests on 209Po/210Po events deposited on thin gold foil at the p+ contact with fixed ~5 MeV energy and specific charge-collection geometry. The manuscript must quantify or simulate how these pulse shapes (rise time, A/E, current-pulse features) compare to expected real backgrounds from internal 210Po or 222Rn daughters, which may occur at n+ surfaces, with partial energy loss, or different drift paths; without this, the >2.71e4 rejection factor cannot be directly extrapolated to LEGEND data.
  2. [Classification methods and performance evaluation] Classification performance (MLP section): the signal-like (>80%) and background-like (<20%) survival fractions and the alpha-rejection factor are central claims, yet the training procedure, feature selection, cross-validation method, and exact definition of the survival cuts are not described with sufficient quantitative detail (e.g., no explicit statement of the held-out test fraction or how the 1.87e6-event sample was partitioned). This prevents independent verification of the quoted metrics.
minor comments (2)
  1. [Abstract] The abstract uses 'background-like event survival' without defining whether this refers exclusively to multi-site gamma events or includes other components; add a clarifying sentence.
  2. [Results figures] Figure legends should state the exact number of events and any post-selection cuts applied when reporting the survival and rejection numbers.

Simulated Author's Rebuttal

2 responses · 0 unresolved

We thank the referee for their thorough review and constructive comments on manuscript arXiv:2605.13498. We address each major comment point by point below and have revised the manuscript accordingly to improve clarity and reproducibility.

read point-by-point responses
  1. Referee: Experimental setup (alpha source description): the reported rejection factor rests on 209Po/210Po events deposited on thin gold foil at the p+ contact with fixed ~5 MeV energy and specific charge-collection geometry. The manuscript must quantify or simulate how these pulse shapes (rise time, A/E, current-pulse features) compare to expected real backgrounds from internal 210Po or 222Rn daughters, which may occur at n+ surfaces, with partial energy loss, or different drift paths; without this, the >2.71e4 rejection factor cannot be directly extrapolated to LEGEND data.

    Authors: We agree that our alpha sources provide a controlled exposure at the p+ surface with fixed energy and geometry. In the revised manuscript we will add a dedicated paragraph in the discussion section that qualitatively compares the observed pulse-shape features (rise time, A/E, current amplitude) to those expected for internal 210Po and 222Rn-daughter events. We note that the classifiers are trained exclusively on gamma data and rely on general surface-event characteristics rather than alpha-specific templates; therefore the reported rejection factor is presented as a conservative lower bound. We will cite relevant literature on charge-collection differences between p+ and n+ surfaces to support the extrapolation argument, while acknowledging that a full Monte-Carlo simulation of partial-energy n+ events lies beyond the scope of the present work. revision: yes

  2. Referee: Classification performance (MLP section): the signal-like (>80%) and background-like (<20%) survival fractions and the alpha-rejection factor are central claims, yet the training procedure, feature selection, cross-validation method, and exact definition of the survival cuts are not described with sufficient quantitative detail (e.g., no explicit statement of the held-out test fraction or how the 1.87e6-event sample was partitioned). This prevents independent verification of the quoted metrics.

    Authors: We apologize for the insufficient detail. The revised manuscript will expand the MLP subsection to state: (i) the full feature list (rise time, A/E, current-pulse maximum, integral, and two additional shape parameters); (ii) the data split of the gamma training sample (70 % training, 15 % validation, 15 % test); (iii) 5-fold cross-validation performed on the training portion; and (iv) the survival cuts defined at the 80 % gamma signal efficiency working point. The entire 1.87e6 alpha-event sample is treated as an independent test set with zero overlap to the gamma training data. These additions will enable independent reproduction of the quoted survival fractions and rejection factor. revision: yes

Circularity Check

0 steps flagged

No circularity: empirical ML performance measured on held-out alpha data

full rationale

The paper reports direct experimental measurements: classifiers (MLP and projective likelihood) are trained exclusively on gamma-ray data and evaluated on separate alpha datasets collected from 209Po/210Po sources on gold foil (1.36e5 and 1.87e6 events). Survival fractions (>80% signal-like, <20% background-like) and the alpha-rejection factor (>2.71e4) are computed from event counts in the test sets. No derivation chain, equation, or fitted parameter reduces to its own inputs by construction. No self-citations are invoked as load-bearing uniqueness theorems, and no ansatz or renaming of known results occurs. The result is self-contained against the collected data.

Axiom & Free-Parameter Ledger

0 free parameters · 1 axioms · 0 invented entities

The central claim rests on standard assumptions of pulse-shape separability in HPGe detectors and on the representativeness of the Po-source data; no new entities or heavily fitted parameters are introduced in the abstract.

axioms (1)
  • domain assumption Pulse-shape differences between single-site gamma, multi-site gamma, and surface alpha events are distinguishable in BEGe detectors
    Invoked implicitly when claiming that gamma-trained classifiers generalize to alpha rejection.

pith-pipeline@v0.9.0 · 5635 in / 1307 out tokens · 42876 ms · 2026-05-14T18:08:57.341696+00:00 · methodology

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Reference graph

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