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REVIEW 3 major objections 4 minor 20 references

Limit Theorems for the Length of the Longest Common Subsequence of Mallows Permutations

T0 review · 3 major / 4 minor · reviewed 2026-08-14 · deepseek-v4-flash

Pith's one-line read Two independent Mallows permutations have an LCS obeying an L^p law near q=1 and a Gaussian law at fixed q.

desk verdict Proves the natural LCS analogues of the LIS limit theorems for Mallows permutations; the main results look right, but the abstract overclaims and there's a normalization slip to fix. read the letter →

arxiv 1908.05246 v1 pith:4WIRNRHI submitted 2019-08-14 math.PR math.CO

classification math.PRmath.CO MSC 60F0560C0560J10
keywords longestcommonsubsequenceMallowspermutationincreasingcentrallimittheoremlawoflargenumbersregenerativeprocesscouplingq-Mallows
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

This paper proves two limit theorems for the length of the longest common subsequence (LCS) of two independent random permutations drawn from the Mallows measure, which weights a permutation by $q$ raised to its inversion count. In the near-uniform regime, $q_n \to 1$ with $n(1-q_n) \to \infty$, it shows that $\mathrm{LCS}(\pi_n,\tau_n)/(n\sqrt{1-q_n})$ converges in $L^p$ for every $0

What carries the argument

The load-bearing object is Lemma 2.12, a domination coupling stated from the earlier paper [12]: for any increasing index set $a$ and any distribution $\nu$ on $S_k$, there are independent $X\sim\mu_{n,q}$, $Y\sim\nu$ and $Z\sim\mu_{n,q}$ with $\mathrm{LIS}(X_a,Y)\le \mathrm{LIS}(Z_a)$. This inequality converts every LIS upper bound for one Mallows permutation into an LCS upper bound for two permutations, yielding the uniform-integrability step and controlling the error sets in the block decomposition. The remaining machinery is the block decomposition into strips of length $\beta/(1-q)$ and, for Theorem 2, the regenerative process generated by two independent infinite Mallows insertion processes whose regeneration times are the first return times of the product chain $M_n=\max\{M_{n-1},Z_n\}-1$.

What would settle it

Search small cases exhaustively, e.g., $n=4$ or $5$, $0<q<1$, all increasing index sets $a$, and all distributions $\nu$ on $S_k$ by linear programming, for a violation of the inequality $\mathrm{LIS}(X_a,Y)\le\mathrm{LIS}(Z_a)$; a single violation would invalidate Lemma 2.12 and the proof of Theorem 1. Alternatively, simulate two independent Mallows permutations with $q_n=1-n^{-\alpha}$ for $\alpha\in(0,1)$, compute $\mathrm{LCS}(\pi_n,\tau_n)/(n\sqrt{1-q_n})$, and check whether the ratio approaches $\sqrt{6}/3$ as $n$ grows; a persistent downward trend would contradict Theorem 1.

Watch

Extended reading notes

Core claim

The central discovery is that the LCS of two independent Mallows permutations can be treated as a longest increasing subsequence (LIS) problem on a point set, and that LIS bounds for a single Mallows permutation can be transferred to the two-permutation setting. The key identity is $\mathrm{LCS}(\pi,\tau)=\mathrm{LIS}(\pi^{-1},\tau^{-1})$, after which Theorem 1 partitions $[n]$ into blocks of size $\beta/(1-q)$, proves the blockwise LIS contributions are close to i.i.d., and uses a domination coupling to control error terms; uniform integrability upgrades $L^1$ convergence to $L^p$ with the constant $\sqrt{6}/3$. Theorem 2 builds an infinite Mallows insertion process, defines regeneration times when both permutations have filled $[j]$, bounds the LCS between partial sums of i.i.d. block LCS variables, and derives finiteness of the first two moments of the inter-renewal times through a product Markov chain and Kac's formula; Anscombe's theorem then gives the Gaussian limit.

Load-bearing premise

The block argument of Theorem 1 rests on Lemma 2.12, imported from the earlier paper [12] and not proved here: for every increasing index set $a$ and every distribution $\nu$ on $S_k$, the LIS of a Mallows permutation against $\nu$ is dominated by the LIS of a single Mallows permutation on those indices. If that domination fails for some $\nu$, the uniform-integrability step and the $E_i,F_i$, and residual-block bounds collapse.

Editorial extensions

If this is right

  • In the near-uniform regime, the random length $\mathrm{LCS}(\pi_n,\tau_n)$ is concentrated around $0.8165\, n\sqrt{1-q_n}$, with convergence in $L^p$ for every finite $p$, not merely in probability.
  • At fixed $q,q'$, the LCS has Gaussian fluctuations with asymptotic mean $a(q,q')\,n$ and standard deviation $\sigma(q,q')\,\sqrt{n}$, where $a=\nu_{0,0}\,\mathbb{E}(Y_1)$ and $\sigma^2=\nu_{0,0}\operatorname{Var}(Y_1-aX_1)$.
  • The regenerative representation makes the constants $a$ and $\sigma^2$ computable in principle from the stationary distribution of a simple one-dimensional product Markov chain.
  • Sending $\beta\to\infty$ in the finite-$\beta$ weak law of [12] recovers the constant $\sqrt{6}/3$, since $2\bar{J}(\beta)/\sqrt{\beta}\to 1/\sqrt{6}$.
  • The block argument implies that the block LCS variables are asymptotically i.i.d., so the LCS inherits the concentration behavior of the LIS rather than the slower fluctuations of i.i.d. random strings.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The paper's abstract advertises two parameters $q,q'$ in the near-uniform regime, but Theorem 1 as stated requires $q_n=q'_n$; a genuine two-parameter $L^p$ law would need a two-parameter analogue of Lemma 2.12, which is not supplied here.
  • If Lemma 2.12 were false, Theorem 1 might still be true, but the proof's uniform-integrability step and the $E_i,F_i,E'_i,F'_i$ bounds would need a different mechanism; the theorem and the lemma should not be conflated.
  • The regenerative-CLT machinery suggests a testable extension: replacing the geometric insertion variables by other light-tailed discrete distributions should preserve Gaussian LCS fluctuations whenever the product chain has finite second moments.
  • The constant $\sqrt{6}/3$ equals $2\bar{J}(\infty)/\sqrt{\infty}$, suggesting that $\bar{J}(\beta)$ may serve as a universal interpolation between the finite-$\beta$ and near-uniform regimes; one could conjecture that finite-$\beta$ corrections to the near-uniform law are governed by derivatives of $\bar{J}$.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 4 minor

Summary. This paper studies the longest common subsequence (LCS) of two independent Mallows-distributed random permutations. Theorem 1 states that if q_n in (0,1), q_n -> 1, and n(1-q_n) -> infinity, then for two independent Mallows(n,q_n) permutations, LCS/(n sqrt(1-q_n)) converges to sqrt(6)/3 in L^p for every p>0. Theorem 2 states that for fixed 0<q,q'<1, there exist constants a=a(q,q')>0 and sigma=sigma(q,q')>0 such that (LCS - a n)/(sigma sqrt(n)) converges in distribution to N(0,1). The proof of Theorem 1 reduces LCS to LIS through a coupling lemma (Lemma 2.12) quoted from the authors' earlier paper [12], then uses a block decomposition and a beta-regime weak law for LCS; the proof of Theorem 2 builds a regenerative process from two independent infinite Mallows permutations and applies a renewal central limit theorem.

Significance. If the results hold, they form a substantial advance: they provide the first weak law and CLT for the LCS of two non-uniform random permutations, with an explicit constant sqrt(6)/3 that is consistent with the beta-regime limit in [12] and with the LIS results of [2,3]. The regenerative CLT is conceptually clean and uses only finite second moments, and the constants are defined explicitly from the stationary distribution rather than fitted. The main risks are the heavy reliance on the external coupling lemma and internal normalization errors in the displayed derivation of the weak-law constant; both appear addressable in revision, so the central claims are plausible but not yet fully supported by the manuscript as written.

major comments (3)
  1. [Section 2.3, Lemma 2.12 and its uses] Lemma 2.12 is load-bearing but is quoted from [12] and not proved in this manuscript. It produces inequality (6), which is the only route transferring uniform integrability of |LIS(Z_n)/(n sqrt(1-q))|^p from [3] to the LCS, and it is invoked again in Lemma 2.13 for the E_i, F_i, and residual-block terms. If Lemma 2.12 fails in any of these applications, the block argument in Section 2.5 collapses. The lemma is stronger than the paper's own needs, since every application here takes nu to be a Mallows distribution; the authors should either reproduce a proof in an appendix or state and prove a Mallows-only version with nu = mu_{k,q}, and verify explicitly that (6), Lemma 2.13, and the uniform-integrability claim (30) are all covered.
  2. [Theorem 1 versus the abstract] The abstract claims a weak law in the two-parameter regime n(1-q) -> infinity and n(1-q') -> infinity, but Theorem 1 is stated only for a single sequence q_n used for both permutations. The proof in Sections 2.4 and 2.5 uses one parameter q throughout, and no reduction for q_n different from q'_n is supplied. Either Theorem 1 must be extended to independent Mallows(n,q_n) and Mallows(n,q'_n) with n(1-q_n) -> infinity and n(1-q'_n) -> infinity, or the abstract and introduction must be amended to state the single-parameter result that is actually proved.
  3. [Section 2.5, Eqs. (29)-(36)] As printed, the displayed normalization is internally inconsistent. The beta-regime result Theorem 3 gives X_1 / sqrt(beta(q)/(1-q)) -> 2 Jbar(beta), that is, sqrt((1-q)/beta(q)) X_1 -> 2 Jbar(beta). If Eqs. (29) and (31) are read with sqrt(1-q)/beta as displayed, then Eqs. (34)-(36) do not yield the stated factor 2 Jbar(beta)/sqrt(beta); if they are read with the intended sqrt((1-q)/beta), then Eq. (34) must display the 1/sqrt(beta) factor explicitly. The final constant sqrt(6)/3 is consistent with the intended normalization, but the displayed chain of equations leading to (32) must be corrected before the proof is verifiable.
minor comments (4)
  1. [Section 2.5, proof of Lemma 2.13] The displayed inequality 1 - 4 floor(a/(1-q)) >= 1 - 5a/(1-q) > q cannot hold as printed for q close to 1, because the right-hand side is negative. It should presumably be 1 - 4/floor(a/(1-q)) > q, which is the type of condition needed to apply Theorem 1.3 of [3]; please correct the expression.
  2. [Section 2.4, Eqs. (11), (34), (35)] The notation beta is used both for the limiting constant, as in beta(q) -> beta, and for the value in the factor m beta/(n(1-q)) in Eqs. (34) and (35). Since the limit in (35) uses beta(q), the distinction should be made explicit to avoid the appearance of an extra factor.
  3. [Section 2.6, Lemma 2.14] Lemma 2.14 should state explicitly that all three processes are q-Mallows processes with the same parameter q and should specify the law of p'_n; as written, the lemma only asserts independence of {bar p_i} and {p'_i}, not the marginal distributions.
  4. [Abstract and introduction] The abstract contains grammatical errors ('The Mallows measure is measure on permutations', 'introduce d') and would benefit from a careful editorial pass before resubmission.

Circularity Check

0 steps flagged · score 2.0 of 10

No significant circularity: the main results are derived from independent coupling lemmas and external LIS limits, and the constants are not fitted.

full rationale

The paper's derivation is self-contained in its main steps and does not reduce to its inputs. Theorem 1 relies on Lemma 2.12, a coupling statement quoted from the authors' earlier paper [12], but that lemma is a parameter-free result with clearly stated assumptions; it does not contain the target limits sqrt(6)/3 or the CLT constants. The constant sqrt(6)/3 is obtained by taking the explicit beta-to-infinity limit of Jbar(beta) via dominated convergence, not by fitting. Theorem 2 constructs a regenerative process and uses renewal time estimates and Anscombe's theorem; a and sigma are defined from the stationary distribution and return moments, not calibrated to the observed LCS. The only load-bearing self-citation is the unproved Lemma 2.12, which is a technical bridge to known LIS bounds and is explicitly attributed to prior work; this raises the need for verification but does not constitute definitional or fitted circularity. The abstract's two-parameter claim not being fully matched by Theorem 1 is a scope discrepancy, not a circular step.

Assumptions & free parameters 0 free parameters · 7 assumptions · 0 invented entities

All inputs are published background results or standard theorems; the only author-produced inputs are the coupling lemmas from [12] (same second author), which are peer-reviewed. No constant in the paper is fitted to data; a and sigma in Theorem 2 are defined from the stationary distribution of the product chain, and sqrt(6)/3 is derived from the published beta-regime constant via a dominated-convergence limit.

assumptions (7)
  • domain assumption Mallows process representation and restriction/independence properties (Lemmas 2.1, 2.6-2.8)
    Cited without proof from [3]; used to justify that block restrictions are independent Mallows permutations and to handle inverses and reversals in Theorem 1.
  • domain assumption Coupling lemma LIS(X_a, Y) <= LIS(Z_a) for arbitrary Y (Lemma 2.12)
    Proved in [12] by the second author; unproved here; it transfers LIS moment and uniform-integrability bounds to the LCS and is used in equation (6) and Lemma 2.13.
  • domain assumption Beta-regime weak law for LCS (Theorem 3, from [12])
    Applied to blocks of size beta(q)/(1-q); supplies the block mean 2J(beta) and the variance decay used in equations (29)-(33).
  • domain assumption LIS moment and uniform-integrability bounds (Lemma 5.1 and Theorem 1.3 of [3])
    Borrowed from Bhatnagar-Peled; used to control E(X_{m+1}) and the E_i, F_i block terms in Lemma 2.13.
  • domain assumption Infinite Mallows permutation of Gnedin-Olshanski and its regenerative structure
    Cited to [10]; the CLT section builds the renewal times T_j from the two independent infinite processes.
  • standard math Kac's formula for return times (equation (2.21) of [1])
    Used in Lemma 3.9 to prove E(R^+_0) and E(R^+_0)^2 are finite from the stationary distribution.
  • standard math Anscombe's random-index central limit theorem (Theorem 4)
    Applied to the partial sums of block contributions Y_i in the regenerative CLT.

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Pith. "Pith review of Limit Theorems for the Length of the Longest Common Subsequence of Mallows Permutations." pith.science (2026). https://pith.science/paper/4WIRNRHI

@misc{pith2026190805246,
  author       = {Pith},
  title        = {Pith review of: Limit Theorems for the Length of the Longest Common Subsequence of Mallows Permutations},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/4WIRNRHI}},
  note         = {Machine review of arXiv:1908.05246}
}
abstract

The Mallows measure is measure on permutations which was introduced by Mallows in connection with ranking problems in statistics. Under this measure, the probability of a permutation $\pi$ is proportional to $q^{Inv(\pi)}$ where $q$ is a positive parameter and $Inv(\pi)$ is the number of inversions in $\pi$. We consider the length of the longest common subsequence (LCS) of two independently permutations drawn according to $\mu_{n,q}$ and $\mu_{n,q'}$ for some $q,q' >0$. We show that when $0<q,q'<1$, the limiting law of the LCS is Gaussian. In the regime that $n(1-q) \to \infty$ and $n(1-q') \to \infty$ we show a weak law of large numbers for the LCS. These results extend the results of \cite{Basu} and \cite{Naya} showing weak laws and a limiting law for the distribution of the longest increasing subsequence to showing corresponding results for the longest common subsequence.

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Reference graph

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