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The initial mass-remnant mass relation for core collapse supernovae

T0 review · 3 major / 7 minor · reviewed 2026-08-09 · deepseek-v4-flash

Pith's one-line read The paper claims that the heaviest black holes come from non-rotating, very metal-poor stars that directly collapse at about 87 solar masses, inside the theorized pair-instability mass gap, while rotation caps the maximum near 42 solar…

desk verdict A solid new remnant-mass grid and fitting formulas for population synthesis, but the headline ~87 Msun maximum BH is an extrapolation from an adopted PPISN threshold and a sparse grid, so the abstract overstates it. read the letter →

arxiv 2501.18689 v1 pith:FLFTL6LL submitted 2025-01-30 astro-ph.HE astro-ph.SR

classification astro-ph.HEastro-ph.SR
keywords core-collapsesupernovaeblackholeremnantsinitial-finalmassrelationpulsationalpair-instabilitygapstellarrotationmetallicityandwindspopulationsynthesisprescriptions
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper maps the initial mass of a massive star to the mass of its compact remnant by exploding a homogeneous grid of 13--120 $M_\odot$ progenitors in 1D, for two rotation rates and four metallicities. Its central claim is that, once the explosion is calibrated to SN1987A and the onset of pulsational pair-instability is placed at a $33\,M_\odot$ carbon-oxygen core, non-rotating stars at $\mathrm{[Fe/H]} = -3$ directly collapse to black holes of about $87\,M_\odot$---inside the theorized pair-instability mass gap where theory had predicted black holes to be rare. It also finds that rotation removes the hydrogen envelope and lowers the ceiling to about $40$--$42\,M_\odot$, and that metallicity controls the ceiling through stellar winds. The paper packages the result as linear fallback prescriptions for population-synthesis codes and as a remnant-mass distribution for a million-star population. A sympathetic reader should care because the boundary of the mass gap is one of the few observationally accessible signatures of the supernova engine and of pulsational pair-instability physics.

What carries the argument

The load-bearing object is the initial mass--remnant mass relation $M_{\rm rem}(M_{\rm ZAMS})$, assembled by exploding a homogeneous grid of 13--120 $M_\odot$ progenitors at $\mathrm{[Fe/H]} = 0,-1,-2,-3$, with and without 300 km s$^{-1}$ rotation. Explosions use the 1D radiation-hydrodynamics code HYPERION with a thermal-bomb setup calibrated to SN1987A (injected energy $E_{\rm inj}=2.0$ foe, with 1 foe = $10^{51}$ erg, spread over $dm_{\rm inj}=0.1\,M_\odot$ and $dt_{\rm inj}=0.01$ s); the outcome is a successful supernova or a direct collapse, defined as ejecting less than 10% of the pre-SN mass, and the remnant mass is the final mass coordinate that separates accreted from ejected material. Above the last pair-stable progenitor, remnant masses are stitched to the results of Woosley (2017) by interpolating on CO core mass, with the adopted onset threshold $M^{\rm PPISN}_{\rm CO}=33\,M_\odot$. The CO core mass is the ordering variable throughout: remnant masses track it, and it is linearly fitted against $M_{\rm ZAMS}$ (Eqs. 11--12) to locate the boundary where pulsational pair-instability begins.

What would settle it

Simulate a non-rotating, $\mathrm{[Fe/H]} = -3$ star with $M_{\rm ZAMS}$ between 80 and 120 $M_\odot$ in a code that follows the full pulsational pair-instability phase, including $M_{\rm ZAMS} \approx 87\,M_\odot$; if that star loses more than a few solar masses to pulses or explodes instead of collapsing directly, the claimed gap-filling maximum fails. Alternatively, a gravitational-wave catalog showing no black holes above 60 $M_\odot$ from low-metallicity environments would argue that the adopted onset threshold is too high.

Watch

Extended reading notes

Core claim

The discovery, on the paper's own terms, is an initial mass--remnant mass relation for core-collapse supernovae that extends across the direct-collapse and pulsational pair-instability regimes. In the non-rotating $\mathrm{[Fe/H]} = -3$ grid, the 80 $M_\odot$ model retains almost all its mass and directly collapses to an 80 $M_\odot$ black hole, while a 120 $M_\odot$ model is pair-unstable; linear fits of CO core mass versus initial mass (Eqs. 11--12) place the first pair-unstable progenitor at $M_{\rm ZAMS} = 87.01\,M_\odot$, with a pre-SN mass of $87.01\,M_\odot$, so the heaviest black hole formed is about $87\,M_\odot$ and lies inside the pair-instability mass gap. With 300 km s$^{-1}$ rotation the same threshold is reached at lower initial mass (about $65\,M_\odot$) and the maximum black hole mass falls to about $39.9$--$41.6\,M_\odot$ because the stars end as stripped helium stars. The paper further claims that non-rotating fallback fractions follow a linear dependence on pre-SN total energy, binding energy, or CO core mass, while rotating progenitors show no such monotonic relation.

Load-bearing premise

The paper's heaviest black hole is not directly simulated: it comes from adopting an external threshold for the onset of pulsational pair-instability (a carbon-oxygen core of $33\,M_\odot$, taken from another study) and extrapolating a straight-line fit over a grid that skips most masses between 80 and 120 $M_\odot$; a different threshold moves the maximum between about 53 and more than 100 $M_\odot$.

Editorial extensions

If this is right

  • The pair-instability mass gap is not necessarily empty: single non-rotating stars at $\mathrm{[Fe/H]} \approx -3$ can produce black holes of about $87\,M_\odot$, so gravitational-wave mergers could contain components inside the 60--120 $M_\odot$ range without invoking dynamical or binary-only channels.
  • Rotation changes the story: with 300 km s$^{-1}$ initial rotation, the maximum remnant mass drops to about $40$--$42\,M_\odot$, so the rotating fraction of a stellar population determines whether the gap is populated.
  • Metallicity sets the ceiling through winds: at solar and $\mathrm{[Fe/H]} = -1$, the heaviest black holes are about 28 and 42 $M_\odot$ respectively, meaning gap-filling black holes require low-metallicity, non-rotating environments.
  • The non-rotating fallback fits (fraction of mass ejected versus total energy, binding energy, or CO core mass) can be implemented directly in rapid population-synthesis codes to assign remnant masses; the same fits do not work for rotating progenitors.
  • The lower edge of the mass gap becomes a diagnostic of pulsational pair-instability physics: adopting the 41 $M_\odot$ carbon-oxygen core threshold from another study pushes the maximum above 100 $M_\odot$, so the observed gap boundary can select among PPISN prescriptions.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • I read the discrepancy between the abstract's and Section 4.1's 87 $M_\odot$ and the concluding Section 5's about 91 $M_\odot$ as a summary-level inconsistency; Table C.1 gives 87.01 $M_\odot$ for the non-rotating $\mathrm{[Fe/H]} = -3$ maximum, and that table value is the quantitative claim.
  • The 87 $M_\odot$ number is an extrapolation rather than a simulated outcome: the grid contains no star between 80 and 120 $M_\odot$ at $\mathrm{[Fe/H]} = -3$, so the location of the 33 $M_\odot$ carbon-oxygen core threshold rests on a sparse linear fit; a denser grid would directly test it.
  • If the claim survives, the pair-instability mass gap becomes a testable demographic: next-generation gravitational-wave detectors should see merging black holes in the 60--90 $M_\odot$ range preferentially from low-metallicity, slowly rotating progenitors, and the measured gap edge would pin down the PPISN threshold.
  • The comparison with other PPISN thresholds suggests that part of the scatter in the gap edge is due to the progenitor models themselves, not only the explosion physics, so population-synthesis codes should treat the maximum remnant mass as uncertain by tens of solar masses.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 7 minor

Summary. This paper presents a homogeneous grid of core-collapse supernova simulations using the HYPERION 1D hydrodynamics code, applied to Limongi & Chieffi (2018) progenitor models with metallicities [Fe/H] = 0, -1, -2, -3 and rotation velocities v = 0 and 300 km/s. The explosion is triggered by a thermal bomb calibrated to reproduce SN1987A's ejecta energy and 56Ni mass. The authors derive remnant masses as a function of MZAMS, focusing on the maximum black hole mass, and find that non-rotating [Fe/H] = -3 progenitors can produce BHs up to ~87 M_sun, inside the theoretical pair-instability mass gap. They also compute BH mass distributions from a Kroupa IMF population and provide analytic fitting formulas for the fallback fraction as a function of progenitor properties.

Significance. The paper has several strengths: it uses a homogeneous set of up-to-date stellar models, documents the calibration of the explosion parameters explicitly, and provides tabulated remnant masses and fitting formulas that are directly useful for population-synthesis codes. The lower-mass remnant grid and the systematic exploration of metallicity and rotation are valuable. The principal claim about the maximum BH mass, however, is conditional on an adopted PPISN threshold and an extrapolation beyond the simulated mass grid, and the paper itself shows that alternative thresholds change the maximum by a factor of two. As a result, the 'inside the mass gap' conclusion is not a robust prediction unless the threshold dependence is fully incorporated into the headline.

major comments (3)
  1. [Section 2.3 / Table C.1 / Section 4.1] The maximum BH mass of ~87 M_sun for non-rotating [Fe/H] = -3 progenitors is not a direct simulation result: it is derived in Section 2.3 from the linear extrapolation in Equations (11)-(12), which uses only the MZAMS = 80 and 120 M_sun grid points, combined with the externally adopted threshold MPPISN_CO = 33 M_sun (Woosley 2017). Section 2.3 admits that the simulation grid constrains the threshold only to 30 < MCO < 50 M_sun, and Section 4.2 shows that adopting MPPISN_CO = 24 M_sun (Spera & Mapelli 2017) or MPPISN_CO = 41 M_sun (Farmer et al. 2019) changes the maximum BH mass to ~53 M_sun or >100 M_sun, respectively. Because the 'inside the pair-instability mass gap' conclusion hinges on this threshold choice and on an unverified extrapolation, the abstract and Section 4.1 should present the maximum BH mass as a range with an explicit caveat rather than as a single value.
  2. [Section 5 vs Section 4.1 / Table C.1] There is an internal inconsistency in the quoted maximum BH mass for non-rotating [Fe/H] = -3 progenitors: Section 5 states 'The most massive BH has mass of ~91 M_sun', while Section 4.1 quotes ~87.0 M_sun and Table C.1 lists MPPISN_ZAMS = 87.01 M_sun (with MPPISN_preSN = 87.01 M_sun). The origin of the 91 M_sun value should be clarified and the text made consistent, since the reader cannot determine which value is the actual result.
  3. [Section 4.3 / Figures 19-20] The population-synthesis mass distributions in Section 4.3 sample MZAMS up to 150 M_sun, but the simulated progenitor grid stops at 120 M_sun for non-rotating models and at 60 M_sun for rotating models at [Fe/H] = -2 and -3 (Tables C.2 and C.3). The paper does not state how the remnant-mass relation is continued above the simulated range, so the high-mass end of the distributions in Figures 19 and 20 is based on undocumented extrapolation; this should be stated explicitly, or the IMF range should be restricted to the simulated masses.
minor comments (7)
  1. [Section 3.1] The sentence 'To illustrate the properties of a typical successful explosion in our simulations, we consider a typical successful explosion looks like in our simulations' is garbled and should be rewritten.
  2. [Section 2.3] The phrase 'since the liming masses obtained' contains a typo; it should be 'limiting masses'.
  3. [Figure 2] The y-axis label 'CO Core (M)' should read 'CO Core Mass (M_sun)' with the solar-mass subscript.
  4. [Table C.3] The caption describes the table as 'non-rotating stellar progenitors', but the table lists rotating models (v = 300 km/s); the caption should be corrected.
  5. [Table D.3] The first column header reads 'dtinj(M⊙)' but the entries are in seconds; the unit should be corrected to 'dtinj (s)'.
  6. [Section 4.2] The phrase 'upper mass gap' is potentially confusing; the paper should refer to the 'pair-instability mass gap' throughout.
  7. [Abstract] The formatting '[Fe/H]=-3' should be '[Fe/H] = -3' with spaces around the equals sign for consistency with the rest of the text.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the remnant masses come from independent HYPERION simulations calibrated to SN1987A, and the PPISN-dependent upper end is a transparently disclosed mapping of an external threshold, not a fitted prediction.

full rationale

The core remnant masses are produced by HYPERION explosion simulations of the LC18 progenitor grid, with the thermal-bomb parameters (Einj = 2.0 foe, dminj = 0.1 Msun, dtinj = 0.01 s) calibrated to reproduce the ejecta kinetic energy and 56Ni mass of SN1987A. This is an independent external benchmark, not a fit to the paper's own target remnant-mass relation, so the lower-mass grid and the fitting formulas are self-contained and falsifiable. The only extrapolated portion is the PPISN boundary: Section 2.3 explicitly states that the grid resolution only shows that 80 Msun progenitors are stable and 120 Msun progenitors are unstable, and that the code cannot simulate pair-instability phases. The paper then adopts the external Woosley (2017) threshold MCO_PPISN = 33 Msun and uses a linear fit (Eqs. 11-12, Table C.1) to obtain MZAMS_PPISN ~ 87 Msun for [Fe/H] = -3, v = 0. This is not circular: the threshold is an external physical input, not a parameter fitted to the headline BH mass, and the paper explicitly quantifies the sensitivity by showing that adopting S17 (24 Msun) yields ~53 Msun and F19 (41 Msun) yields >100 Msun (Section 4.2, Figures 17-18). The headline maximum BH is therefore a transparent re-expression of an adopted threshold through the authors' own stellar-evolution grid, with the dependence disclosed rather than hidden. The internal discrepancy between ~87 Msun in Section 4.1 and ~91 Msun in Section 5 for the same quantity is a correctness and robustness concern, not a circularity. Self-citations to LC18 and HYPERION represent normal use of the authors' progenitor models and code; no load-bearing argument reduces to an unverified self-citation chain. Overall, no circular step is identifiable in the paper's derivation chain.

Assumptions & free parameters 6 free parameters · 6 assumptions · 0 invented entities

The central claims rest on several chosen parameters and domain assumptions: the calibrated thermal bomb, the adopted PPISN CO-core threshold, the linear extrapolation of the sparse grid, and the 10% direct-collapse criterion. These are flagged in the text but not all are tested for sensitivity; the maximum BH number is particularly sensitive to the PPISN threshold.

free parameters (6)
  • Einj (thermal bomb energy) = 2.0 foe
    Injected thermal energy at the inner boundary; calibrated so the SN1987A ejecta kinetic energy is about 1 foe and the ejected 56Ni mass is about 0.07 M_sun, then held fixed for all progenitors.
  • dminj (thermal bomb mass shell) = 0.1 M_sun
    Width of the mass shell receiving energy; one of several values consistent with SN1987A, chosen without calibrating on multiple supernova sources.
  • dtinj (thermal bomb duration) = 0.01 s
    Chosen because it gives exactly 0.07 M_sun of 56Ni for SN1987A; remnant fallback may depend on this timescale.
  • PPISN CO-core threshold = 33 M_sun
    Adopted from Woosley 2017 to mark the onset of pulsational pair-instability; directly sets MPPISN_ZAMS through a linear fit and therefore controls the maximum BH mass in non-rotating low-metallicity models.
  • DC classification threshold = dM/M < 0.10
    Progenitors ejecting less than 10% of the pre-SN mass are labeled direct collapse; this arbitrary criterion affects the high-mass end of the remnant relation.
  • Fitting-formula coefficients and thresholds = aSN=0.26, bSN=-0.11, |Etot|DC=4.17 foe; cSN=0.06, dSN=0.04, Ebind,DC=15.9 foe; eSN=0.06, fSN=-0.03, MCO,DC=17.2 M_sun
    Linear least-squares parameters for dM/M in non-rotating models; no uncertainties are given and two progenitors deviate from each fit.
assumptions (6)
  • domain assumption The LC18 pre-SN stellar models accurately describe the structure and composition of massive stars across mass, metallicity and rotation.
    All explosion simulations start from these published models, which are produced with the FRANEC code by two co-authors (Limongi and Chieffi).
  • ad hoc to paper A thermal bomb can reproduce the essential explosion dynamics and fallback relevant for remnant masses.
    Energy is injected artificially over the innermost 0.8 M_sun; no neutrino-driven mechanism is simulated, so explosion success and fallback depend on this approximation.
  • domain assumption SN1987A is a valid calibration target for all progenitors in the grid.
    The authors note Sk -69 202 may have formed from a merger (Podsiadlowski 1992; Menon and Heger 2017) but adopt it as the standard benchmark, following common practice in the field.
  • ad hoc to paper Woosley 2017 PPISN remnant masses can be applied to LC18 CO cores above 33 M_sun.
    PPISN evolution is not simulated in this work; final remnant masses above the threshold are obtained by interpolating W17 results on the CO core mass.
  • domain assumption One-dimensional spherical hydrodynamics is sufficient to determine fallback and final remnant mass.
    HYPERION is a 1D code; multi-dimensional effects such as convection, asymmetries, and neutrino-driven turbulence are neglected.
  • ad hoc to paper The linear relation between MCO and MZAMS from a sparse grid can be extrapolated to locate the PPISN threshold.
    Equations 11 and 12 assume MCO and MpreSN scale linearly with MZAMS; the grid has few points in the key 80 to 120 M_sun interval, and the threshold mass is not resolved.

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Cite this review

Pith. "Pith review of The initial mass-remnant mass relation for core collapse supernovae." pith.science (2026). https://pith.science/paper/FLFTL6LL

@misc{pith2026250118689,
  author       = {Pith},
  title        = {Pith review of: The initial mass-remnant mass relation for core collapse supernovae},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/FLFTL6LL}},
  note         = {Machine review of arXiv:2501.18689}
}
abstract

The first direct detection of gravitational waves in 2015 marked the beginning of a new era for the study of compact objects. Upcoming detectors, such as the Einstein Telescope, are expected to add thousands of binary coalescences to the list. However, from a theoretical perspective, our understanding of compact objects is hindered by many uncertainties, and a comprehensive study of the nature of stellar remnants from core-collapse supernovae is still lacking. In this work, we investigate the properties of stellar remnants using a homogeneous grid of rotating and non-rotating massive stars at various metallicities from Limongi and Chieffi 2018. We simulate the supernova explosion of the evolved progenitors using the HYdrodynamic Ppm Explosion with Radiation diffusION (HYPERION) code (Limongi and Chieffi 2020), assuming a thermal bomb model calibrated to match the main properties of SN1987A. We find that the heaviest black hole that can form depends on the initial stellar rotation, metallicity, and the assumed criterion for the onset of pulsational pair-instability supernovae. Non-rotating progenitors at $\big[\rm Fe/H \big]=-3$ can form black holes up to $\sim 87 M_\odot$, falling within the theorized pair-instability mass gap. Conversely, enhanced wind mass loss prevents the formation of BHs more massive than $\sim 41.6 M_\odot$ from rotating progenitors. We use our results to study the black hole mass distribution from a population of $10^6$ isolated massive stars following a Kroupa initial mass function. Finally, we provide fitting formulas to compute the mass of compact remnants as a function of stellar progenitor properties. Our up-to-date prescriptions can be easily implemented in rapid population synthesis codes.

Figures

Figures reproduced from arXiv: 2501.18689 by the authors.

Figure 1
Figure 1. Final kinetic energy of the ejecta as a function of the ejected mass of 56Ni obtained running various explosion tests (blue crosses) with dif￾ferent values of the initial explosion parameters, Einj, dminj, and dtinj. The red dot refers to the simulation of the explosion that best matches the properties of SN1987A (orange star). Finally, it is important to mention a significant caveat that may influence these results… view at source ↗
Figure 2
Figure 2. Mass at the pre-SN stage (top-row panels) and CO core mass (bottom-row panels) as a function of MZAMS for the non-rotating progenitors (left panels) and progenitors rotating with an initial velocity of 300 km/s (right panels). Different colors represent different initial metallicities [PITH_FULL_IMAGE:figures/full_fig_p006_2.png] view at source ↗
Figure 5
Figure 5. Velocity of the shock wave as a function of the mass coordinate at different times after the onset of the explosion: the end of the explosive nucleosynthesis (dotted blue line), the shock wave enters the CO core (dash-dotted orange line), the shock wave reaches the He/H interface (solid green line), 1000 s after the onset of the explosion (dashed red line), the formation of the compact remnant (long dashed purple li… view at source ↗
Figures from the paper (15 more)
Figure 4
Figure 4. Figure 4: Temperature profile (solid red line) and mass density profile (dash-dotted black line) of the stellar progenitor at the pre-SN stage as a function of the mass coordinate. A zoom-in on the innermost region of the core, up to 5 M⊙, is highlighted in the lower right box …
Figure 6
Figure 6. Figure 6: Interior profiles of the kinetic energy (yellow line), the internal energy plus the gravitational energy (purple line), and the total energy (dashed light blue line) at various times during the explosion for a non-rotating stellar progenitor with MZAMS = 25 M⊙ with met…
Figure 9
Figure 9. Figure 9: Temperature profile (red line) and density profile (dash-dotted black line) at the pre-SN stage as function of the mass coordinate of a non-rotating stellar progenitor with MZAMS = 80 M⊙ and Fe/H] = −2. A zoom-in on the innermost region of the core, up to 5 M⊙, is high…
Figure 10
Figure 10. Figure 10: Same of [PITH_FULL_IMAGE:figures/full_fig_p009_10.png]
Figure 11
Figure 11. Figure 11: Same of [PITH_FULL_IMAGE:figures/full_fig_p010_11.png]
Figure 12
Figure 12. Figure 12: Remnant masses as a function of MZAMS for the progenitors with initial metallicity Fe/H] = 0 (dashed light blue line), Fe/H] = −1 (dash-dotted violet line), Fe/H] = −2 (orange solid line), and Fe/H] = −3 (dotted yellow line). We do not simulate the explosion of the st…
Figure 13
Figure 13. Figure 13: Pre-SN mass (dash-dotted light blue line), pre-SN mass extrapolated for MZAMS > 120M⊙ (dotted grey line), remnant mass (solid violet line), and the remnant mass for the stars which develop pair instabilities (dashed yellow line), as a function of MZAMS. The red points…
Figure 14
Figure 14. Figure 14: Same of [PITH_FULL_IMAGE:figures/full_fig_p012_14.png]
Figure 15
Figure 15. Figure 15: Same as [PITH_FULL_IMAGE:figures/full_fig_p013_15.png]
Figure 16
Figure 16. Figure 16: Maximum BH mass as a function of the initial metallicity for the non-rotating stellar progenitors (red line) and the rotating stellar pro￾genitors (blue line) for the non-rotating progenitors. the C/O ratio at the He core depletion plays a role in the onset of the PPI…
Figure 17
Figure 17. Figure 17: BH mass spectrum as a function of the CO core mass from various authors. Solid blue line: this work, non-rotating progenitors at [PITH_FULL_IMAGE:figures/full_fig_p014_17.png]
Figure 18
Figure 18. Figure 18: BH mass spectrum as a function of the CO core mass for dif￾ferent PPISN prescriptions. Solid blue line: this work, non-rotating pro￾genitors at Fe/H] = −3; dash-dotted orange line: F19 PPISN threshold (MPPISN CO = 41 M⊙) applied to the S17 pre-SN progenitors; dotted g…
Figure 19
Figure 19. Figure 19: Normalized probability distribution of BH masses we obtain from a population of 106 stars whose mass follows a Kroupa (2001) mass function (dN/dMZAMS ∝ M−2.35 ZAMS, dashed magenta line in all the panels) in the range MZAMS ∈ [15 M⊙; 150 M⊙] for non-rotating stellar pr…
Figure 20
Figure 20. Figure 20: Same as [PITH_FULL_IMAGE:figures/full_fig_p016_20.png]
Figure 21
Figure 21. Figure 21: Linear relation between the mass that falls back after the explosions and some structural properties of the stellar progenitors at the pre-SN stage, such as the absolute value of the total energy (top panels), the binding energy (central panels) and the CO core mass (…

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