IndisputableMonolith.Constants.AlphaExponentialForm
IndisputableMonolith/Constants/AlphaExponentialForm.lean · 313 lines · 15 declarations
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1import Mathlib
2import IndisputableMonolith.Constants
3import IndisputableMonolith.Constants.Alpha
4import IndisputableMonolith.Constants.GapWeight
5
6/-!
7# Alpha Exponential Form: Structural Analysis
8
9## The Remaining Open Step (Gap B from Validation Program)
10
11The canonical formula for α⁻¹ in `Constants/Alpha.lean` is:
12
13 α⁻¹ = α_seed · exp(-f_gap / α_seed)
14
15where α_seed = 4π·11 and f_gap = w₈·ln(φ).
16
17The integer 44 in α_seed is forced (proved in `AlphaDerivation.lean`).
18But the *exponential form* itself is currently a `def`, not derived from a
19first-principles variational or structural argument.
20
21This module does not close the gap in a definitive sense, but it does:
22
231. **Prove positivity of α⁻¹**: the exponential form produces a positive
24 value, consistent with the physical requirement.
252. **Identify the differential equation satisfied**: α⁻¹(f_gap) satisfies
26 the logarithmic ODE that is the hallmark of running-coupling behavior.
273. **Document the structural motivation**: the 1/n! Taylor coefficients of
28 exp arise from the J-cost's log-coordinate structure (cosh expansion).
294. **Explicitly state the uniqueness question** as an unproved Prop,
30 identifying what would be needed to close the gap.
31
32## What remains genuinely open after this module
33
34The *form* α_seed · exp(-f_gap/α_seed) is distinguished from alternatives
35like α_seed / (1 + f_gap/α_seed) or α_seed · (1 - f_gap/α_seed)^n by
36higher-order structure. The Lean currently does not prove that the
37exponential Taylor coefficients are uniquely forced by RS structure.
38
39Physical motivations (Boltzmann-like suppression, renormalization-group
40improvement, J-cost log-structure) are documented but not formalized as
41uniqueness theorems. This is flagged in `epistemic_layers.md` as a BRIDGE
42claim and the exponential form is a specific instance.
43
44-/
45
46namespace IndisputableMonolith
47namespace Constants
48namespace AlphaExponentialForm
49
50open Real Constants
51
52noncomputable section
53
54/-! ## Part 1: Basic Properties of the Exponential Form -/
55
56/-- The alphaInv formula unfolds to the exponential expression. -/
57theorem alphaInv_def : alphaInv = alpha_seed * Real.exp (-(f_gap / alpha_seed)) := rfl
58
59/-- The seed is positive: α_seed = 4π·11 > 0. -/
60theorem alpha_seed_positive : 0 < alpha_seed := by
61 unfold alpha_seed
62 have hpi : 0 < Real.pi := Real.pi_pos
63 linarith
64
65/-- The exponential formula produces a positive value. -/
66theorem alphaInv_positive : 0 < alphaInv := by
67 unfold alphaInv
68 exact mul_pos alpha_seed_positive (Real.exp_pos _)
69
70/-- The exponential factor is in (0, 1] since f_gap ≥ 0 (assuming w₈ > 0). -/
71theorem exp_factor_bounded (hfg : 0 ≤ f_gap) :
72 0 < Real.exp (-(f_gap / alpha_seed)) ∧ Real.exp (-(f_gap / alpha_seed)) ≤ 1 := by
73 constructor
74 · exact Real.exp_pos _
75 · apply Real.exp_le_one_iff.mpr
76 apply neg_nonpos_of_nonneg
77 exact div_nonneg hfg (le_of_lt alpha_seed_positive)
78
79/-- The ratio alphaInv/alpha_seed equals the exponential factor. -/
80theorem alphaInv_seed_ratio :
81 alphaInv / alpha_seed = Real.exp (-(f_gap / alpha_seed)) := by
82 unfold alphaInv
83 field_simp
84
85/-! ## Part 2: The Logarithmic Structure
86
87Taking the natural log of α⁻¹/α_seed gives:
88 ln(α⁻¹/α_seed) = -f_gap/α_seed
89
90This is the defining relation of the exponential form in log coordinates.
91It says that the logarithm of the coupling ratio is LINEAR in f_gap with
92slope -1/α_seed.
93-/
94
95/-- The log of the ratio alphaInv/alpha_seed equals -f_gap/alpha_seed. -/
96theorem log_alphaInv_seed_ratio :
97 Real.log (alphaInv / alpha_seed) = -(f_gap / alpha_seed) := by
98 rw [alphaInv_seed_ratio]
99 exact Real.log_exp _
100
101/-- Equivalent: ln(α⁻¹) = ln(α_seed) - f_gap/α_seed. -/
102theorem log_alphaInv_eq :
103 Real.log alphaInv = Real.log alpha_seed - f_gap / alpha_seed := by
104 have h := log_alphaInv_seed_ratio
105 rw [Real.log_div (ne_of_gt alphaInv_positive) (ne_of_gt alpha_seed_positive)] at h
106 linarith
107
108/-! ## Part 3: The Differential Equation
109
110The exponential form α⁻¹ = α_seed · exp(-f_gap/α_seed) satisfies the ODE
111(treating α⁻¹ as a function of f_gap with α_seed fixed):
112
113 d(α⁻¹)/d(f_gap) = -α⁻¹/α_seed
114
115This is the defining characteristic of the exponential family: the
116logarithmic derivative is constant.
117
118This ODE is analogous to the renormalization-group equation for a running
119coupling, with α_seed playing the role of a "scale" setting the logarithmic
120derivative.
121-/
122
123/-- The alphaInv function parameterized by f_gap value. -/
124noncomputable def alphaInv_of_gap (g : ℝ) : ℝ := alpha_seed * Real.exp (-(g / alpha_seed))
125
126/-- At the canonical f_gap, alphaInv_of_gap agrees with alphaInv. -/
127theorem alphaInv_of_gap_at_canonical : alphaInv_of_gap f_gap = alphaInv := rfl
128
129/-- The derivative of alphaInv with respect to f_gap. -/
130theorem deriv_alphaInv_of_gap (g : ℝ) :
131 deriv alphaInv_of_gap g = -(alphaInv_of_gap g / alpha_seed) := by
132 unfold alphaInv_of_gap
133 -- h1: derivative of g → -(g/alpha_seed) is -(1/alpha_seed)
134 have h_id : HasDerivAt (fun g : ℝ => g) 1 g := hasDerivAt_id g
135 have h_div : HasDerivAt (fun g : ℝ => g / alpha_seed) (1 / alpha_seed) g :=
136 h_id.div_const alpha_seed
137 have h1 : HasDerivAt (fun g : ℝ => -(g / alpha_seed)) (-(1 / alpha_seed)) g :=
138 h_div.neg
139 -- h2: derivative of exp(-(g/alpha_seed))
140 have h2 : HasDerivAt (fun g : ℝ => Real.exp (-(g / alpha_seed)))
141 (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed))) g :=
142 (Real.hasDerivAt_exp _).comp g h1
143 -- h3: scale by alpha_seed
144 have h3 : HasDerivAt (fun g : ℝ => alpha_seed * Real.exp (-(g / alpha_seed)))
145 (alpha_seed * (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed)))) g :=
146 h2.const_mul alpha_seed
147 -- Simplify the derivative expression
148 have heq : alpha_seed * (Real.exp (-(g / alpha_seed)) * (-(1 / alpha_seed)))
149 = -(alpha_seed * Real.exp (-(g / alpha_seed)) / alpha_seed) := by
150 field_simp
151 rw [← heq]
152 exact h3.deriv
153
154/-- The logarithmic derivative: d ln(α⁻¹)/d(f_gap) = -1/α_seed (constant). -/
155theorem logarithmic_derivative_constant (g : ℝ) :
156 deriv (fun g => Real.log (alphaInv_of_gap g)) g = -(1 / alpha_seed) := by
157 have hpos : 0 < alphaInv_of_gap g := by
158 unfold alphaInv_of_gap
159 exact mul_pos alpha_seed_positive (Real.exp_pos _)
160 have h_log_eq : ∀ g, Real.log (alphaInv_of_gap g) =
161 Real.log alpha_seed + (-(g / alpha_seed)) := by
162 intro g
163 unfold alphaInv_of_gap
164 rw [Real.log_mul (ne_of_gt alpha_seed_positive) (ne_of_gt (Real.exp_pos _)), Real.log_exp]
165 -- deriv of (Real.log α_seed + (-(g / α_seed))) = deriv of (-(g/α_seed)) = -1/α_seed
166 have h_fun_eq : (fun g => Real.log (alphaInv_of_gap g)) =
167 (fun g => Real.log alpha_seed + (-(g / alpha_seed))) := by
168 funext g
169 exact h_log_eq g
170 rw [h_fun_eq]
171 have h_const_derivable : HasDerivAt (fun _ : ℝ => Real.log alpha_seed) 0 g :=
172 hasDerivAt_const g _
173 have h_lin_derivable : HasDerivAt (fun g => -(g / alpha_seed)) (-(1 / alpha_seed)) g := by
174 have h1 : HasDerivAt (fun g : ℝ => g) 1 g := hasDerivAt_id g
175 have h2 : HasDerivAt (fun g : ℝ => g / alpha_seed) (1 / alpha_seed) g :=
176 h1.div_const alpha_seed
177 exact h2.neg
178 have : HasDerivAt (fun g => Real.log alpha_seed + (-(g / alpha_seed))) (0 + -(1 / alpha_seed)) g :=
179 h_const_derivable.add h_lin_derivable
180 rw [zero_add] at this
181 exact this.deriv
182
183/-! ## Part 4: Inheritance from J-Cost Log Structure
184
185The J-cost J(x) = cosh(ln x) - 1 has Taylor expansion in log coordinates:
186
187 J(e^t) = cosh(t) - 1 = Σ t^(2n)/(2n)! = t²/2 + t⁴/24 + t⁶/720 + ...
188
189The factorial coefficients 1/(2n)! come from the d'Alembert uniqueness proof
190(washburn_uniqueness_aczel). Any cost functional satisfying the RCL has these
191coefficients in its log-coordinate expansion.
192
193The exponential form α_seed · exp(-f_gap/α_seed) inherits factorial
194coefficients in its Taylor expansion around f_gap = 0, and these match the
195coefficients in the J-cost expansion.
196-/
197
198/-- The first-order (linear) term of α⁻¹ in f_gap: matches a naive
199 perturbative expansion. -/
200theorem alphaInv_linear_term :
201 alphaInv_of_gap 0 = alpha_seed := by
202 unfold alphaInv_of_gap
203 simp [Real.exp_zero]
204
205/-- The first derivative at f_gap = 0: rate of decrease is -1 per unit
206 gap (independent of α_seed at leading order). -/
207theorem alphaInv_linear_rate :
208 deriv alphaInv_of_gap 0 = -1 := by
209 rw [deriv_alphaInv_of_gap]
210 rw [alphaInv_linear_term]
211 field_simp
212
213/-! ## Part 5: The Uniqueness Question (Open)
214
215A full forcing argument would prove that the exponential form is the
216UNIQUE form satisfying certain structural constraints. The simplest
217candidate uniqueness statement:
218
219Given a function g : ℝ → ℝ such that:
2201. g is smooth (C^∞)
2212. g(0) = α_seed and g'(0) = -1 (so leading-order behavior matches
222 α_seed - f_gap)
2233. The logarithmic derivative (log g)'(x) is CONSTANT (equal to -1/α_seed)
224
225Then g(x) = α_seed · exp(-x/α_seed).
226
227Condition (3) is the distinctive feature: it says the relative rate of
228change of g is scale-free (same at all x). This IS a forcing property
229(standard ODE uniqueness), but it is also a STRUCTURAL ASSUMPTION that
230needs physical justification in the RS context.
231
232Alternative formulas like α_seed / (1 + x/α_seed) have non-constant log
233derivative ((d/dx) log(α_seed/(1+x/α_seed)) = -1/(α_seed + x), which
234depends on x), so they don't satisfy (3).
235
236Whether RS structure FORCES the log-derivative to be constant is the
237genuine open question.
238-/
239
240/-- **Open question as a Prop**: the exponential form is uniquely
241 determined by constant logarithmic derivative. -/
242def exponential_form_from_constant_log_derivative : Prop :=
243 ∀ (g : ℝ → ℝ),
244 (g 0 = alpha_seed) →
245 (∀ x, 0 < g x) →
246 ContDiff ℝ ⊤ g →
247 (∀ x, deriv (fun y => Real.log (g y)) x = -(1 / alpha_seed)) →
248 ∀ x, g x = alpha_seed * Real.exp (-(x / alpha_seed))
249
250/-- **OPEN STATUS**: This uniqueness claim follows from standard ODE theory
251 (if log g' is constant = k, then g(x) = g(0) · e^(kx), which is unique
252 under Picard-Lindelöf). We leave it unproved here as it is provable in
253 principle but requires ODE machinery.
254
255 The *physical* question — WHY the log derivative should be constant
256 in the RS derivation — is the true remaining gap. -/
257theorem exponential_form_uniqueness_ode_principle :
258 True := trivial
259
260/-! ## Summary of What This Module Proves
261
2621. **Structural properties** of the exponential form:
263 * `alphaInv_def`: α⁻¹ is the exponential expression (unfold)
264 * `alphaInv_positive`: α⁻¹ > 0
265 * `exp_factor_bounded`: the exponential factor is in (0, 1] when f_gap ≥ 0
266
2672. **Log-coordinate structure**:
268 * `log_alphaInv_seed_ratio`: ln(α⁻¹/α_seed) = -f_gap/α_seed (linear in f_gap)
269 * `log_alphaInv_eq`: ln(α⁻¹) = ln(α_seed) - f_gap/α_seed
270
2713. **Differential structure**:
272 * `deriv_alphaInv_of_gap`: dα⁻¹/df_gap = -α⁻¹/α_seed (the defining ODE)
273 * `logarithmic_derivative_constant`: d ln(α⁻¹)/df_gap = -1/α_seed
274 (constant logarithmic rate)
275
2764. **Leading-order consistency**:
277 * `alphaInv_linear_term`: at f_gap=0, α⁻¹ = α_seed
278 * `alphaInv_linear_rate`: at f_gap=0, dα⁻¹/df_gap = -1
279
280## What's NOT proved
281
2821. **Uniqueness from structural principles**: the formula is defined, not
283 derived. `exponential_form_from_constant_log_derivative` states a
284 candidate uniqueness but is not proved.
2852. **Forcing of the constant log-derivative**: why RS requires
286 (d/df_gap) ln(α⁻¹) to be constant (and specifically = -1/α_seed)
287 remains a BRIDGE claim between the formalism and physics.
288
289## Residual Openness
290
291The exponential form of α⁻¹ is best understood as a STRUCTURAL CHOICE
292inherited from the J-cost's log-coordinate behavior, rather than as a
293derived consequence. It is a natural choice given:
294- The J-cost's exponential/cosh structure in log coordinates.
295- The requirement of positivity for all f_gap values.
296- The linear leading-order behavior α⁻¹ ≈ α_seed - f_gap.
297- The scale-free running (constant logarithmic derivative).
298
299But NONE of these individually force the exponential form uniquely without
300additional assumptions. The integer 44 IS forced (proved in
301`alpha_44_forcing.md`). The exponential form is PLAUSIBLE but not uniquely
302forced in the current Lean.
303
304This is documented in `epistemic_layers.md` as a BRIDGE claim.
305
306-/
307
308end
309
310end AlphaExponentialForm
311end Constants
312end IndisputableMonolith
313