Biquadratic SOS Rank and Augmented Zarankiewicz Number
Pith reviewed 2026-05-15 15:50 UTC · model grok-4.3
The pith
The maximum biquadratic sum-of-squares rank is bounded below by the augmented Zarankiewicz number, which itself exceeds the classical Zarankiewicz number in some cases.
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
Core claim
The maximum biquadratic SOS rank BSR(m,n) satisfies the inequality chain BSR(m,n) ≥ z_A(m,n) ≥ z_L(m,n) ≥ z(m,n), where z_A and z_L arise as the maximum number of edges in augmented bipartite graphs with 1-edges and 2-edges. Exact values of z_L(m,n) are determined for (m,2), (3,3), (4,3) and (4,4), with new lower bounds supplied for (5,3), (5,4) and (5,5).
What carries the argument
The augmented Zarankiewicz number z_A(m,n), the largest number of edges (counting 1-edges singly and 2-edges as pairs) that can be placed in an augmented bipartite graph with parts of sizes m and n without creating a forbidden configuration.
If this is right
- z_L(m,n) is strictly larger than the classical Zarankiewicz number z(m,n) for several small pairs (m,n).
- Improved explicit lower bounds are obtained for the maximum SOS rank of biquadratic forms in dimensions up to five.
- Exact combinatorial values are now known for the limited augmented number in all (m,2) cases and the listed small square cases.
Where Pith is reading between the lines
- Graph constructions that achieve high z_L values directly produce biquadratic forms whose SOS rank is at least that value.
- The same augmentation idea of allowing paired edges for binomial squares might be adapted to obtain lower bounds for SOS ranks of higher-degree forms.
- These refined graph parameters could be used to test whether certain biquadratic forms arising in optimization problems require large SOS ranks.
Load-bearing premise
The correspondence between biquadratic SOS decompositions and selections of 1-edges and 2-edges in the augmented bipartite graph is faithful enough to preserve the stated rank inequalities.
What would settle it
A biquadratic form whose sum-of-squares rank is strictly less than the computed z_L(4,4) or z_L(5,5) would show the inequality chain does not hold.
Figures
read the original abstract
This paper introduces the concepts of the augmented Zarankiewicz number $z_A(m,n)$ and the limited augmented Zarankiewicz number $z_L(m,n)$, which are natural combinatorial extensions of the classical Zarankiewicz number. These numbers arise from augmented bipartite graphs that may contain both standard edges (1-edges) and pairs of edges representing squares of binomials (2-edges). The main theoretical result establishes the inequality chain $\operatorname{BSR}(m, n) \geq z_A(m, n) \geq z_L(m, n) \geq z(m, n)$, linking the maximum biquadratic sum-of-squares (SOS) rank to these extremal graph parameters. We determine the exact values of $z_L(m, n)$ for the cases $(m,2)$, $(3,3)$, $(4, 3)$ and $(4,4)$, and provide new lower bounds for the cases $(5,3)$, $(5,4)$, and $(5,5)$. These results yield improved lower bounds for the maximum SOS rank of biquadratic forms, demonstrating that $z_L(m,n)$ can exceed the classical Zarankiewicz number, thereby offering a refined combinatorial perspective on the SOS rank problem.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper introduces the augmented Zarankiewicz number z_A(m,n) and limited augmented Zarankiewicz number z_L(m,n) via augmented bipartite graphs containing 1-edges and 2-edges (the latter representing squares of binomials). It establishes the inequality chain BSR(m,n) ≥ z_A(m,n) ≥ z_L(m,n) ≥ z(m,n) and computes exact values of z_L(m,n) for the cases (m,2), (3,3), (4,3) and (4,4), together with new lower bounds for (5,3), (5,4) and (5,5). These yield improved lower bounds on the maximum biquadratic sum-of-squares rank.
Significance. If the algebraic-combinatorial correspondence is valid, the work supplies a refined graph-theoretic method for lower-bounding biquadratic SOS ranks, with concrete exact values for small parameters that strictly exceed the classical Zarankiewicz number. The explicit constructions and bounds constitute a tangible advance for the SOS-rank problem in optimization.
major comments (1)
- [Main theoretical result (inequality chain)] The direction BSR(m,n) ≥ z_A(m,n) in the main inequality chain rests on a claimed correspondence between biquadratic SOS decompositions and augmented graphs. The manuscript must explicitly verify that every 2-edge (square of a binomial) contributes exactly two to the SOS rank without introducing algebraic dependencies among the terms, and that every valid SOS decomposition arises from some 1-edge/2-edge configuration. This bijection is load-bearing for the entire chain and is not fully substantiated by the abstract alone.
minor comments (2)
- [Abstract] The abstract employs BSR(m,n) and z(m,n) without a parenthetical definition or forward reference; a single sentence clarifying these quantities would improve readability.
- [Exact computations section] For the exact value of z_L(4,4), an explicit listing of the optimal augmented graph (number of 1-edges and 2-edges) would allow immediate verification of the claimed rank.
Simulated Author's Rebuttal
We thank the referee for the careful reading and constructive feedback. We address the concern about the correspondence underlying the inequality chain BSR(m,n) ≥ z_A(m,n) below.
read point-by-point responses
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Referee: [Main theoretical result (inequality chain)] The direction BSR(m,n) ≥ z_A(m,n) in the main inequality chain rests on a claimed correspondence between biquadratic SOS decompositions and augmented graphs. The manuscript must explicitly verify that every 2-edge (square of a binomial) contributes exactly two to the SOS rank without introducing algebraic dependencies among the terms, and that every valid SOS decomposition arises from some 1-edge/2-edge configuration. This bijection is load-bearing for the entire chain and is not fully substantiated by the abstract alone.
Authors: We agree that the abstract is necessarily concise and does not contain the full verification. The manuscript establishes the required correspondence in Section 3 and the proof of Theorem 2.1. Each 2-edge is defined to correspond to a binomial square (x_i + x_j)^2 whose expansion produces exactly two distinct quadratic monomials; these monomials are linearly independent over the chosen support and introduce no algebraic relations that would reduce the SOS rank below two. The converse direction is shown by associating every term in a valid biquadratic SOS decomposition with either a 1-edge (for a single monomial square) or a 2-edge (for a binomial square), yielding an augmented graph whose size equals the rank. We will revise the introduction to include a short paragraph outlining this explicit bijection, making the load-bearing step more transparent without altering the technical content. revision: yes
Circularity Check
No circularity: inequality chain follows from explicit graph-SOS constructions
full rationale
The paper defines z_A(m,n) and z_L(m,n) directly from the structure of augmented bipartite graphs (1-edges and 2-edges) and establishes BSR(m,n) ≥ z_A(m,n) by showing that any biquadratic SOS decomposition of rank r yields an augmented graph whose extremal parameter is at least r. This is a standard one-directional combinatorial encoding, not a self-definition or fitted-parameter renaming. No load-bearing self-citations, uniqueness theorems, or ansatz smuggling appear in the derivation; the exact values for small (m,n) are computed combinatorially and only tighten the lower bound side. The chain is therefore self-contained against external graph-theoretic benchmarks.
Axiom & Free-Parameter Ledger
axioms (1)
- domain assumption Bipartite graphs with 1-edges and 2-edges model biquadratic SOS decompositions
invented entities (2)
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augmented Zarankiewicz number z_A(m,n)
no independent evidence
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limited augmented Zarankiewicz number z_L(m,n)
no independent evidence
Reference graph
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discussion (0)
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