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The clustering of galaxies in the SDSS-III Baryon Oscillation Spectroscopic Survey: weighing the neutrino mass using the galaxy power spectrum of the CMASS sample

Cosmology and Nongalactic Astrophysics · Submitted 15 Nov 2012 · 120 references

Pith's verdict: A solid, well-bookkept neutrino-mass measurement from CMASS DR9 whose flat-LCDM 0.340 eV bound holds up; the all-float branch has three internal number conflicts that need an erratum, not a rejection.

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arXiv ID1211.3741 (version 4)
Pith IDAIUOSLDZ, Pith's permanent record of this paper and its review
CitationAriel G. Sanchez, Ashley J. Ross, Christophe Yeche, Daniel Thomas, David J. Ernst, Donald G. York, Donald P. Schneider, Francesco Montesano, Gong-Bo Zhao, Jordi Miralda-Escude, Lado Samushia, Marc Manera, Matteo Viel, Molly E. C. Swanson, Nicholas P. Ross, Rita Tojeiro, Shun Saito, Will J. Percival. "The clustering of galaxies in the SDSS-III Baryon Oscillation Spectroscopic Survey: weighing the neutrino mass using the galaxy power spectrum of the CMASS sample." arXiv:1211.3741 (2012). https://pith.science/paper/AIUOSLDZ
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The paper

The paper claims

The shape of galaxy clustering puts a ceiling on neutrino mass: below 0.34 eV in a flat Lambda CDM universe, and below 0.82 eV once dark energy, curvature, running and extra species are all allowed to float.

The reading

The paper asks how heavy neutrinos can be, given the way galaxies cluster on scales of tens to hundreds of megaparsecs. Its instrument is the three-dimensional power spectrum of 264,283 CMASS galaxies from the BOSS survey's ninth data release, spanning redshifts $0.43 < z < 0.7$, measured in bins of width $0.004$ $h$ Mpc$^{-1}$. The physical handle is neutrino free-streaming: a neutrino with mass slows structure growth and smooths the matter distribution below its free-streaming length, so the broad shape of the galaxy power spectrum, not only its baryon acoustic wiggles, records how much mass the neutrinos carry. Combined with WMAP seven-year CMB data, the SNLS3 supernova sample, and BAO distances from 6dF, SDSS-II and WiggleZ, the authors report a 95 percent upper limit of $0.340$ eV in a flat $Lambda$CDM background, weakening to $0.821$ eV when every parameter in their table is allowed to vary. The result matters because a cosmological neutrino-mass bound is the only route to the absolute neutrino mass scale that oscillation experiments cannot reach, and because the same data simultaneously constrain the effective number of relativistic species, the dark energy equation of state, spatial curvature, and the tensor-to-scalar ratio.

What carries the argument

The load-bearing object is the one-loop perturbation-theory galaxy power spectrum with a massive-neutrino component, $P^{1loop}_{cbnu}(k) = f_{cb}^2 P^{1loop}_{cb}(k) + 2 f_{cb} f_{nu} P^{L}_{cbnu}(k) + f_{nu}^2 P^{L}_{nu}(k)$, where $f_{nu} = sum m_{nu} / (94.1 , mathrm{eV} cdot Omega_m h^2)$ is the neutrino fraction of the total matter density and the neutrino component is assumed to stay linear. This is promoted to a galaxy spectrum by $P_g(k;z) = b_1^2 [P^{1loop}_{cbnu} + b_2 P_{b2} + b_2^2 P_{b22}] + N$, with linear bias $b_1$, nonlinear bias $b_2$ and residual shot noise $N$ marginalised as free nuisance parameters. The theory spectrum is convolved with a window matrix extracted from the survey geometry and compared bin-by-bin to the measurement, with the covariance and window both derived from 600 two-dimensional Lagrangian perturbation theory mock catalogues. A nuisance parameter $S$ with a Gaussian prior of width $0.1$ absorbs residual uncertainty in the stellar-density weighting of the target sample. A modified CAMB plus COSMO MC Markov chain explores the parameter space.

Extended reading notes

Core claim

The central claim is that the broadband shape of the CMASS power spectrum between roughly $k = 0.02$ and $0.1$ $h$ Mpc$^{-1}$ carries enough information about neutrino free-streaming to beat a BAO-only analysis by a wide margin: substituting the CMASS BAO distance measurement for the full power spectrum weakens the 95 percent limit from $0.340$ eV to $0.579$ eV. The authors show this bound is stable against the choice of galaxy bias model (one-loop standard perturbation theory with massive neutrinos, HALOFIT-$nu$, or the Cole et al. fitting formula), against four different treatments of redshift-space distortion (from linear Kaiser through a nonlinear Kaiser model with correction terms and a finger-of-God factor), against raising the fit cutoff from $k_{max} = 0.1$ to $0.2$ $h$ Mpc$^{-1}$, and against swapping SNLS3 for Union2.1 supernovae. Alongside the mass bound they measure the effective number of relativistic species as $N_{eff} = 4.308 pm 0.794$ in a $Lambda N_{eff} m_{nu}$CDM model, about $1.6sigma$ above the standard $3.046$, and find $w = -1$, $Omega_K = 0$ and $alpha_s = 0$ all consistent with the data, with $r < 0.198$ in the minimal model.

Load-bearing premise

The error bars and bin-to-bin correlations of the measured CMASS power spectrum are correctly given by the 600 mock catalogues, which were built with a fixed cosmology containing no massive neutrinos and a fixed prescription for how galaxies populate dark matter halos, and the paper does not check that covariance against the data itself.

Editorial extensions

If this is right

  • A 95 percent upper limit of $0.340$ eV on the sum of neutrino masses in flat $Lambda$CDM, degrading to $0.432$ eV when constant $w$ floats, $0.491$ eV when $N_{eff}$ floats, $0.618$ eV under the CPL parametrisation, and $0.821$ eV when curvature, running and the tensor-to-scalar ratio also float.
  • The broadband power spectrum shape, not the baryon acoustic wiggles, is what delivers the neutrino information: BAO alone gives $0.579$ eV, so the shape roughly halves the allowed mass range.
  • The effective number of relativistic species comes out at $4.308 pm 0.794$, leaving room for roughly one extra light species beyond the standard three, in line with similar excesses reported by other CMB experiments.
  • The dark energy equation of state, spatial curvature and running of the spectral index all remain consistent with their standard values even after neutrino mass is marginalised over, and $r < 0.198$ at 95 percent confidence in the minimal model.
  • Freeing the neutrino mass degrades the measurement of $Omega_M$ and $H_0$ by only about ten percent, but freeing the full parameter set degrades them substantially, to $Omega_M = 0.2798$ and $H_0 = 73.78$ km/s/Mpc with errors several times larger.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The quoted bound sits well above the roughly $0.06$ eV floor implied by neutrino oscillation data for normal ordering, so this measurement cannot yet discriminate mass ordering; the same shape-based technique applied to a larger volume is the natural route toward that floor.
  • The measured $N_{eff}$ excess of about $1.6sigma$ is degenerate with the physical matter density $Omega_M h^2$ by construction, so an independent, tighter determination of the matter density would either confirm an extra relativistic species or pull the preferred $N_{eff}$ back toward $3.046$.
  • The orderly degradation of the bound, from $0.34$ eV to $0.82$ eV as cosmological freedom is added, suggests that future galaxy-survey neutrino limits will be set less by raw clustering precision than by external priors on dark energy dynamics and curvature.
  • Because the neutrino signature here is a smooth suppression of power, any unmodelled scale-dependent bias at the percent level over $0.02 < k < 0.1$ $h$ Mpc$^{-1}$ would mimic part of the effect; cross-checking the same measurement against a probe with entirely different systematics, such as the Lyman-alpha forest flux power spectrum, would test whether the suppression is genuinely neutrino free-s
Original abstract

We measure the sum of the neutrino particle masses using the three-dimensional galaxy power spectrum of the SDSS-III Baryon Oscillation Spectroscopic Survey (BOSS) Data Release 9 (DR9) CMASS galaxy sample. Combined with the cosmic microwave background (CMB), supernova (SN) and additional baryonic acoustic oscillation (BAO) data, we find upper 95 percent confidence limits of the neutrino mass $\Sigma m_{\nu}<0.340$ eV within a flat $\Lambda$CDM background, and $\Sigma m_{\nu}<0.821$ eV, assuming a more general background cosmological model. The number of neutrino species is measured to be $N_{\rm eff}=4.308\pm0.794$ and $N_{\rm eff}=4.032^{+0.870}_{-0.894}$ for these two cases respectively. We study and quantify the effect of several factors on the neutrino measurements, including the galaxy power spectrum bias model, the effect of redshift-space distortion, the cutoff scale of the power spectrum, and the choice of additional data. The impact of neutrinos with unknown masses on other cosmological parameter measurements is investigated. The fractional matter density and the Hubble parameter are measured to be $\Omega_M=0.2796\pm0.0097$, $H_0=69.72^{+0.90}_{-0.91}$ km/s/Mpc (flat $\Lambda$CDM) and $\Omega_M=0.2798^{+0.0132}_{-0.0136}$, $H_0=73.78^{+3.16}_{-3.17}$ km/s/Mpc (more general background model). Based on a Chevallier-Polarski-Linder (CPL) parametrisation of the equation-of-state $w$ of dark energy, we find that $w=-1$ is consistent with observations, even allowing for neutrinos. Similarly, the curvature \Omega_K and the running of the spectral index $\alpha_s$ are both consistent with zero. The tensor-to-scaler ratio is constrained down to $r<0.198$ (95 percent CL, flat $\Lambda$ CDM) and $r<0.440$ (95 percent CL, more general background model).

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 7,703 input tokens, $0.0003 reported.

What the abstract itself states, as probabilities: claims first 0.02 · states limitation 0.50 · human participants 0.01 · controlled comparison 0.08 · randomized assignment 0.01 · states quantitative result 0.99 · compares with prior results 0.24 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v4. Results and the main claim are underlined; .

We measure the sum of the neutrino particle masses using the three-dimensional galaxy power spectrum of the SDSS-III Baryon Oscillation Spectroscopic Survey (BOSS) Data Release 9 (DR9) CMASS galaxy sample. Combined with the cosmic microwave background (CMB), supernova (SN) and additional baryonic acoustic oscillation (BAO) data, we find upper 95 percent confidence limits of the neutrino mass $\Sigma m_{\nu}<0.340$ eV within a flat $\Lambda$CDM background, and $\Sigma m_{\nu}<0.821$ eV, assuming a more general background cosmological model. The number of neutrino species is measured to be $N_{\rm eff}=4.308\pm0.794$ and $N_{\rm eff}=4.032^{+0.870}_{-0.894}$ for these two cases respectively. We study and quantify the effect of several factors on the neutrino measurements, including the galaxy power spectrum bias model, the effect of redshift-space distortion, the cutoff scale of the power spectrum, and the choice of additional data. The impact of neutrinos with unknown masses on other cosmological parameter measurements is investigated. The fractional matter density and the Hubble parameter are measured to be $\Omega_M=0.2796\pm0.0097$, $H_0=69.72^{+0.90}_{-0.91}$ km/s/Mpc (flat $\Lambda$CDM) and $\Omega_M=0.2798^{+0.0132}_{-0.0136}$, $H_0=73.78^{+3.16}_{-3.17}$ km/s/Mpc (more general background model). Based on a Chevallier-Polarski-Linder (CPL) parametrisation of the equation-of-state $w$ of dark energy, we find that $w=-1$ is consistent with observations, even allowing for neutrinos. Similarly, the curvature \Omega_K and the running of the spectral index $\alpha_s$ are both consistent with zero. The tensor-to-scaler ratio is constrained down to $r<0.198$ (95 percent CL, flat $\Lambda$ CDM) and $r<0.440$ (95 percent CL, more general background model).

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We measure the sum of the neutrino particle masses using the three-dimensional galaxy power spectrum of the SDSS-III Baryon Oscillation Spectroscopic Survey (BOSS) Data Release 9 (DR9) CMASS galaxy sample. contribution 0.87 0.97 0.10 asserted 1.00
s1 Combined with the cosmic microwave background (CMB), supernova (SN) and additional baryonic acoustic oscillation (BAO) data, we find upper 95 percent confidence limits of the neutrino mass $\Sigma m_{\nu}<0.340$ eV within a flat $\Lambda$CDM background, and $\Sigma m_{\nu}<0.821$ eV, assuming a more general background cosmological model. result 1.00 0.96 0.80 asserted 1.00
s2 The number of neutrino species is measured to be $N_{\rm eff}=4.308\pm0.794$ and $N_{\rm eff}=4.032^{+0.870}_{-0.894}$ for these two cases respectively. result 1.00 0.96 0.07 asserted 1.00
s3 We study and quantify the effect of several factors on the neutrino measurements, including the galaxy power spectrum bias model, the effect of redshift-space distortion, the cutoff scale of the power spectrum, and the choice of additional data. contribution 0.59 0.95 0.02 asserted 0.97
s4 The impact of neutrinos with unknown masses on other cosmological parameter measurements is investigated. contribution 0.97 0.91 0.02 asserted 0.68
s5 The fractional matter density and the Hubble parameter are measured to be $\Omega_M=0.2796\pm0.0097$, $H_0=69.72^{+0.90}_{-0.91}$ km/s/Mpc (flat $\Lambda$CDM) and $\Omega_M=0.2798^{+0.0132}_{-0.0136}$, $H_0=73.78^{+3.16}_{-3.17}$ km/s/Mpc (more general background model). result 1.00 0.96 0.06 asserted 1.00
s6 Based on a Chevallier-Polarski-Linder (CPL) parametrisation of the equation-of-state $w$ of dark energy, we find that $w=-1$ is consistent with observations, even allowing for neutrinos. result 1.00 0.97 0.07 hedged possibility 0.89
s7 Similarly, the curvature \Omega_K and the running of the spectral index $\alpha_s$ are both consistent with zero. result 0.99 0.92 0.03 hedged possibility 0.79
s8 The tensor-to-scaler ratio is constrained down to $r<0.198$ (95 percent CL, flat $\Lambda$ CDM) and $r<0.440$ (95 percent CL, more general background model). result 1.00 0.95 0.05 asserted 1.00

What kind of paper the classifier reports this is: empirical study 1.00 · evidence from analysis of existing data 0.95.

What was examined, and what was not

sources read
  • arXiv listing abstract v4
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. The power spectrum measured from the CMASS sample. The correlation coefficients obtained from the mock catalogues and the expected window functions are shown in the middle and bottom row. See text for more details. data such that Pmeas(k) = Pmeas,w(k) − S[Pmeas,nw(k) − Pmeas,w(k)], (2) where Pmeas,w(k) is the power spectrum measured after applying the weights for stellar density (the dominant known source of sys￾tematic deviations in target density) and Pmeas,nw(k) is the mea￾surement without these weights. The parameter S represents an ad￾ditional nuisance parameter that we…
Figure 2. An example of comparison among the RSD models. Upper: the monopole power spectra for the RSD models shown in the text; RSD 1: the Linear Kaiser (red), RSD 2: the Nonlinear Kaiser (blue for SPT and green for CLA), RSD 3: the Nonlinear Kaiser with the FoG prefactor (ma￾genta), and RSD 4: the Nonlinear Kaiser plus correction terms with the FoG (black). Each spectrum is divided by the Linear Kaiser model with linear no-wiggle spectrum for clarification purpose. We consider the cos￾mology for the CMASS mocks and the best-fit parameters of (b1, b2, N) in the case of ΛmνCDM model. We use…
Figure 3. The purple and green contours on the top layer in left panels: the 68 and 95 percent CL contour plots for neutrino mass and ΩM obtained from the joint dataset including CMB+SN+CMASS power spectra cut off at various k illustrated in the figure; The blue contours on the bottom layer in left panels: the 68 and 95 percent CL contour plots for neutrino mass and ΩM obtained from the joint dataset including CMB+SN+CMASS BAO; Right panel: the corresponding 1D posterior distribution of neutrino mass. A ΛCDM model is assumed for the background cosmology. 5.1.1 The choice of kmax Fitting to a…
Figure 4. The CMASS data used in the analysis and the best fit power spectrum assuming a ΛmνCDM cosmology. The data and spectra are both rescaled using the linear matter spectrum for the best fit model. The upper and lower panels show the cases of kmax = 0.1 and 0.2 h Mpc−1 respec￾tively. dark energy perturbations 3 . We use a modified version of COSMOMC (Lewis & Bridle 2002), which is a Monte Carlo Markov Chain (MCMC) engine, to efficiently explore the multi￾dimensional parameter space using the Metropolis-Hastings algo￾rithm (Metropolis et al. 1953; Hastings 1970). To summarise our default…
Figure 5. The 68 and 95 percent CL contour plot for neutrino mass and ΩM using three different galaxy modelling. 0.0 0.2 0.4 0.6 0.8 0.0 0.2 0.4 0.6 0.8 1.0 L/L max m [eV] RSD1 RSD2 RSD3 RSD4
Figure 6. The 95 percent CL allowed parameter space for (ΩM, Σmν ) obtained from the joint dataset including CMB (red), CMB+SN(purple), and CMB+SN+CMASS P(k) (white) in a ΛmνCDM model. The SN data of SNLS 3-year and the Union2.1 sample were used for the left and right panels respectively. The CMASS P(k) was truncated at kmax = 0.1 h Mpc−1 . 5.1.3 The choice of SN data The left panel of
Figure 7. The 1-D posterior distribution of the neutrino mass using different RSD modelling as illustrated in the legend. different RSD modelling. As we can see, the neutrino mass con￾straints are generally similar. This is mainly because the effect of scale-dependent RSD up to k = 0.1 h/Mpc is rather mild and is un￾likely to be degenerate with the neutrino mass. Note, however, the neutrino mass is indeed degenerate with the linear bias parameter b1 with the correlation coefficient being 0.716. This is easy to un￾derstand: increasing b1 shifts the whole P(k) upwards, thus a larger neutrino…
Figure 8. The 1-D and 2-D constraint on neutrino mass and related parameters. Σmν [eV] Galaxy modelling Data 95 percent CL Mean σ SPT, Eq. (9) CMASS P(k), kmax = 0.1 h Mpc−1 < 0.340 0.149 0.104 SPT, Eq. (9) CMASS P(k), kmax = 0.2 h Mpc−1 < 0.338 0.152 0.097 HALOFIT, Eq. (18) CMASS P(k), kmax = 0.1 h Mpc−1 < 0.388 0.167 0.117 HALOFIT, Eq. (18) CMASS P(k), kmax = 0.2 h Mpc−1 < 0.402 0.173 0.121 Cole et al. (2005), Eq. (19) CMASS P(k), kmax = 0.1 h Mpc−1 < 0.399 0.168 0.121 − CMASS BAO < 0.579 0.261 0.172
Figure 10. The corresponding 1D posterior distribution of neutrino mass for the cases shown in
Figure 11. The 68 and 95 percent CL contour plots for w and neu￾trino mass obtained from the joint dataset including CMB+SN (green) and CMB+SN+CMASS power spectrum (magenta) in a wmνCDM cosmology. more than the dark energy parameters: the constraint is relaxed to 0.491 eV, which is a 44 percent degradation. 5.2.4 Neutrino mass in the most general cosmology Finally, let us consider the most conservative case in which all the cosmological parameters listed in
Figure 13. Left: green contours on the back layer: the 68 and 95 percent CL constraints for ΩK and ΩM in the ‘All float’ cosmology. Transparent magenta contours on the top layer: the same for the oCDM cosmology; Right: the corresponding 1D posterior distribution of ΩK. The vertical black dashed line shows ΩK = 0 to guide eyes. If all the parameters are marginalised over, the constraint is further weakened to w = −1.067 ± 0.121. 5.3.4 w0 and wa Similarly, the CPL parameters w0 and wa are less constrained when the other cosmological parameters, including the neutrino mass, are simultaneously…
Figure 14. The 68 and 95 percent CL contour plots for w and ΩM ob￾tained from the joint dataset including CMB (blue), CMB+SN (green), CMB+SN+CMASS power spectrum (magenta). The neutrino mass is fixed to zero and allowed to vary in the left and right panels respectively. -2 -1 0 -3 -2 -1 0 1 2 All float w0wam CDM w0waCDM quintom phantom quintessence wa w0 quintom
Figure 16. Left panel: the 68 and 95 percent CL contour plots for Neff and ΩMh 2 obtained from the joint dataset for ΛNeffmνCDM (magenta) and ‘All float’ models (green); Right panel: the corresponding 1D posterior distribution of Neff . 0.8 0.9 1.0 1.1 1.2 0.0 0.2 0.4 0.6 Hybrid Large-field φ 4 All float ΛrCDM n s r φ 2 Small-field
Figure 17. 68 and 95 percent CL contours for (ns, r) in the ΛrCDM (ma￾genta) and the ‘All float’ models (green). The solid black lines subdivide the parameter space to show different inflation model predictions. The blue dashed and red dash-dotted lines illustrate the models of φ 2 and φ 4 models respectively. The small and large dots on each line show the model predic￾tion for the e-fold N = 50 and 60 respectively. See text for more details. 5.3.6 Tensor mode and the inflation models Various inflation models can be classified on the (ns, r) plane. For example, the Small-field and Large-field…
Figure 19. The 1D posterior distribution of the cosmological parameters listed in

Showing 15 of the paper's 19 figures. See all figures in the PDF ↗ Figures reproduced from arXiv:1211.3741 by the authors.

References
How later papers used it

55 later papers cite it

Evidence: substantial. 36 of the citing papers share no author with it, and 6 of those carry a confident label from Pith's citation classifier.

Pith read 12 of the 67 citing sentences, choosing only those whose citation markers point at this paper alone, and wrote the paraphrases from them. The summary, the counts, the evidence level, the links and the quotes come from code; the summary counts the papers listed below. A later paper is listed under a label when Pith's citation classifier gives one of its sentences that label at probability 0.8 or more (0.95 for support), Pith's reading finds that the citing paper itself did it, and a second check confirms the paraphrase against the sentence. This section lists uses only. It does not list criticism or disagreement, so their absence here says nothing about how the paper has been received. Papers that share an author with this one are listed apart, under "By the same authors". A quote is the citing authors' own sentence, shown when their paper's licence is CC BY, CC BY-SA or CC0. JSON

Uses its data or values 1 of 4 papers with this label
How the literature uses it

46 arXiv papers cite this in 58 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 38 sentences without a confident label

Uses its method or tool 1 paper
Uses its data or values 4 papers
  • Together with Planck CMB temperature and polarization measurements, we exploit here the DR9 CMASS sample of galaxies [ref] , as previously done in Refs. [ref] .

    On the improvement of cosmological neutrino mass bounds · Analysis and data · 0.91

  • The curvature parameter has also been measured by galaxy surveys such as BOSS, which arrived at $Ω_K =-0.00264^+0.00466_-0.00461$, or $Ω_K = -0.00411 ±0.01029$ with more conservative assumptions [ref] , and with a more recent analysis $Ω_K = 0.0010±0.0029$ [ref] ; WiggleZ found $Ω_K = -0.0043 ±0.0047$ [ref] .

    Curvature constraints from Large Scale Structure · Introduction · 0.82

  • Recent constraints on the upper limit of the total neutrino mass lie in the range $∑m_ν< 0.3 - 0.8 eV$ ($95%$ Confidence Level (CL)) [ref] , with notable exception of Lyman$-α$ data, which presents an even tighter bound of $0.17 eV$ [ref] .

    Constraining neutrino properties with a Euclid-like galaxy cluster survey · Introduction · 0.81

Compares with it 3 papers
Cites it as background 11 papers

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