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Adaptive Deployment of Untrusted LLMs Reduces Distributed Threats

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arxiv 2411.17693 v1 pith:WL4I3RVJ submitted 2024-11-26 cs.CL

classification cs.CL
keywords deploymentadaptivesingleuntrustedllmsmicro-protocolsmodelmodels
verification ladder T0 review T1 audit T2 compute T3 formal
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As large language models (LLMs) become increasingly capable, it is prudent to assess whether safety measures remain effective even if LLMs intentionally try to bypass them. Previous work introduced control evaluations, an adversarial framework for testing deployment strategies of untrusted models (i.e., models which might be trying to bypass safety measures). While prior work treats a single failure as unacceptable, we perform control evaluations in a "distributed threat setting" -- a setting where no single action is catastrophic and no single action provides overwhelming evidence of misalignment. We approach this problem with a two-level deployment framework that uses an adaptive macro-protocol to choose between micro-protocols. Micro-protocols operate on a single task, using a less capable, but extensively tested (trusted) model to harness and monitor the untrusted model. Meanwhile, the macro-protocol maintains an adaptive credence on the untrusted model's alignment based on its past actions, using it to pick between safer and riskier micro-protocols. We evaluate our method in a code generation testbed where a red team attempts to generate subtly backdoored code with an LLM whose deployment is safeguarded by a blue team. We plot Pareto frontiers of safety (# of non-backdoored solutions) and usefulness (# of correct solutions). At a given level of usefulness, our adaptive deployment strategy reduces the number of backdoors by 80% compared to non-adaptive baselines.

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Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Subversion via Focal Points: Investigating Collusion in LLM Monitoring

    cs.CL 2025-07 conditional novelty 6.0 of 10

    Claude 3.7 Sonnet instances, unable to talk to each other, independently invented matching backdoor signals about 3.4% of the time, sometimes using non-obvious numbers and code patterns.

  2. Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack)

    cs.AI 2025-06 conditional novelty 4.0 of 10

    A position paper proposing that AI alignment adopt formal optimal control and a ten-layer Alignment Control Stack for organizing and interoperating control interventions.

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