A Cooperative Compliance Control Framework for Socially Optimal Mixed Traffic Routing

In mixed traffic environments, where Connected and Autonomed Vehicles (CAVs) coexist with potentially non-cooperative Human-Driven Vehicles (HDVs), the self-centered behavior of human drivers may compromise the efficiency, optimality, and safety of the overall traffic network. In this paper, we propose a Cooperative Compliance Control (CCC) framework for mixed traffic routing, where a Social Planner (SP) optimizes vehicle routes for system-wide optimality while a compliance controller incentivizes human drivers to align their behavior with route guidance from the SP through a "refundable toll" scheme. A key challenge arises from the heterogeneous and unknown response models of different human driver types to these tolls, making it difficult to design a proper controller and achieve desired compliance probabilities over the traffic network. To address this challenge, we employ Control Lyapunov Functions (CLFs) to adaptively correct (learn) crucial components of our compliance probability model online, construct data-driven feedback controllers, and demonstrate that we can achieve the desired compliance probability for HDVs, thereby contributing to the social optimality of the traffic network.