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REVIEW 3 major objections 5 minor 36 references

Generating Diverse Training Samples for Relation Extraction with Large Language Models

T0 review · 3 major / 5 minor · reviewed 2026-08-07 · deepseek-v4-flash

Pith's one-line read Direct Preference Optimization makes LLMs generate relation-extraction training samples that are both more diverse and more correct, and those samples improve few-shot models.

desk verdict A useful, honestly-reported recipe for diverse LLM-generated RE samples, weakened by test-set selection of sample count and by transfer experiments that stay inside one dataset. read the letter →

arxiv 2505.23108 v1 pith:RW5HNGQ3 submitted 2025-05-29 cs.CL

classification cs.CL
keywords relationextractiondatagenerationdirectpreferenceoptimizationin-contextlearningdiversityfew-shotlargelanguagemodelstrainingsample
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper argues that large language models, when directly prompted to create relation-extraction training data, tend to produce sentences that are structurally similar and use a narrow set of relation verbs. It proposes two remedies: an in-context learning prompt that asks for dissimilar samples, and a DPO fine-tuning step that teaches the model to prefer diverse, correct samples over automatically constructed undesirable ones. The authors show that training a small non-LLM relation-extraction model on these generated samples can outperform using the LLM directly for relation extraction, and that mixing generated data with a few human-labeled examples improves performance further. The central claim is that DPO, trained on relation categories separate from the ones used for generation, instills a transferable preference for diversity and correctness.

What carries the argument

The mechanism is DPO fine-tuning driven by automatically constructed preference pairs, combined with a one-by-one generation loop. The preference pair is an instruction prompt containing task description, a relation explanation, and a growing set of demonstration samples; the preferred response is a real human-labeled sample, and the dispreferred response is one of three automatically generated negatives: a relabeled other-relation sample, an entity-substituted context, or an exact copy of a demonstration. This teaches the model to avoid both incorrect annotations and repetitive imitation while preserving correctness. The one-by-one loop appends every generated sample to the demonstration set, so the model is always instructed to produce something different from what already exists.

What would settle it

Fine-tune the LLM with DPO on one domain's relation categories (for example, biomedical relations) and generate samples for a different domain's relations (such as news or Wikipedia). If the average pairwise cosine similarity of generated samples is not significantly lower than without DPO, and downstream few-shot F1 does not improve, then the claimed transferable diversity does not hold across domains.

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Extended reading notes

Core claim

The paper establishes that prompting an LLM to generate relation-extraction training samples one by one, while adding each new sample back to the prompt, reduces structural similarity, and that fine-tuning the LLM with DPO using automatically constructed dispreferred samples substantially improves the quality of the generated data. Three types of dispreferred samples are used: a sample from another relation relabeled as the target relation, an entity-substituted and lightly edited copy of a demonstration, and an exact copy of a demonstration. The DPO preference data pairs a real human-labeled sample (preferred) with these constructed negatives (dispreferred), and the relation categories used for DPO fine-tuning are disjoint from those used for generation, preventing the model from simply memorizing the target relations. The resulting generated samples, when used to train KnowPrompt or RetrievalRE, yield higher Micro F1 than using manually labeled samples alone in several few-shot settings, and almost always beat directly prompting the LLM for relation extraction.

Load-bearing premise

The DPO fine-tuning is done on relation categories that are disjoint from the ones used for generation, so the method only works if the preference for diverse and correct phrasing learned on one set of relation types transfers to unseen relation types.

Editorial extensions

If this is right

  • LLM-generated training data can substitute for direct LLM prompting in few-shot relation extraction, cutting inference cost while improving accuracy.
  • Combining a small number of human-labeled samples with LLM-generated samples raises few-shot F1 beyond what either source achieves alone, especially when the human set is very small.
  • The automatically constructed dispreferred samples remove the need for human preference annotations in DPO for this data-generation task.
  • The diversity gains saturate near 32 generated samples, indicating a practical ceiling to how much variety an LLM can produce for a given relation without additional sources of novelty.
  • The disjoint-split evaluation shows that DPO fine-tuning transfers a notion of diversity and correctness to relation categories never seen during fine-tuning.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The three dispreferred sample types each target a distinct failure mode, so ablating them individually could reveal which mode matters most; the paper does not isolate their contributions.
  • The diversity ceiling near 32 samples suggests that the LLM's underlying knowledge, not the prompting strategy, limits novelty, so coupling generation with external corpora or retrieval could push the ceiling higher.
  • The same DPO recipe might transfer to other structured generation tasks, such as event extraction or slot filling, where repetitive phrasing also harms training-data quality.
  • Because the paper uses a single base LLM and two downstream RE models, the generality across model families and downstream architectures remains an open question the authors do not test.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 5 minor

Summary. This paper addresses the problem of generating diverse and correct training samples for relation extraction (RE) using large language models (LLMs). It first shows that directly prompting an LLM (LLaMA2-7B-Chat) with in-context examples tends to produce structurally similar samples, then proposes two remedies: (i) an ICL protocol that generates samples one by one (OBO) while adding each new sample back into the prompt with an explicit diversity instruction, and (ii) Direct Preference Optimization (DPO) fine-tuning of the LLM using automatically constructed preference/dispreference pairs, where dispreferred samples are relabeled other-relation examples, entity-substituted variants of demonstrations, or exact copies of demonstrations. The authors evaluate the generated samples by measuring average pairwise cosine similarity and word repetition rate, and by training two non-LLM RE models (KnowPrompt and RetrievalRE) on the generated samples under 8-, 16-, and 32-shot settings, comparing against direct LLM-based RE and a prior data-generation baseline on TACRED, TACRED-Revisit, Re-TACRED, and SemEval. They report that DPO fine-tuning and OBO generation improve both diversity and downstream few-shot F1, and that training a small RE model on LLM-generated samples can outperform directly prompting the LLM for RE.

Significance. If the reported results hold, this paper makes a useful practical contribution: it offers a low-annotation pipeline that combines ICL prompting, DPO fine-tuning, and automatic dispreference construction to produce training data for few-shot RE, and it provides evidence that a non-LLM RE model trained on such data can beat direct LLM prompting. The paper is clearly written and includes several strengths: the code is released, the prompts and relation explanations are described in detail, comparisons are made against a data-generation baseline and against direct LLM RE, and diversity is measured with two complementary metrics (cosine similarity and word repetition rate). The internal diversity analysis in Figures 5 and 6 supports the claim that DPO reduces sample similarity. However, the downstream evaluation has load-bearing methodological weaknesses: the mixed-training results select the number of generated samples on the test set, no error bars or significance tests are reported, and the DPO transferability claim is tested only within the same dataset and domain, not across domains. These issues currently limit the strength of the central claims.

major comments (3)
  1. [§5.1, Table 2] The mixed-training results, which are the strongest numbers in Table 2, are obtained by choosing, for each cell, the number of LLM-generated samples in [8, 16, 32] that gives the best performance for KnowPrompt and RetrievalRE. The paper states: 'we choose the value in [8, 16, 32] that gives the best performance.' This is test-set selection of a hyperparameter and makes these F1 scores an oracle estimate rather than a valid estimate of expected performance. The authors should either fix the generated-sample count a priori, select it on a validation split, or report performance for each generated-sample count without selecting the best per test set.
  2. [§3.2, §4.3] The DPO fine-tuning scenario is motivated by data scarcity and the paper says in §3.2 that the source data for DPO 'should come from other already existing datasets that probably use different relation types or are of different domains.' However, the experiments in §4.3 split relation categories within each dataset and never evaluate cross-dataset or cross-domain transfer. All DPO and generation relations come from the same corpus and domain (e.g., TACRED news text), so the learned preference for diversity and correctness may not transfer to genuinely new domains with different entity types and surface forms. A cross-domain experiment (e.g., DPO on TACRED with generation and evaluation on SemEval, or on a different domain corpus) is needed to support the central claim that the method helps for data-scarce new domains. At minimum, the paper should limit the claim to within-domain unseen relation categories.
  3. [§5, Tables 2 and 3] No standard deviations, confidence intervals, or significance tests are reported for any downstream F1 numbers. Many comparisons in Tables 2 and 3 differ by less than 1 F1 point (e.g., Ours (mix-OBO) 34.33 vs Ours (mix-AAO) 34.15 on TACRED-Revisit K=8; Ours (mix-OBO) 35.83 vs Ours (mix-AAO) 36.57 on TACRED K=16 for RetrievalRE), so without error bars the claimed improvements are not quantitatively secure. The authors should report means and standard deviations over multiple seeds (both for LLM generation and downstream training) and, where appropriate, use a pairwise significance test.
minor comments (5)
  1. [Table 3] In the row 'Ours (AAO), w/o DPO', the first three values appear to be a formatting error: '18.9727.70 36.04' should likely read '18.97 27.70 36.04'.
  2. [§1, §5.1] There are several typos: 'approch' in Section 1, 'identival' in Section 5.1, and inconsistent use of 'non-preference data' versus 'dispreferred data' in Section 3.2. These should be corrected.
  3. [§5.1, Table 2] The text says 'For our methods, 64 samples are generated for training,' but Table 2 reports results for K=8, K=16, and K=32. It should be clarified whether K denotes the number of generated samples actually used for training and whether 64 is the maximum number generated before further selection.
  4. [§5.3] The diversity metrics in Figures 5 and 6 are computed only for OBO generation, not for AAO generation, so the relative diversity of AAO versus OBO is not directly measured. Reporting the same metrics for AAO would make the comparison complete.
  5. [§5.2, Table 3] The result on Re-TACRED K=16, where Ours (OBO) w/o DPO (41.47) outperforms Ours (OBO) with DPO (40.33), contradicts the general claim that DPO improves quality. The post-hoc explanation that the samples happen to be closer to the test data is plausible but speculative; this outlier should be discussed more carefully or addressed with repeated runs.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: DPO and generation relations are disjoint, evaluation uses held-out test data, and no load-bearing self-citations or fitted-then-predicted quantities were found.

full rationale

The paper's central derivation is self-contained against external benchmarks. DPO fine-tuning is performed on relation categories explicitly separated from the generation categories (Section 4.3: 'we separated the relation categories used for DPO fine-tuning from those to be generated'), so the target relations' test labels are not used to fit the generator. The downstream evaluation trains KnowPrompt and RetrievalRE on generated samples and measures Micro F1 on held-out test splits, which is an external benchmark rather than a quantity reconstructed from the model's own outputs. The diversity metric is related to the DPO training objective, but the paper's main claim—that such samples improve few-shot RE performance—is tested downstream and does not reduce to the construction of the preference data. There is no fitted parameter renamed as a prediction, and no self-citation is load-bearing; the references to KnowPrompt, RetrievalRE, and DPO are external prior work. Limitations about LLM strength and maximum useful sample count are acknowledged and do not indicate circularity.

Assumptions & free parameters 3 free parameters · 4 assumptions · 0 invented entities

The central claim rests on several choices that are not derived from first principles: the DPO objective is taken as given, the transfer of preference signals across relation categories is assumed, and the diversity metrics are not validated as the causal driver of downstream gains. The main free parameter is the number of generated samples, which is selected on the test set in mixed-training experiments.

free parameters (3)
  • Number of generated training samples (K) for mixed training = per cell, one of 8, 16, 32, chosen for best test F1
    Section 5.1: 'we choose the value in [8, 16, 32] that gives the best performance for KnowPrompt and RetrievalRE.' This tunes a hyperparameter on the test set.
  • Sampling hyperparameters for LLaMA2-7B-Chat = temperature 0.4, top_p 0.9, top_k 20, repetition_penalty 1.15
    Section 4.3; chosen by hand, no sensitivity analysis is provided.
  • LoRA and DPO training hyperparameters = lr 5e-5, batch size 4, epochs 20, truncation length 1024
    Section 4.3; chosen by hand, and DPO beta and LoRA rank are not specified.
assumptions (4)
  • standard math The DPO objective in Eq. 1 is a valid way to optimize model behavior on preference data.
    The paper relies on Rafailov et al. 2023 and applies Eq. 1 without modification.
  • domain assumption Manually labeled training samples from relation categories not used for generation are a suitable source of preference data.
    Sections 3.2 and 4.3: DPO is trained on a disjoint half of relation categories, and the authors assume this transfers to the other half.
  • domain assumption Cosine similarity and word repetition rate capture the diversity that matters for downstream RE training.
    Section 5.3 uses these metrics as evidence of improvement; no human evaluation or downstream ablation ties these metrics directly to F1.
  • domain assumption Generated samples can be treated as correctly labeled for training without filtering.
    The pipeline does not validate labels of generated samples; the authors rely on DPO and prompt design to maintain correctness.

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Pith. "Pith review of Generating Diverse Training Samples for Relation Extraction with Large Language Models." pith.science (2026). https://pith.science/paper/RW5HNGQ3

@misc{pith2026250523108,
  author       = {Pith},
  title        = {Pith review of: Generating Diverse Training Samples for Relation Extraction with Large Language Models},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/RW5HNGQ3}},
  note         = {Machine review of arXiv:2505.23108}
}
read the original abstract

Using Large Language Models (LLMs) to generate training data can potentially be a preferable way to improve zero or few-shot NLP tasks. However, many problems remain to be investigated for this direction. For the task of Relation Extraction (RE), we find that samples generated by directly prompting LLMs may easily have high structural similarities with each other. They tend to use a limited variety of phrasing while expressing the relation between a pair of entities. Therefore, in this paper, we study how to effectively improve the diversity of the training samples generated with LLMs for RE, while also maintaining their correctness. We first try to make the LLMs produce dissimilar samples by directly giving instructions in In-Context Learning (ICL) prompts. Then, we propose an approach to fine-tune LLMs for diversity training sample generation through Direct Preference Optimization (DPO). Our experiments on commonly used RE datasets show that both attempts can improve the quality of the generated training data. We also find that comparing with directly performing RE with an LLM, training a non-LLM RE model with its generated samples may lead to better performance.

Figures

Figures reproduced from arXiv: 2505.23108 by the authors.

Figure 1
Figure 1. Training samples generated by LLMs for RE [PITH_FULL_IMAGE:figures/full_fig_p001_1.png] view at source ↗
Figure 2
Figure 2. Construction of Prompt, which consists of three modules: Task Description Module, Relation Explanation [PITH_FULL_IMAGE:figures/full_fig_p003_2.png] view at source ↗
Figure 3
Figure 3. Construction of the DPO Fine-Tuning Training Dataset. [PITH_FULL_IMAGE:figures/full_fig_p004_3.png] view at source ↗
Figures from the paper (4 more)
Figure 4
Figure 4. Figure 4: Imitating one by one generation during Direct [PITH_FULL_IMAGE:figures/full_fig_p005_4.png]
Figure 5
Figure 5. Figure 5: Average cosine similarity between generated training samples (K=32) for each relation category. [PITH_FULL_IMAGE:figures/full_fig_p008_5.png]
Figure 6
Figure 6. Figure 6: Average repetition rate of words between generated training samples (K=32) for each relation category. [PITH_FULL_IMAGE:figures/full_fig_p008_6.png]
Figure 7
Figure 7. Figure 7: Micro F1 (%) of KnowPrompt using different [PITH_FULL_IMAGE:figures/full_fig_p008_7.png]

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