REVIEW 4 major objections 5 minor 12 references
Improving KAN with CDF normalization to quantiles
T0 review · 4 major / 5 minor · reviewed 2026-08-06 · deepseek-v4-flash
Pith's one-line read CDF normalization lifts Legendre-KAN accuracy by up to 2 points.
desk verdict The core claim about CDF normalization is plausible but the experiment changes too many architectural details to prove it; the idea is worth taking seriously and the paper deserves a careful referee. read the letter →
The pith
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
The reading
What carries the argument
The central object is the Gaussian-CDF normalization layer: each feature is z-score standardized and then transformed by the standard normal cumulative distribution function, $u = \frac{1}{2}(1+\mathrm{erf}((x-\mu)/(\sigma\sqrt{2})))$, mapping values into (0,1) with an approximately uniform distribution when the feature is roughly Gaussian. This output feeds rescaled Legendre polynomials, which are orthonormal on [0,1] with respect to the uniform weight, so the composition matches the basis's design assumption. The paper also develops an HCR (hierarchical correlation reconstruction) reading in which the trained coefficients are mixed moments of a local joint density model, which explains why uniform inputs make low-order polynomial terms sufficient and gives a route to interpretability and information-theoretic quantities.
What would settle it
A concrete falsifier is to run the identical degree sweep on a dataset whose raw features are already independent and uniform on [0,1]: if CDF-normalized KAN does not beat MinMax-KAN there, the gain is not about matching the Legendre basis support but about correcting non-uniform inputs. A second check would replace the Gaussian CDF with an empirical CDF (rank transform) on MNIST; if accuracy fails to improve while the histograms become more uniform, the uniformity mechanism itself is in doubt.
Extended reading notes
Core claim
On the paper's own terms, the central discovery is that replacing MinMax scaling with Gaussian-CDF normalization, namely standardizing each feature by its batch mean and standard deviation and then passing the result through the standard normal CDF, $\frac{1}{2}(1+\mathrm{erf}(x/\sqrt{2}))$, consistently improves Legendre-KAN test accuracy on MNIST by about 0.5 to 2 percentage points for all Legendre degrees lower than 8, while also roughly doubling the convergence speed in epochs. A variant with frozen affine parameters, CDFKAL NET FIXEDNORM, retains most of the accuracy gain and shaves about 5 to 10 percent off wall-clock training time relative to the baseline. The authors interpret the improvement as evidence that uniformizing inputs better matches the orthonormality assumption of the Legendre basis, so that low-degree polynomials, which generalize better, become sufficient.
Load-bearing premise
The claim rests on the assumption that Gaussian-CDF transformation makes each input feature nearly uniform on [0,1], which is the stated reason low-degree Legendre polynomials generalize better; the paper's own Figure 9 shows first-layer MNIST features after the transform are still far from uniform.
Editorial extensions
If this is right
- If the claim holds, any Legendre-KAN implementation can improve both accuracy and convergence by swapping its input scaler to Gaussian-CDF normalization, with no other architectural change.
- The fixed-norm variant shows that trainable affine parameters after the CDF are unnecessary, so the normalization can be made simpler and cheaper while keeping most of the benefit.
- Low-degree polynomial KANs, which the paper shows generalize best, become more practical because CDF normalization removes the need to rely on high-degree terms that overfit.
- The HCR interpretation suggests KAN coefficients can be read as moments of a local joint density, opening a path to explainability and to approximate entropy or mutual information from the network's weights.
Reading between the lines
- A natural untested extension is to replace the Gaussian CDF with an empirical CDF (rank-based) normalization; the paper's own Figure 9 shows the first-layer features after the Gaussian transform are still far from uniform, so an EDF variant could plausibly push the accuracy gain further on non-Gaussian data.
- The same uniformity argument should apply to other global orthonormal bases used in KANs, such as Chebyshev or DCT bases, since they also assume a fixed support; if confirmed, normalization choice rather than basis choice would be the dominant factor in low-degree generalization.
- The mutual information approximation from the HCR reading could be turned into a training regularizer, such as an information-bottleneck loss, making the normalization insight a principled lever for controlling overfitting in deep polynomial networks.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The manuscript proposes replacing the MinMax rescaling used in Legendre-KAN with Gaussian-CDF normalization to quantiles, arguing that near-uniform inputs on [0,1] better match the orthonormal Legendre basis and thus improve generalization. Experiments on a 20,000-sample MNIST subset compare four variants (KAL_NET, CDFKAL_NET, CDFKAL_NET_FIXEDNORM, CDFKAL_SILU) across Legendre degrees 3–11, and the authors report a consistent 0.5–2 percentage-point accuracy gain and roughly 2× faster convergence for the CDF-based variants. The paper also presents an HCR (hierarchical correlation reconstruction) interpretation of polynomial KAN weights as moments and suggests extensions such as mutual information estimation and bidirectional propagation.
Significance. If the central causal claim were established, the result would be significant and practically useful: a simple, cheap preprocessing change that improves both accuracy and convergence speed for polynomial KANs, with a coherent interpretability framework. The manuscript has real strengths: the code is promised to be public, the comparison includes several closely related variants, and Figure 9 honestly shows that the first-layer features remain far from uniform, which is a useful diagnostic. However, the experimental design does not currently isolate the normalization choice from other architectural changes, so the headline claim is not yet supported. The HCR material is suggestive but secondary to the empirical claim.
major comments (4)
- [VI.C–VI.D] The central comparison is confounded: KAL_NET and CDFKAL_NET differ in more than the normalization transform. According to the architecture list in Section VI.C(a), KAL_NET uses per-layer MinMax rescaling, double SiLU nonlinearities, and a final LayerNorm, while CDFKAL_NET uses LayerNorm before the CDF transform, omits SiLU entirely, and places LayerNorm before each layer (Section V.E). The 0.5–2 pp gain reported in Section VI.D can therefore be caused by removing one SiLU, by changing LayerNorm placement, or by an interaction, rather than by CDF normalization per se. The paper needs controlled ablations that vary only the normalization transform while holding activation counts and LayerNorm placement fixed; it should also include a plain z-score (without the CDF step) condition to show that the CDF step specifically is what helps.
- [VI.B–VI.D] All accuracy and convergence results appear to be based on a single run per configuration on a 20,000-image subset of MNIST. The claim that the gain is 'consistent' requires statistical support: report mean and standard deviation over multiple seeds (at least five) and, if appropriate, a paired significance test. Without this, the magnitude of the 0.5–2 pp effect cannot be distinguished from run-to-run variability.
- [V.C and Fig. 9] The proposed mechanism—CDF normalization makes features nearly uniform, which is why low-degree Legendre polynomials generalize better—is only partially supported by the data. Figure 9 itself shows that the first-layer features after Gaussian-CDF normalization are still far from uniform on MNIST, and the text acknowledges this. The paper should provide quantitative uniformity diagnostics (e.g., histogram divergence from uniform, or a comparison with EDF normalization) and, ideally, show that uniformity correlates with the accuracy gain across degrees. Otherwise the mechanism remains a conjecture rather than an explanation of the observed improvement.
- [VI.D(b)–VI.D(c)] The convergence claims are not quantitatively pinned down. The text states 'converges noticeably faster,' 'shaves roughly 5–10% off the wall-clock time,' and 'converge ≈ 2× faster,' but no convergence criterion is defined (e.g., epochs to reach a target test loss or test accuracy), and Figure 8 shows curves without error bars. Please define the criterion, report the relevant numbers with variance, and state whether the 2× figure refers to epochs to convergence or to wall-clock time; the two are not the same.
minor comments (5)
- [Fig. 8 caption] The caption describes the experiments as 'polynomial regression tasks of degree 3 through 11,' but Section VI.B states that all models are trained on MNIST classification. Please correct the caption to match the actual task.
- [References] Reference [3] (Legendre-KAN) lacks venue, year, and arXiv identifier; this makes it difficult for readers to locate the baseline implementation. Please complete the citation.
- [Throughout] The naming is inconsistent: 'CDFKAL_NET', 'CDFKAL NET', and 'CDFKAL' are all used for what appears to be the same model. Please standardize the notation.
- [Section IV, Eq. (10)–(11)] The entropy and mutual information approximations are introduced without stating the required normalization of the basis or the conditions under which the ln(1+a) ≈ a approximation is accurate. A brief derivation or a reference to where this is worked out would help the reader assess the range of validity.
- [Section VI.D(b)] Figure 7 reports wall-clock time, but the caption says 'time required ... to reach convergence.' Since the models may reach different final accuracies at different times, please clarify whether the time is to a fixed epoch count or to a defined convergence point.
Circularity Check
No significant circularity; the central accuracy claim is an empirical comparison against an external baseline, with only minor non-load-bearing self-citation.
full rationale
The paper's central claim is that replacing MinMax rescaling with Gaussian-CDF normalization improves Legendre-KAN test accuracy. This is an empirical comparison against the original LegendreKAN implementation (KAL_NET), not a quantity forced by construction: the CDF transform is estimated from each batch, but the reported metric is held-out test accuracy, and the baseline uses a different normalization. The HCR interpretation and the CDF-normalization idea are attributed to the authors' own prior work ([2], [5]), but the accuracy improvement does not depend on accepting those prior results; it is evaluated directly. The main caveat is an experimental confound rather than circularity: Section VI.C states KAL_NET uses 'per-layer MinMax rescaling, double SiLU non-linearities ... and a final LayerNorm,' while CDFKAL_NET is 'also without SiLU' and uses LayerNorm before the CDF transform, so the 0.5-2 p.p. gain (Section VI.D) is not causally isolated to the normalization switch. This is a correctness/validity issue, not a self-referential derivation. No equation in the paper defines the output in terms of the fitted normalization such that the prediction is equivalent to its input, and the self-citations to [2] and [5] are background/interpretation rather than load-bearing proof steps. Hence the circularity score is low (2) solely for the minor self-citation component.
Assumptions & free parameters
assumptions (4)
- standard math Kolmogorov-Arnold theorem guarantees existence of univariate representations for continuous functions.
- standard math Legendre polynomials are orthonormal on [0,1] with the given rescaled basis.
- domain assumption Per-feature z-score followed by standard normal CDF maps Gaussian-distributed features to uniform [0,1].
- domain assumption HCR density parametrization and coefficient estimation equations (5), (10), (11) are valid as stated.
Cite this review
Pith. "Pith review of Improving KAN with CDF normalization to quantiles." pith.science (2026). https://pith.science/paper/XCLZDB54
@misc{pith2026250713393,
author = {Pith},
title = {Pith review of: Improving KAN with CDF normalization to quantiles},
year = {2026},
howpublished = {\url{https://pith.science/paper/XCLZDB54}},
note = {Machine review of arXiv:2507.13393}
}
read the original abstract
Data normalization is crucial in machine learning, usually performed by subtracting the mean and dividing by standard deviation, or by rescaling to a fixed range. In copula theory, popular in finance, there is used normalization to approximately quantiles by transforming x to CDF(x) with estimated CDF (cumulative distribution function) to nearly uniform distribution in [0,1], allowing for simpler representations which are less likely to overfit. It seems nearly unknown in machine learning, therefore, we would like to present some its advantages on example of recently popular Kolmogorov-Arnold Networks (KANs), improving predictions from Legendre-KAN by just switching rescaling to CDF normalization. Additionally, in HCR interpretation, weights of such neurons are mixed moments providing local joint distribution models, allow to propagate also probability distributions, and change propagation direction.
Figures
Figures from the paper (5 more)
Reference graph
Works this paper leans on
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[2]
J. Duda, “Biology-inspired joint distribution neurons based on hierarchical correlation reconstruction allowing for multidirectional neural networks,” arXiv preprint arXiv:2405.05097 , 2024
arXiv 2024
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[1]
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F. Durante and C. Sempi, “Copula theory: an introduction,” in Copula theory and its applications . Springer, 2010, pp. 3–31
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[3]
Legendre-kan: High accuracy ka network based on legendre polynomials
W. Chen, Q. Xia, and J. Sun, “Legendre-kan: High accuracy ka network based on legendre polynomials.”
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Batch normalization: Accelerating deep network training by reducing internal covariate shift,
S. Ioffe and C. Szegedy, “Batch normalization: Accelerating deep network training by reducing internal covariate shift,” in International conference on machine learning . pmlr, 2015, pp. 448–456
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[5]
Hierarchical correlation reconstruction with missing data, for example for biology-inspired neuron,
J. Duda, “Hierarchical correlation reconstruction with missing data, for example for biology-inspired neuron,” arXiv preprint arXiv:1804.06218 , 2018
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[6]
Kan: Kolmogorov-arnold networks,
Z. Liu, Y . Wang, S. Vaidya, F. Ruehle, J. Halverson, M. Solja ˇci´c, T. Y . Hou, and M. Tegmark, “Kan: Kolmogorov-arnold networks,”arXiv preprint arXiv:2404.19756, 2024
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A. Kolmogorov, On the representation of continuous functions of several variables by superpositions of continuous functions of a smaller number of variables
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The information bottleneck method,
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Reviewed August 6, 2026 · model on record in the stance chip above.
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