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REVIEW 3 major objections 6 minor 121 references

Energy and information: a chronicle of hesitations on the role of the observer in physics

T0 review · 3 major / 6 minor · reviewed 2026-08-07 · deepseek-v4-flash

Pith's one-line read This paper argues that Landauer's principle—erasing one bit of data costs at least $T\ln 2$ of heat—is not a fundamental law, because erasure can be thermodynamically reversible under the right knowledge and control.

desk verdict A useful historical essay on the observer in thermodynamics, but the central claim that Landauer's principle is not a law is not backed by a closed-cycle counterexample. read the letter →

arxiv 2509.06957 v1 pith:5KHRGECI submitted 2025-05-26 physics.hist-ph cond-mat.stat-mech

classification physics.hist-phcond-mat.stat-mech PACS 05.70.-a89.70.Cf
keywords LandauerprinciplethermodynamicreversibilityobserverdependenceShannonentropyMaxwell'sdemonGibbsparadoxinformationisphysicaldata-bitversus
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper tells the history of the link between energy and information as an oscillation between two views: that objective reality is what exists without an observer, and that it is what an observer can interact with. It argues that thermodynamics has always been observer-dependent, that statistical mechanics tried to escape this but failed, and that Shannon information theory and then Landauer's principle were further attempts to make the link look intrinsic. The paper's own contribution is the last step: it claims Landauer's principle is not a fundamental law. The reason is that erasing a data-bit need not cost a minimum heat of $T\ln 2$; whether the erasure is thermodynamically reversible depends on whether the initial bit value is known and on the control protocol used, and at least one protocol erases known or unknown bits quasistatically. If right, the celebrated energy cost of forgetting is an observer- and implementation-dependent statement, not a law of physics.

What carries the argument

The central mechanism is the distinction between a data-bit and a piece of information. A data-bit is a material system with two distinguishable stationary states; a piece of information is an abstract value that is not localized in any copy, so erasing one data-bit does not itself destroy information unless no copy remains. On top of this, the argument uses the Clausius inequality as the criterion of thermodynamic reversibility, applied to concrete implementations of a bit: the particle-in-a-box used by Landauer, and the paper's alternative of a particle on a fixed repulsive topographic relief driven by a single time-varying external field. In Landauer's derivation, erasure is free expansion followed by isothermal compression, and the merging of two paths is treated as necessarily uncontrolled; the paper's counterexample replaces that step by a controlled merging in which two initial trajectories can be quasistatically steered to the same final state. The known/unknown distinction does the final work: the first step of Landauer erasure is reversible for an unknown bit value and irreversible for a known one, so no intrinsic minimum heat cost follows for erasure as such.

What would settle it

For the paper's Figure 10 setup, write an explicit potential and drive schedule, then measure or simulate the dissipated heat as the drive speed tends to zero. If for either initial bit value the quasistatic heat fails to go to zero—or if the two trajectories cannot merge without passing through an unstable point where control is lost—the counterexample fails and the Landauer bound survives. A numerical simulation of overdamped Langevin dynamics with the explicit landscape would settle the question.

Watch

Extended reading notes

Core claim

On the paper's own terms, the central claim is that Landauer's erasure principle is not a fundamental law of physics. The author distinguishes a piece of information, an abstract value that can be copied and is not located in any physical support, from a data-bit, a material system whose erasure is a thermodynamic process. Judged by the Clausius inequality, the thermodynamic reversibility of erasure depends on whether the initial value is known to the observer and on which control protocol is used, not on the fact that the logical operation 'set to 0' is non-injective. For an unknown initial value, the two-step Landauer erasure is thermodynamically reversible when the full restore cycle is included; for a known value it is irreversible, but an alternative procedure—a single time-varying external field acting on a particle in a fixed potential landscape—can erase either value quasistatically. Hence the inequality $W_{\mathrm{erase}}\ge T\ln 2$ does not express an intrinsic energy cost of forgetting; it characterizes a particular class of procedures and a particular observer. The same data-bit/information distinction is used to reject the information-mass equivalence that some authors present as a consequence of Landauer's principle.

Load-bearing premise

The load-bearing premise is that a single smoothly varied external field, acting on a particle in a fixed repulsive potential, can bring both possible starting positions to the same final position along paths whose heat dissipation can be made arbitrarily small by slowing the drive.

Editorial extensions

If this is right

  • The bound $W_{\mathrm{erase}}\ge T\ln 2$ would be demoted from a universal law to a statement about specific erasure protocols, valid when the protocol and the observer's knowledge make the process irreversible.
  • The information-mass equivalence, which is derived from Landauer erasure in the literature, would lose its foundation, since erasure need not dissipate and a data-bit need not store information.
  • Brillouin's negentropy principle would remain standing: acquiring one bit of information still costs at least $T\ln 2$ of work through the Clausius inequality, but the cost is a property of the whole acquisition cycle, not of the erasure step.
  • Any claimed experimental measurement of the Landauer bound would have to specify the initial knowledge about the bit and the full control protocol before the result can be attributed to 'erasure' rather than to the chosen implementation.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • Editorial inference: if the paper is right, existing measurements reported as tests of the Landauer bound may actually be measuring a chosen protocol plus the experimenter's state of knowledge, so the same physical memory could show a $T\ln 2$ cost in one arrangement and zero in another.
  • Editorial inference: a direct next step would be to build an explicit topographic-relief potential and drive schedule—for example with a colloidal particle in an optical or magnetic trap—and check in the slow-drive limit that the dissipated heat approaches zero for both initial bit values.
  • Editorial inference: taken further, the data-bit/information distinction suggests that 'destroying information' is a global property of the whole memory (all copies gone), while local operations on a single data-bit can always be made reversible; this reframes the thermodynamics of computation away from logical non-injectivity and toward actual dissipative mechanisms.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 6 minor

Summary. The paper is a history-and-philosophy essay that traces the role of the observer in the energy-information link from classical thermodynamics through statistical mechanics, Shannon information theory, and Landauer's principle. Its central thesis is that thermodynamics is inherently observer-dependent, that information is a non-material abstraction stored in material data-bits, and that Landauer's principle is not a fundamental law of physics. The concrete invalidation claim is made in Section V: for an unknown initial bit value, the two-step Landauer erasure followed by a restore cycle is said to be thermodynamically reversible (Section V.E), and a single externally controlled time-varying field acting on a particle in a fixed repulsive potential is said to allow quasistatic erasure of either known or unknown bits (Section V.F.2, Fig. 10). The paper also critiques information-mass equivalence arguments.

Significance. If the invalidation of Landauer's principle were established, the paper would make a significant contribution to a long-standing debate in the foundations of thermodynamics and computation. The essay has genuine strengths: the historical narrative is readable, the free-expansion and Gibbs-paradox examples are presented clearly, the distinction between a piece of information and its data-bit support (Section V.A) is useful, and the observation that logical irreversibility and thermodynamic irreversibility are not the same thing (Section V.B) is supported by Maroney and Bennett. The paper also correctly identifies the shift of dissipation location in Brillouin versus Landauer formulations. However, the central counterexample is only sketched; no explicit potential, control schedule, work-heat bookkeeping, or closed-cycle proof is given. The significance of the paper is therefore conditional on the authors supplying a concrete, self-contained model of a zero-cost erasure cycle.

major comments (3)
  1. [V.F.2 and Fig. 10] The decisive counterexample is asserted rather than demonstrated. The text states that 'the motion of the particle follows the direction of maximum potential descent and can be as slow as desired,' but it does not specify the potential U(x), the time-dependent external field, the control schedule lambda(t), or the final reset procedure. This is load-bearing: in a genuinely quasistatic isothermal process the system is in equilibrium at every instant, so if the control is reset to the initial symmetric configuration the final equilibrium distribution is again 50/50 and the bit is not erased; if the control is not reset, the memory is not in its standard reusable configuration and the work and heat needed to restore the control must be included in the cycle balance. The paper needs a complete closed-cycle model with explicit U(x) and lambda(t), together with a proof that the protocol ends in state 0 with the control restored and with dissipated work going to zero in the quasistatic limit, before the claim 'Landauer is not a law' can be evaluated.
  2. [V.E and Figs. 8-9] The 'reversible Landauer erasure for an unknown value' is not an erasure. The protocol's steps 3 and 4 restore the data-bit to a random unknown value, so the complete cycle maps the initial 50/50 distribution to itself; it does not set the bit to state 0. A zero-cost cycle that erases a bit and then recreates it does not show that erasure itself has zero cost. The text concedes this when it says 'the thermodynamic cycle is not yet closed' and adds restore steps. To refute Landauer, the paper must exhibit a protocol that starts from an unknown bit (0 or 1) and ends with a known 0, with the control returned to its initial value, and with dissipated work below kT ln2 in the quasistatic limit. As written, Section V.E establishes only that a particular no-op cycle is reversible, which is not the same as reversible erasure.
  3. [V.F.1 and references [87, 90, 91]] The alternative erasure counterexamples are delegated to the author's own prior papers without a self-contained derivation. Section V.F.1 says 'counter-examples to the generality of Landauer erasure have been proposed [90, 91]' and then describes the scheme in one sentence; Section V.F.2's scheme is also a sketch. Since the conclusion that Landauer's principle is not a fundamental law rests entirely on these counterexamples, the manuscript should present the actual model, potential, and thermodynamic bookkeeping in enough detail for the reader to check the claim, or explicitly state the assumptions and provide a verifiable supplement. Citations to the author's own earlier work are not sufficient for a claim that overturns a widely accepted principle.
minor comments (6)
  1. [I.C.1] The free-expansion example is used as a foundational illustration of observer dependence, but the manuscript does not engage with the standard objection that thermodynamics defines macroscopic states by the values of state variables, not by the observer's state of knowledge. A sentence acknowledging this alternative reading would help the reader locate the paper's operationalist commitments.
  2. [II.D] The claim that the usual resolutions of the second Gibbs paradox 'benefit from the cancellation of two approximations' and that the exact Stirling formula changes the result is delegated to reference [55] without a derivation; since this point is not central to the main argument, a brief statement of the corrected result would improve readability.
  3. [Fig. 10 caption] The caption says 'the same time-varying tilt of the surface relative to the field' but does not define the parameter that is time-dependent or how it is reset. Clarifying the control schedule would make the figure self-contained.
  4. [III.A] The sentence 'since m(x)=n=2^log2 n, x requires log2(n) bits to be recorded' is notationally confusing; it should say that the outcome x is encoded by the integer n, whose binary representation requires roughly log2(n) bits.
  5. [V.A] The statement 'Both must be erased so that the information is irretrievably destroyed' should be qualified as 'both must be erased and no other copy may exist elsewhere,' since the previous paragraph already makes this point but the sentence as written could be read as claiming that two copies are always both necessary.
  6. [References] There is a typo in the van Kampen quotation, 'The choise,' and the paper uses 'textquote' markup artifacts in the abstract; these should be cleaned up, and the reference list should be checked for consistency of author names and formatting.

Circularity Check

3 steps flagged · score 6.0 of 10

The purported invalidation of Landauer's principle is partly circular: the decisive quasistatic-erasure counterexamples are imported from the author's own prior papers ([87], [90], [91]), and the 'reversible erasure' in Section V.E is a cycle that returns the bit to random, so its zero heat balance is built in rather than derived.

  1. self citation load bearing [Section V.F.2, 'Managing two possibilities with a single externally imposed procedure', and Fig. 10]
    "It can be an externally applied time-varying field, that exerts on a particle in a fixed and constant short range potential landscape, which can be viewed as a topographic relief [87]. ... Figure 10 gives an example of implementation. The motion of the particle follows the direction of maximum potential descent and can be as slow as desired."

    The decisive counterexample to Landauer's principle—that one externally controlled time-varying field plus a fixed repulsive landscape can merge the 0 and 1 trajectories quasistatically and erase a bit at zero cost—is not constructed in this paper. The only support for the mechanism is the author's own prior paper [87], whose title already asserts the conclusion ('why Landauer's result cannot be a physical principle'). No potential U(x), no control schedule lambda(t), and no proof that the merged trajectories avoid dissipation are given; 'can be as slow as desired' is an assertion. Thus the central invalidation reduces to an unverified self-citation chain.

  2. self citation load bearing [Section V.F.1, 'States incompletely defined for thermodynamics']
    "Based on this, counter-examples to the generality of Landauer erasure have been proposed [90, 91]. Basically, they work like that: the logical value of the data-bit is evaluated on the basis of a greatest quantity of information than that needed to describe the thermodynamic state. Typically, one single thermodynamic state can correspond to two distinct logical states. Then, there is absolutely no impediment for the erasure to be quasistatic."

    The alleged counterexamples are [90] and [91], both by the same author as the present paper. The text only summarizes their conclusion ('one single thermodynamic state can correspond to two distinct logical states ... there is absolutely no impediment for the erasure to be quasistatic') without supplying the construction, states, or energy balance in this manuscript. The claim that Landauer's principle fails in general is therefore load-bearing on the author's own prior papers rather than on a derivation reproduced here.

1 more flagged steps
  1. self definitional [Section V.E, 'On the thermodynamic reversibility of Landauer erasure' (steps 3-4)]
    "3. From state 0 to state S: use the piston that is already in position to do an isothermal expansion (i.e. reverse step 2 of Landauer erasure). 4. From state S to unknown-state: put back the partition, so that the final state is random and unknown. The energy exchanged during the step 3 compensates exactly that of step 2, so that the net balance is 0. Step 4 puts the data-bit at a random unknown value exactly as it was before. The Landauer erasure for an unknown value is thermodynamically reversible."

    The operation whose reversibility is demonstrated is erasure (steps 1-2, ending at state 0) followed by its exact reverse (step 3) and by reinsertion of the partition (step 4), ending at the original random state. The paper's own definition of erasure (Section IV.A item 2) is 'setting the bit-value to state 0'; after step 4 the bit is not set to 0. The zero net heat is true of a closed cycle by construction, so calling the combined loop 'Landauer erasure' makes the reversibility verdict an artifact of redefinition rather than a property of the erasure operation.

full rationale

The paper is a historical-philosophical essay with independent content: it quotes Bennett and Maroney for the known/unknown distinction and analyzes Landauer's derivation items on their own terms. However, the strongest version of the central claim—that Landauer's principle is not a law because a single fixed topography plus time-varying field can erase either a known or an unknown bit quasistatically—is not derived in this manuscript. Section V.F.2 imports the mechanism from the author's prior paper [87] (a paper whose title already states the conclusion), and Section V.F.1 imports the 'incomplete thermodynamic states' counterexamples from [90,91], also by the same author. None of these constructions, potentials, control schedules, or dissipation estimates is reproduced or machine-checked here. Section V.E's 'reversible erasure' is a closed cycle that restores the bit to random, so its zero net heat follows by construction and the operation is not erasure under the paper's own definition. The exact-Stirling correction [55] is a further self-citation but is less central. This is partial circularity (score 6): the thesis is not entirely self-referential because Bennett's acknowledged distinction gives some independent support, but the decisive constructive invalidation reduces to a self-citation chain and to a definitional re-labeling of a cycle as an erasure.

Assumptions & free parameters 0 free parameters · 4 assumptions · 0 invented entities

The paper makes no numerical fits and introduces no new physical entities. It rests on a set of philosophical and modeling assumptions, listed above, which carry most of the epistemic weight. The most fragile is the quasistatic-merging-path assumption behind the central counterexample.

assumptions (4)
  • ad hoc to paper Energy is defined only by a conservation principle whose list of forms is permanently open; anything that appears in a non-zero energy balance must be added to that list.
    Sec. I.A and I.D use this to conclude that information is a form of energy; it is the author's epistemological framing, not a theorem or experimental result.
  • domain assumption Thermodynamic reversibility is judged by the Clausius inequality and depends on the observer's knowledge of the initial state.
    Sec. I.C and V.E; this operationalist position is attributed to Gibbs and van Kampen and is the pivot for the known/unknown erasure argument.
  • ad hoc to paper Information is a non-material abstraction, distinct from its data-bit support, and is never located on a particular physical object.
    Sec. V.A and V.B; this distinction is asserted with dictionary definitions and examples and is load-bearing for the claim that information loss is independent of thermodynamic irreversibility.
  • ad hoc to paper A single externally controlled time-varying field, combined with a fixed internal topographic relief, can guide two different initial states to one final state along a quasistatic thermodynamic path.
    Sec. V.F.2 and Fig. 10; this is the premise of the decisive counterexample, asserted but not derived.

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Cite this review

Pith. "Pith review of Energy and information: a chronicle of hesitations on the role of the observer in physics." pith.science (2026). https://pith.science/paper/5KHRGECI

@misc{pith2026250906957,
  author       = {Pith},
  title        = {Pith review of: Energy and information: a chronicle of hesitations on the role of the observer in physics},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/5KHRGECI}},
  note         = {Machine review of arXiv:2509.06957}
}
read the original abstract

Energy has no definition, except that given by a conservation principle which essentially amounts to defining it as the elements of an open list of unknown cardinality. Entropy, identified by Shannon as information we lack, has too many definitions. This results in an unstable and hesitant interpretation of their link. Thermodynamics, the science of changes in form of energy, is phenomenological, all its laws are induced from observation. From the origin, the concept of energy is linked to the observer's knowledge, to the information he has: what and where to look and with what instruments. Thermodynamics only addresses the sensible world. It is Aristotelian. But this is disturbing if we consider that reason can give us access to Plato's intelligible world, the one that is beyond the sensible world and independent of us. This is disturbing if we consider that science can access to the intrinsic properties of things, those which are independent of us. This is disturbing if we have a purely Platonic conception of science. Hence the statistical mechanics approach ("The rational foundation of thermodynamics", J.W. Gibbs). This is the first pendulum movement of ideas, whose oscillations continue to this day, because unfortunately statistical mechanics introduces many inconsistencies, mainly due to the ergodic hypothesis. Luckily, these inconsistencies are all solved by Shannon's information theory. Sadly, information theory is too Aristotelian and too conceptual. Fortunately, Landauer principle makes it more \textquote{physical}. This is currently the latest attempt to bringing the notions of energy and information back to what is considered the right side of science, that of Plato. Landauer principle is now commonly regarded as a fundamental law of physics. Unpleasantly, it can be shown that this principle is not one.

Figures

Figures reproduced from arXiv: 2509.06957 by the authors.

Figure 1
Figure 1. FIG. 1. Road-map of the paper: submitted to two alternating [PITH_FULL_IMAGE:figures/full_fig_p002_1.png] view at source ↗
Figure 2
Figure 2. FIG. 2. Principle of conservation: energy is the thing that [PITH_FULL_IMAGE:figures/full_fig_p003_2.png] view at source ↗
Figure 3
Figure 3. FIG. 3. Top: joining two volumes of which we have no in [PITH_FULL_IMAGE:figures/full_fig_p005_3.png] view at source ↗
Figures from the paper (6 more)
Figure 4
Figure 4. Figure 4: FIG. 4. A large reservoir contains a gas. In the left side [PITH_FULL_IMAGE:figures/full_fig_p006_4.png]
Figure 6
Figure 6. Figure 6: FIG. 6. An example of derivation of Gibbs and Boltzmann [PITH_FULL_IMAGE:figures/full_fig_p008_6.png]
Figure 7
Figure 7. Figure 7: FIG. 7. Landauer erasure: according to Landauer, the junc [PITH_FULL_IMAGE:figures/full_fig_p015_7.png]
Figure 8
Figure 8. Figure 8: FIG. 8. Landauer erasure of a data-bit represented by a single [PITH_FULL_IMAGE:figures/full_fig_p018_8.png]
Figure 9
Figure 9. Figure 9: FIG. 9. Landauer erasure of a data-bit: in case the initial [PITH_FULL_IMAGE:figures/full_fig_p018_9.png]
Figure 10
Figure 10. Figure 10: FIG. 10. Data-bit materialized by a particle in a topographic [PITH_FULL_IMAGE:figures/full_fig_p019_10.png]

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Reference graph

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