Generalized Numerical Construction of MUBs: A Group Theoretical Investigation
Pith reviewed 2026-05-13 16:41 UTC · model grok-4.3
The pith
A numerical search reduces construction of mutually unbiased bases to phase-space optimization of Gram matrix projection constraints.
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
Core claim
Formulating the MUB problem at the level of the Gram matrix reduces the search for a complete set of d+1 bases in dimension d to a phase-space optimization problem whose solutions are certified by the third- and fourth-order trace constraints that characterize projection matrices. Numerical runs in dimensions 3, 4, and 5 produce only mutually isomorphic configurations whose automorphism groups coincide exactly with the Clifford group, the normalizer of the Weyl-Heisenberg group. In dimension 6 the search yields no MUBs.
What carries the argument
The Gram matrix of a complete MUB set, treated as a projection matrix whose validity is guaranteed by third- and fourth-order trace constraints.
If this is right
- All numerically constructed MUBs in dimensions 3, 4, and 5 are isolated points in phase space.
- Their automorphism groups coincide exactly with the Clifford group.
- A classification based on third-order Bargmann invariants and automorphism groups distinguishes the geometric structure of the resulting configurations.
- Limited searches in dimension 6 detect no maximal sets of MUBs.
Where Pith is reading between the lines
- Extending the optimization to wider parameter ranges or higher dimensions could test existence of MUBs where analytic constructions are unavailable.
- The same Gram-matrix constraint approach might apply to other equiangular configurations such as SIC-POVMs.
- If the trace conditions prove exhaustive, the method offers a computational route to proving non-existence in specific dimensions.
Load-bearing premise
The third- and fourth-order trace constraints on the Gram matrix are necessary and sufficient to guarantee a valid set of MUBs.
What would settle it
Discovery of a set of seven MUBs in dimension 6 that satisfies the trace constraints but was missed by the optimization, or an explicit MUB configuration in dimension 5 whose automorphism group differs from the Clifford group.
Figures
read the original abstract
Mutually Unbiased Bases (MUBs) constitute a fundamental geometric structure in quantum theory, known for providing an optimal measurement scheme for quantum state tomography. In prime and prime-power dimensions, analytical constructions of maximal sets of MUBs are well-known and standard construction relies on the Weyl-Heisenberg (WH) group and finite fields. In non-prime-power dimensions, on the other hand, the existence of such maximal sets remains an open question. We present a generalized numerical method of constructing MUBs without any reliance on a priori group structure or specific algebraic frameworks. Formulating the problem at the level of Gram matrix, we reduce the search for complete sets of $d+1$ MUBs in dimension $d$ to a phase space optimisation problem. We use the fact that the MUB Gram matrix is a projection matrix, and the third- and fourth-order trace constraints are necessary and sufficient conditions for a valid projection matrix. We further develop a classification framework based on third-order Bargmann invariants and automorphism groups, allowing us to probe the underlying algebraic and geometric structure of the resulting configurations. Numerical applications of this method in dimensions $3$, $4$, and $5$ demonstrate that all numerically constructed solutions are mutually isomorphic, are isolated points in phase space, and possess automorphism groups that coincide exactly with the Clifford group, the normalizer of the WH group. Though the scope of the search was limited, in dimension $d = 6$ our numerical search yielded no MUBs within explored parameter space.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper introduces a numerical method for constructing maximal sets of mutually unbiased bases (MUBs) in dimension d by optimizing over the Gram matrix of d(d+1) vectors, reducing the problem to phase-space search under the claim that third- and fourth-order trace constraints tr(G^3) and tr(G^4) are necessary and sufficient to ensure G is a valid rank-d projection matrix. Numerical searches recover the known MUBs in d=3,4,5, all of which are shown to be isolated points isomorphic to the standard Clifford constructions with automorphism groups matching the normalizer of the Weyl-Heisenberg group; a limited search in d=6 yields no solutions within the explored parameter space. A classification scheme based on third-order Bargmann invariants is also developed.
Significance. If the trace constraints are rigorously validated as sufficient for exact MUB properties, the work supplies a group-structure-independent numerical tool for probing MUB existence and uniqueness in non-prime-power dimensions, together with a concrete classification framework. The recovery of known solutions and the isolation/automorphism results in d=3-5 provide useful confirmation, while the d=6 negative result, though qualified, adds to the accumulating evidence against maximal MUBs in that dimension.
major comments (2)
- [§2] §2 (Gram-matrix formulation): the assertion that the third- and fourth-order trace conditions on G are necessary and sufficient to guarantee a valid MUB configuration (i.e., d+1 orthonormal bases with exact |<e_i|f_j>|^2 = 1/d) is load-bearing for all numerical claims, yet the text does not demonstrate that global trace equalities automatically enforce the required block-diagonal structure (identity blocks for each basis and constant-modulus off-block entries). Post-optimization verification that each d×d block is exactly a rank-d projector with unit diagonal and that inter-basis inner products satisfy the unbiasedness condition exactly is needed; without it, extraneous projection matrices could be accepted.
- [§5] §5 (d=6 search): the statement that no MUBs were found is qualified as 'limited' and 'within explored parameter space,' but no quantitative details are supplied on phase-space sampling density, number of random initializations, optimizer convergence tolerances, or the precise bounds of the explored region. These parameters are required to evaluate whether the negative result is robust or merely reflects incomplete coverage.
minor comments (2)
- [§3] The notation for the Bargmann invariants and the precise definition of the automorphism group action should be stated explicitly in §3 rather than left to the reader to reconstruct from the classification results.
- [Figures 2-4] Figure captions for the phase-space plots in d=3-5 should include the numerical tolerance used to declare a point 'isolated' and the method by which isomorphism between solutions was verified.
Simulated Author's Rebuttal
We thank the referee for the thorough review and insightful comments on our manuscript. We have carefully considered each point and will make revisions to address the concerns raised. Our point-by-point responses are provided below.
read point-by-point responses
-
Referee: [§2] §2 (Gram-matrix formulation): the assertion that the third- and fourth-order trace conditions on G are necessary and sufficient to guarantee a valid MUB configuration (i.e., d+1 orthonormal bases with exact |<e_i|f_j>|^2 = 1/d) is load-bearing for all numerical claims, yet the text does not demonstrate that global trace equalities automatically enforce the required block-diagonal structure (identity blocks for each basis and constant-modulus off-block entries). Post-optimization verification that each d×d block is exactly a rank-d projector with unit diagonal and that inter-basis inner products satisfy the unbiasedness condition exactly is needed; without it, extraneous projection matrices could be accepted.
Authors: We agree with the referee that an explicit verification step is necessary to confirm that the optimized Gram matrices correspond to valid MUB configurations rather than other projectors. Although the trace conditions tr(G^3) = d(d+1) and tr(G^4) = d(d+1)^2 ensure that G is a rank-d projector (as derived from the properties of projection matrices), they do not automatically guarantee the block structure specific to MUBs. In the revised manuscript, we will add post-optimization checks: for each converged solution, we verify that the d×d blocks are orthonormal projectors (unit diagonal, rank d) and that the off-block inner products satisfy |⟨ψ|φ⟩|^2 = 1/d exactly (within numerical precision). These checks were performed internally and confirmed the known MUBs in dimensions 3–5; we will document them in the text. revision: yes
-
Referee: [§5] §5 (d=6 search): the statement that no MUBs were found is qualified as 'limited' and 'within explored parameter space,' but no quantitative details are supplied on phase-space sampling density, number of random initializations, optimizer convergence tolerances, or the precise bounds of the explored region. These parameters are required to evaluate whether the negative result is robust or merely reflects incomplete coverage.
Authors: We accept that the lack of quantitative details on the numerical search parameters limits the interpretability of the d=6 result. In the revised version of the manuscript, we will include a detailed description of the search protocol, specifying the number of random initializations, the sampling method and density in phase space, the convergence criteria of the optimizer, and the exact bounds of the parameter space explored. This will allow readers to better assess the extent of the search and the strength of the negative finding, while we continue to qualify the result as limited due to computational constraints. revision: yes
Circularity Check
No significant circularity; numerical search under explicit constraints is self-contained
full rationale
The derivation reduces MUB search to phase-space optimization of the Gram matrix G subject to the explicit conditions that G is a projection matrix (tr(G^3) and tr(G^4) constraints stated as necessary and sufficient). These are applied directly to generate candidate configurations in d=3,4,5; the reported isomorphism to Clifford-group solutions and absence in d=6 are outputs of the numerical procedure, not inputs or self-referential definitions. Post-hoc classification via Bargmann invariants and automorphism groups does not feed back into the search or existence claims. No fitted parameters are renamed as predictions, no self-citations justify the core constraints, and the method contains no ansatz or uniqueness theorem imported from prior author work.
Axiom & Free-Parameter Ledger
axioms (2)
- domain assumption The Gram matrix of a set of MUBs is a projection matrix
- domain assumption Third- and fourth-order trace constraints are necessary and sufficient for a valid MUB Gram matrix
Reference graph
Works this paper leans on
-
[1]
Three ways to look at mutually unbiased bases.AIP Conference Proceedings, 889(1):40–51, 02 2007
Ingemar Bengtsson. Three ways to look at mutually unbiased bases.AIP Conference Proceedings, 889(1):40–51, 02 2007
work page 2007
-
[2]
Cambridge University Press, 2006
Ingemar Bengtsson and Karol Zyczkowski.Geometry of Quantum States: An Introduction to Quantum Entanglement. Cambridge University Press, 2006
work page 2006
-
[3]
William K Wootters and Brian D Fields. Optimal state-determination by mutually un- biased measurements.Annals of Physics, 191(2):363–381, 1989
work page 1989
-
[4]
Julian Schwinger. Unitary operator bases.Proceedings of the National Academy of Sci- ences of the United States of America, 46(4):570–579, 1960
work page 1960
-
[5]
I D Ivonovic. Geometrical description of quantal state determination.Journal of Physics A: Mathematical and General, 14(12):3241, dec 1981
work page 1981
-
[6]
On mutually unbiased bases.International Journal of Quantum Information, 08(04):535–640, 2010
Thomas Durt, Berthold-Georg Englert, Ingemar Bengtsson, and Karol ˙Zyczkowski. On mutually unbiased bases.International Journal of Quantum Information, 08(04):535–640, 2010
work page 2010
-
[7]
Paul Butterley and William Hall. Numerical evidence for the maximum number of mu- tually unbiased bases in dimension six.Physics Letters A, 369(1):5–8, 2007. 16
work page 2007
-
[8]
Maximal sets of mutually unbiased quantum states in dimension 6.Phys
Stephen Brierley and Stefan Weigert. Maximal sets of mutually unbiased quantum states in dimension 6.Phys. Rev. A, 78:042312, Oct 2008
work page 2008
-
[9]
On sic-povms and mubs in dimension 6, 2009
Markus Grassl. On sic-povms and mubs in dimension 6, 2009
work page 2009
-
[10]
Mutually unbiased bases in six dimensions: The four most distant bases.Phys
Philippe Raynal, Xin L¨ u, and Berthold-Georg Englert. Mutually unbiased bases in six dimensions: The four most distant bases.Phys. Rev. A, 83:062303, Jun 2011
work page 2011
-
[11]
A. J. Scott and M. Grassl. Symmetric informationally complete positive-operator-valued measures: A new computer study.Journal of Mathematical Physics, 51(4):042203, 04 2010
work page 2010
-
[12]
Christopher A. Fuchs, Michael C. Hoang, and Blake C. Stacey. The sic question: History and state of play.Axioms, 6(3), 2017
work page 2017
-
[13]
Shayne F. D. Waldron.An Introduction to Finite Tight Frames. Applied and Numerical Harmonic Analysis. Birkh¨ auser, New York, NY, 2018
work page 2018
-
[14]
On discrete structures in finite hilbert spaces, 2017
Ingemar Bengtsson and Karol Zyczkowski. On discrete structures in finite hilbert spaces, 2017
work page 2017
-
[15]
W. K. Wootters. Quantum measurements and finite geometry.Foundations of Physics, 36(1):112–126, 01 2006
work page 2006
-
[16]
S B Samuel and Z Gedik. Group theoretical classification of sic-povms.Journal of Physics A: Mathematical and Theoretical, 57(29):295304, jul 2024
work page 2024
-
[17]
Oscar Boykin, Vwani Roychowdhury, and Farrokh Vatan
Somshubhro Bandyopadhyay, P. Oscar Boykin, Vwani Roychowdhury, and Farrokh Vatan. A new proof for the existence of mutually unbiased bases.Algorithmica, 34(4):512– 528, 2002
work page 2002
-
[18]
Equiangular lines, mutually unbiased bases, and spin models
Chris Godsil and Aidan Roy. Equiangular lines, mutually unbiased bases, and spin models. European Journal of Combinatorics, 30(1):246–262, January 2009
work page 2009
-
[19]
AR Calderbank, PJ Cameron, WM Kantor, and JJ Seidel. Z4-kerdock codes, orthogo- nal spreads, and extremal euclidean line-sets.Proceedings of the London Mathematical Society, 75(2):436–480, 1997
work page 1997
-
[20]
Constructions of mutually unbiased bases
Andreas Klappenecker and Martin Roetteler. Constructions of mutually unbiased bases. 2003
work page 2003
-
[21]
Quantum measurements with prescribed symmetry.Phys
Wojciech Bruzda, Dardo Goyeneche, and Karol ˙Zyczkowski. Quantum measurements with prescribed symmetry.Phys. Rev. A, 96:022105, Aug 2017
work page 2017
-
[22]
Tuan-Yow Chien and Shayne Waldron. A characterization of projective unitary equiv- alence of finite frames and applications.SIAM Journal on Discrete Mathematics, 30(2):976–994, 2016
work page 2016
-
[23]
The projective symmetry group of a finite frame
Tuan-Yow Chien and Shayne Waldron. The projective symmetry group of a finite frame. New Zealand Journal of Mathematics, 48:55–81, Dec. 2018
work page 2018
-
[24]
D. M. Appleby, Steven T. Flammia, and Christopher A. Fuchs. The lie algebraic signif- icance of symmetric informationally complete measurements.Journal of Mathematical Physics, 52(2):022202, 02 2011. 17
work page 2011
-
[25]
All mutually unbiased bases in dimensions two to five.Quantum Inf
Stephen Brierley, Stefan Weigert, and Ingemar Bengtsson. All mutually unbiased bases in dimensions two to five.Quantum Inf. Comput., 10:803–820, 2009
work page 2009
-
[26]
Kate Blanchfield. Orbits of mutually unbiased bases.Journal of Physics A: Mathematical and Theoretical, 47(13):135303, March 2014
work page 2014
-
[27]
D. M. Appleby. Symmetric informationally complete–positive operator valued measures and the extended clifford group.Journal of Mathematical Physics, 46(5):052107, 04 2005
work page 2005
-
[28]
D. M. Appleby. Properties of the extended clifford group with applications to sic-povms and mubs. 2009
work page 2009
-
[29]
Mutually unbiased bases as minimal clifford covariant 2-designs.Physical Review A, 91(6), June 2015
Huangjun Zhu. Mutually unbiased bases as minimal clifford covariant 2-designs.Physical Review A, 91(6), June 2015
work page 2015
- [30]
discussion (0)
Sign in with ORCID, Apple, or X to comment. Anyone can read and Pith papers without signing in.