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REVIEW 3 major objections 3 minor 51 references

Forward-Reflected-Backward algorithm with Linesearch

T0 review · 3 major / 3 minor · reviewed 2026-08-01 · deepseek-v4-flash

Pith's one-line read A new linesearch rule makes the forward-reflected-backward method converge for merely continuous operators, not only for Lipschitz-continuous ones.

desk verdict The new linesearch idea is sensible and the counterexample to the old one is solid, but the main theorem is false: the well-definedness proof breaks at the boundary of dom A, and a 1D counterexample confirms it. read the letter →

arxiv 2607.20113 v1 pith:JR2WYGLT submitted 2026-07-22 math.OC

classification math.OC MSC 47H0547H1065K0590C25
keywords forward-reflected-backwardlinesearchmonotoneinclusionweakconvergencesplittingalgorithmcontinuousoperatorconvexoptimizationproximalmethods
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

This paper establishes that the forward-reflected-backward (FRB) splitting method, which evaluates the continuous operator only once per iteration, can be equipped with a linesearch that is guaranteed to terminate even when the operator is merely continuous rather than locally Lipschitz. The authors prove that their new step-size rule is well defined (Proposition 4.2), and that every sequence generated by the algorithm converges weakly to a zero of the sum operator under a mild step-size condition or a uniform-continuity assumption (Theorem 4.5). This answers an open problem for FRB, whose previous linesearch was shown to run forever on a concrete continuous but non-Lipschitz example. The practical benefit is that problems with continuous operators that are not Lipschitz — such as certain image-restoration regularizations — can now be solved by a method that needs one evaluation of the operator per iteration instead of two, and that does not require estimating a global Lipschitz constant. The paper also extends the method to a four-operator splitting scheme covering cocoercive and Lipschitz operators, and reports numerical speedups in saddle-point and deblurring tests.

What carries the argument

The core mechanism is a linesearch condition that includes the reflected difference v_n = Bx_n - Bx_{n-1}: γ_n∥v_{n+1}∥ ≤ θ(∥x_{n+1}-x_n∥ + γ_{n-1}∥v_n∥). The earlier linesearch omitted v_n and could loop forever for merely continuous operators. The termination proof exploits the convergence of trial resolvent points z_k = J_{α_k A}(w_n - α_k Bx_n) to the projection of w_n onto the closure of dom A, continuity of B on dom A, and a monotonicity lemma that γ ↦ γ^{-1}∥z - J_{γA}(z-γy)∥ is nonincreasing. Convergence is driven by a Lyapunov sequence Γ_n(x̂) = ∥x_n-x̂∥² - 2γ_{n-1}⟨x_n-x̂|v_n⟩ + γ_{n-1}²/ρ²∥v_n∥², whose descent under θ² + 3(θ/2)^{2/3} < 1 yields square-summable successive differenc

What would settle it

Run Algorithm 4.1 on the one-dimensional problem A = ∂(-log), B(x) = -1/x + 2, with any starting pair making the reflected point w_n = x_n - γ_{n-1}v_n negative. The trial resolvent points converge to 0 and B is unbounded at 0; the linesearch (4.2) either terminates (showing the boundedness step is unnecessary) or loops forever (disproving Proposition 4.2).

Watch

Extended reading notes

Core claim

Algorithm 4.1 uses the linesearch condition γ_n∥v_{n+1}∥ ≤ θ(∥x_{n+1}-x_n∥ + γ_{n-1}∥v_n∥), where v_n = Bx_n - Bx_{n-1}. Proposition 4.2 proves this condition is satisfied for some geometrically decreasing γ_n even when B is merely continuous, by showing that the trial resolvent points force α_k∥Bz_k - Bx_n∥ → 0. Theorem 4.5 then proves weak convergence of the iterates to a point in zer(A+B) whenever θ² + 3(θ/2)^{2/3} < 1 and either the step sizes have a positive limit inferior or B is uniformly continuous on weakly compact subsets of dom A. The Section 5 extension (Algorithm 5.2) covers a sum of a cocoercive, a Lipschitz, and a merely continuous term, with a modified linesearch and its own

Load-bearing premise

Proposition 4.2's termination argument relies on the claim that the sequence (Bz_k) is bounded when the trial resolvent points z_k converge to the projection of w_n onto the closure of dom A; this holds only if that projection lies in dom A, which is not guaranteed when dom A is non-closed.

Editorial extensions

If this is right

  • The method solves the monotone inclusion problem with one evaluation of the continuous operator per iteration, removing the second activation required by the forward-backward-forward linesearch.
  • Problems where the continuous operator is not locally Lipschitz are now covered, and the paper's Example 3.2 demonstrates that the previous linesearch can loop forever on such problems.
  • Under Theorem 4.5, every generated sequence converges weakly to a solution whenever the linesearch parameters satisfy θ² + 3(θ/2)^{2/3} < 1 and one of the two coverage conditions holds.
  • Algorithm 5.2 extends the result to inclusions with an additional cocoercive operator and a Lipschitz operator, with convergence guaranteed under the conditions in Theorem 5.4.
  • Numerical experiments on saddle-point problems show the adaptive linesearch often accelerates convergence even when the operator is Lipschitz, and remains competitive with the two-evaluation forward-backward-forward linesearch.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The same 'reflected-difference' idea could be transplanted to other momentum-based splitting methods, such as shadow-Douglas-Rachford variants, where the momentum term currently forces Lipschitz-only step-size rules.
  • Because the linesearch condition involves only past operator evaluations, it might survive inexact or stochastic oracle models of the continuous operator, provided the boundedness argument is replaced by a probabilistic rate-of-growth bound.
  • The paper leaves open whether the uniform-continuity assumption in Theorem 4.5(ii) is truly needed; a natural test is to try to construct a merely continuous operator on a non-closed domain where the trial resolvent points converge to a boundary point and see whether the linesearch still terminates.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 3 minor

Summary. The paper proposes a forward-reflected-backward (FRB) splitting method with a new linesearch for the monotone inclusion 0∈Ax+Bx, where A is maximally monotone and B is monotone, single-valued, and continuous on dom A. Algorithm 4.1 uses one evaluation of B per iteration and the linesearch condition (4.2) involving the momentum term v_n. The main result (Theorem 4.5) claims weak convergence under θ²+3(θ/2)^{2/3}<1 and either liminf γ_n>0 or uniform continuity of B on weakly compact subsets of dom A, relying on Proposition 4.2 for well-definedness. The paper also extends the scheme to sums with cocoercive and Lipschitz operators (Section 5) and reports numerical experiments on saddle-point and image-restoration problems. The key enabling assertion is that, for every instance of Problem 3.1, the linesearch terminates in finitely many steps. I find this assertion false as stated.

Significance. If correct, the paper would close an open problem: a linesearch FRB with a single B-evaluation per iteration for merely continuous monotone B, going beyond Tseng's FBF and the locally Lipschitz linesearch FRB of [31]. The Lyapunov analysis in §4, the explicit counterexample to the earlier linesearch, the four-operator extension, and the reproducible numerical study are all useful components. However, the central well-definedness result is false: a valid instance of Problem 3.1 makes condition (4.2) fail for every γ>0. The advertised convergence theorem is therefore not established, and the Section 5 extension inherits the same difficulty.

major comments (3)
  1. [§4, Proposition 4.2] The step 'B is continuous in dom A, it is locally bounded on dom A, thus (Bz_k) is bounded' is invalid: z_k→P_{\overline{dom A}}w_n may lie in ∂dom A\setminus dom A, where continuity on dom A gives no bound. This is not a technicality. Counterexample: H=R, f(x)=−log x, A=∂f (dom A=(0,∞), A(x)=−1/x); B=∂(2x−log x), so B(x)=2−1/x on (0,∞). Then A+B=∂(2x−2log x) is maximally monotone and zer(A+B)={1}, so Problem 3.1 holds. Take x_{−1}=1/2, x_0=1, γ_{−1}=21, θ=0.9. Then v_0=Bx_0−Bx_{−1}=1, w_0=x_0−γ_{−1}v_0=−20. For any γ>0, z=J_{γA}(w_0−γBx_0)∈(0,1) satisfies z²+(20+γ)z−γ=0, hence γ|Bz−Bx_0|=20+z. Condition (4.2) becomes 20+z≤0.9(22−z), i.e. z≤−2/19, impossible. Thus no γ>0 satisfies (4.2) for n=0; Algorithm 4.1 is not well defined on a valid instance. Theorem 4.5, which depends on Proposition 4.2, cannot hold as stated.
  2. [§4, Theorem 4.5(ii)] The proof of case (ii) applies [43, Lemma 3.2] to treat {x}∪_k [x_{n_k},\hat x_{n_k+1}] as a weakly compact subset of conv dom A = dom A, and then uses uniform continuity of B there. But the weak cluster point x of (x_n) is only known to lie in the weak closure of dom A, which equals \overline{dom A}; it is not shown to belong to dom A. If x∈\overline{dom A}\setminus dom A, the displayed set is not a subset of dom A and the uniform-continuity assumption cannot be invoked. The later conclusion 0∈(A+B)x, which would imply x∈dom(A+B), is obtained only after this step. This is a further gap in the proof of the second convergence alternative.
  3. [§5, Proposition 5.3(i)] The proof claims that Proposition 4.2 directly provides γ_n with γ_n||Bx_{n+1}−Bx_n||≤θ(||x_{n+1}−x_n||+γ_{n−1}||v_n||). However, in Algorithm 5.2 the trial point is x_{n+1}=J_{γ_n A}(x_n−γ_n(B+C+D)x_n−γ_{n−1}v_n), whereas Proposition 4.2 concerns J_{γ_n A}(x_n−γ_n B x_n−γ_{n−1}v_n). The extra C and D terms change the resolvent argument, so the cited proposition does not directly yield the stated inequality. A separate argument, e.g. applying Proposition 4.2-style reasoning to B+C+D and then using the Lipschitz/cocoercivity of C and D, is needed but not supplied. Thus the well-definedness of Algorithm 5.2 is not established as written.
minor comments (3)
  1. [§6.1, Table 1] The parameters for FRBLS/FRBLSR use θ=0.3525. This violates the theorem's condition (4.18): θ²+3(θ/2)^{2/3}≈1.067>1. If these runs are meant to illustrate the proven parameter regime, they should be adjusted; otherwise the text should state that the choices are heuristic.
  2. [§5, Remark 5.5(iv)] The remark says 'by setting θ=0', but Algorithm 5.2 and the surrounding theory require θ∈]0,1[. The limiting statement needs a more careful formulation, e.g. θ↓0.
  3. [§4, Algorithm 4.1] The linesearch index k is described as a 'natural number'; since α_0=τ is allowed, it should be an integer k≥0.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the derivation is a self-contained monotone-operator argument; the only load-bearing self-citation (Lemma 2.1 from the authors' prior work) is an independent, parameter-free lemma that does not encode the target convergence result.

full rationale

The claimed derivation chain—well-definedness of Algorithm 4.1 (Proposition 4.2), the Lyapunov decrease (Proposition 4.3), and weak convergence (Theorem 4.5)—is argued directly from standard monotone operator theory: resolvent properties, monotonicity of A and B, and the linesearch condition (4.2). The only load-bearing self-reference is Lemma 2.1, quoted from the authors' earlier JOTA paper [12]; it is a general lemma on the linesearch quantity for maximally monotone A and continuous B, with stated assumptions that do not include the target statement zer(A+B) convergence, and it is used as an external published result rather than to define the algorithm's output. It is not fitted to data, no parameter is calibrated to the quantity that is later 'predicted,' and no uniqueness theorem or ansatz is imported from the authors' prior work. Therefore any possible gap in Proposition 4.2 (e.g., whether P_{\overline{dom A}}w_n lies in dom A when dom A is not closed) is a correctness concern, not a circularity.

Assumptions & free parameters 6 free parameters · 4 assumptions · 0 invented entities

No fitted parameters; the algorithmic constants θ, σ, τ, ρ, κ, ε are hand-chosen and constrained by inequalities. The main proof imports standard facts from [3] and Lemma 2.1 from [12]. No invented entities.

free parameters (6)
  • θ
    Linesearch contraction constant. Theory requires θ²+3(θ/2)^{2/3}<1 in Theorem 4.5; experiments choose θ=0.3525, violating this condition.
  • σ
    Geometric decay factor in the linesearch; any σ∈(0,1).
  • τ
    Largest step-size tried at each iteration; the proof uses γ_n ≤ τ.
  • ρ
    Lyapunov weighting constant; chosen as ρ=2^{1/3}θ^{2/3} in Theorem 4.5 and constrained by (5.11) in Theorem 5.4.
  • κ
    Young's inequality constant in Proposition 5.3; constrained by condition (5.11).
  • ε
    Cocoercivity slack in Theorem 5.4; requires 2βε ≥ τ.
assumptions (4)
  • domain assumption Problem 3.1 assumptions: A maximally monotone, B single-valued and continuous on dom A, dom A ⊂ dom B, A+B maximally monotone, zer(A+B) nonempty.
    These define the setting; the central theorem is conditional on them.
  • standard math Lemma 2.1 (from [12]) on monotonicity of the resolvent-path function γ ↦ (1/γ)||z − J_{γA}(z−γy)||.
    Imported as a published mathematical lemma; used in Proposition 4.2 for linesearch termination when v_n = 0.
  • domain assumption Theorem 4.5(ii): B is uniformly continuous in any weakly compact subset of dom A.
    Extra regularity beyond continuity; needed for the liminf γ_n = 0 case.
  • standard math Standard facts on maximally monotone operators from [3]: graph weak-strong closedness, resolvent convergence to the projection, and weak-cluster-point arguments.
    Background used throughout the convergence proof.

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Cite this review

Pith. "Pith review of Forward-Reflected-Backward algorithm with Linesearch." pith.science (2026). https://pith.science/paper/JR2WYGLT

@misc{pith2026260720113,
  author       = {Pith},
  title        = {Pith review of: Forward-Reflected-Backward algorithm with Linesearch},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/JR2WYGLT}},
  note         = {Machine review of arXiv:2607.20113}
}
read the original abstract

In this article, we aim to solve a monotone inclusion problem involving the sum of a maximally monotone operator and a continuous operator. While several algorithms exist to solve this problem when the continuous operator is cocoercive or Lipschitz continuous, they typically require the estimation of the global Lipschitz constant, which can be computationally expensive and often imposes overly restrictive step-sizes. To avoid these limitations and to handle merely continuous operators, linesearch subroutines are employed. A popular method in this context is the forward-backward-forward (FBF) algorithm (also known as Tseng's splitting), which utilizes a linesearch to guarantee convergence. However, a drawback of FBF is that the continuous operator must be evaluated twice per iteration. On the other hand, the forward-reflected-backward (FRB) algorithm proposed by Malitsky and Tam (2020) requires only a single evaluation of the operator per iteration. Although a linesearch version of FRB exists, its convergence is guaranteed only for locally Lipschitz operators; in fact, we present an example demonstrating that this existing linesearch can fail to terminate when the operator is merely continuous. In this work, we propose a novel linesearch strategy for FRB that is well defined and guarantees convergence even when the operator is merely continuous. We also extend the proposed algorithm to handle additional cocoercive and Lipschitz continuous operators. Finally, we provide numerical experiments on saddle-point problems and image restoration. The numerical results show that FRB with the proposed linesearch can accelerate the numerical convergence even when the operator is Lipschitz continuous. In addition, these results show that the proposed method is competitive with linesearch FBF, offering considerable computational advantages in various scenarios.

Figures

Figures reproduced from arXiv: 2607.20113 by the authors.

Figure 2
Figure 2. Restored images for 256 × 256 pixels, 3 × 3 kernel, and p ∈ {1.2, 1.5, 1.8}. The values in parentheses represent the PSNR of the displayed image relative to the original image. 7. Conclusion In this article, we studied the convergence of the forward-reflected-backward algorithm for solving monotone inclusions involving merely continuous operators. We included an example demonstrating that the existing linesearch for… view at source ↗
Figure 3
Figure 3. Restored images for 512 × 512 pixels, 6 × 6 kernel, and p = 1.5. The values in parentheses represent the PSNR of the displayed image relative to the original image. (a) 512 × 512 pixels (b) Blur/Noisy (20.51) (c) FHRBLSR (25.81) (d) FHRBLS (25.78) (e) FBHFLSR (25.82) (f) FBHFLS (25.82) [PITH_FULL_IMAGE:figures/full_fig_p020_3.png] view at source ↗
Figure 4
Figure 4. Restored images for 512 × 512 pixels, 9 × 9 kernel, and p = 1.5. The values in parentheses represent the PSNR of the displayed image relative to the original image [PITH_FULL_IMAGE:figures/full_fig_p020_4.png] view at source ↗

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