REVIEW
The distribution of $\alpha p$ modulo one in real quadratic function fields
Number Theory · Submitted 16 Oct 2026
Pith's verdict: Solid, well-executed paper: extends Matomäki's theorem to all real quadratic function fields unconditionally, using a finite infinity-type trick that sidesteps truncation errors.
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Referee report
The paper
The paper claims
Unconditional analogue of Matomäki's exponent 1/3 for all real quadratic function fields.
The reading
What carries the argument
The central machinery is the explicit description of Hecke characters of non-trivial infinity type for real quadratic function fields. For a real quadratic extension, the group at infinity is two copies of k_∞ ≅ F_q((1/T)). A continuous character of k_∞^× factors through sign, valuation, and a principal-unit part. The compatibility with the infinite unit group forces the parameter v to be of the form π(n+γ)/(R log q), indexed by n modulo 2R where R is the regulator. Thus, up to norm twists, there are only finitely many infinity types for a given Dirichlet character (Corollary 3.8). This finiteness allows the discrete Fourier inversion (Proposition 6.3) that expresses χ(p) as an exact sum over 2R Hecke characters, with coefficients given by a 2R-point discrete Fourier transform. The Hecke L-functions satisfy the Riemann hypothesis by Weil, and counting lemmas in the ultrametric setting handle the main terms and error terms.
Extended reading notes
Core claim
The paper proves that for any real quadratic function field K over F_q(T) (q odd) and any pair (x_1, x_2) in k_∞^2 not lying in the diagonal embedding of K, there exist infinitely many principal prime ideals p of O_K and elements b ∈ O_K such that |x_i - σ_i(b)/σ_i(π)| ≤ N(p)^{-2/3+ε} for i=1,2, where π is a suitably normalised generator of p. This is the exact analogue of Matomäki's classical exponent θ=1/3. The result is unconditional because the Riemann hypothesis for Hecke L-functions holds for function fields (Weil). The proof overcomes the obstacle of infinitely many units in the real quadratic case by using Hecke characters of non-trivial infinity type, whose infinity types form a finite set (parametrised by n modulo the regulator R). Consequently, the Fourier expansion of a Dirichlet character on normalised prime generators becomes an exact finite linear combination of Hecke character values, avoiding the truncation errors that occur in the number-field analogue.
Load-bearing premise
The proof relies on the existence of infinitely many approximations (a_n, c_n) satisfying the Dirichlet approximation bound (Theorem 4.1) and such that N(f_n) goes to infinity; if this Dirichlet approximation theorem were false or inapplicable for the given pair (x_1, x_2), the counting argument would have no starting point.
Editorial extensions
If this is right
- The result, combined with earlier work on rational and imaginary quadratic function fields, completes the analogue of Matomäki's theorem for all quadratic extensions of F_q(T).
- It provides an unconditional proof of the exponent θ=1/3, whereas the number-field analogue requires the generalised Riemann hypothesis.
- The explicit description of Hecke characters and the exact finite Fourier decomposition may be applicable to other Diophantine approximation problems in function fields where infinite units pose an obstacle.
- The method removes the restrictions on class number and on q (apart from q odd) present in earlier work that only achieved the weaker Vaughan exponent 1/4.
- The quantitative bound N(p)^{-2/3+ε} is the best that current technology can achieve; any improvement would require new ideas beyond the Riemann hypothesis for Hecke L-functions.
Reading between the lines
- The finiteness of infinity types (only R possibilities modulo norm twists) reflects the fact that the regulator R controls the spacing of the degrees of σ_1(π)/σ_2(π) for normalised prime generators, giving a clean conceptual simplification over the number-field case where truncation is needed.
- The unconditional nature highlights a structural advantage of function fields: the Riemann hypothesis for Hecke L-functions is known globally, suggesting that function fields can serve as a testing ground for unconditional approaches pursued conditionally in number fields.
- The method may extend to higher-degree extensions of function fields, provided one can classify the infinity types of the relevant Hecke characters, which is a purely local algebraic problem.
Original abstract
In the thirties of the last century, I.\,M. Vinogradov proved that the inequality $\|p\alpha\|\le p^{-1/5+\varepsilon}$ has infinitely many prime solutions $p$, where $\|\cdot\|$ denotes the distance to a nearest integer. This result has subsequently been improved by many authors. In particular, Vaughan (1978) replaced the exponent $1/5$ by $1/4$, using his celebrated identity for the von Mangoldt function and a refinement of Fourier analytic arguments. The current record is due to Matom\"aki (2009), who showed that the inequality $\|p\alpha\|\le p^{-1/3+\varepsilon}$ has infinitely many prime solutions. This exponent $1/3$ is considered the limit of current technology. Baier and the author established an analogue of Matom\"aki's result for the function field $k=\Fq(T)$ and its imaginary quadratic extensions. Moreover, for real quadratic extensions of $k$ of class number one, they obtained an analogue of Vaughan's result (exponent $1/4$). In this paper, we establish the analogue of Matom\"aki's result for all real quadratic extensions of $k$ without any restriction on the class number.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
Matom\"aki proved that if $\alpha\in\R$ is irrational, then there are infinitely many primes $p$ such that $|\alpha-a/p|\le p^{-4/3+\varepsilon}$ for a suitable integer $a$. In \cite{BaMo}, Baier and the author established analogues of this result for $\F_q(T)$ and its imaginary quadratic extensions. In this paper, we extend it to all real quadratic extensions of $\F_q(T)$.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | Matom\"aki proved that if $\alpha\in\R$ is irrational, then there are infinitely many primes $p$ such that $|\alpha-a/p|\le p^{-4/3+\varepsilon}$ for a suitable integer $a$. | background 1.00 | 0.02 | 0.03 | asserted 1.00 |
| s1 | In \cite{BaMo}, Baier and the author established analogues of this result for $\F_q(T)$ and its imaginary quadratic extensions. | background 0.89 | 0.79 | 0.04 | asserted 1.00 |
| s2 | In this paper, we extend it to all real quadratic extensions of $\F_q(T)$. | contribution 1.00 | 0.81 | 0.74 | asserted 0.94 |
What was examined, and what was not
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References
Discussion
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