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REVIEW 2 major objections 6 minor 109 references

The Space Complexity of Learning-Unlearning Algorithms

T0 review · 2 major / 6 minor · reviewed 2026-08-07 · deepseek-v4-flash

Pith's one-line read The paper proves that the memory needed to support later deletions in machine unlearning is governed by the eluder dimension of the hypothesis class in the central model, and by the no-larger star number in the ticketed model, not by VC…

desk verdict Strong, novel results on unlearning memory complexity, but the star-number compression proof has an unrealizable-input gap that needs patching. read the letter →

arxiv 2506.13048 v1 pith:3Z7WOPWW submitted 2025-06-16 cs.LG

classification cs.LG MSC 68Q32
keywords machineunlearningrighttobeforgottenrealizabilitytestingeluderdimensionstarnumberversionspacecompressionmemorycomplexitylearning-unlearningschemes
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper asks how many bits of auxiliary memory a learning algorithm must keep so that it can later honor deletion requests and still answer whether the remaining data is realizable by a given hypothesis class. It proves that standard learning-theoretic measures—VC dimension, Littlestone dimension, and sample compression—do not capture this cost: there are classes with constant VC and Littlestone dimension for which every unlearning scheme must store Ω(n) bits. The right measure for the central memory model is the eluder dimension (the length of the longest chain of points on which hypotheses consistent with the earlier points still disagree): every central-memory scheme needs Ω(min(n, e(H))) bits, where e(H) is the eluder dimension of the class. In the stronger ticketed model, in which each user holds a small ticket, every class with star number s(H) has a scheme using O(s(H) log|Z| log n)-bit tickets and only one bit of central memory. Because the star number never exceeds the eluder dimension, the paper establishes a separation between central and ticketed memory models for machine unlearning.

What carries the argument

The load-bearing objects are version-space compression and the eluder sequence. A version-space compression is an encoding from which the entire set of hypotheses consistent with a dataset can be recovered; the paper shows this is equivalent to a mergeable compression and, through Lemma 4.11 and Theorem 4.7, that it suffices for a ticketed unlearning scheme with O(C log n)-bit tickets when the compression uses C bits. The eluder sequence, a list of points x1,...,xℓ such that after seeing the first i points two consistent hypotheses still disagree on the next point, forces any central-memory scheme to effectively store one bit per sequence element, giving the Ω(min(n, e(H))) lower bound. The star number upper bound comes from Hanneke and Yang's theorem that any class with star number s has a version-space compression of O(s log|Z|) bits.

What would settle it

Construct a central-memory (ε,δ)-LU scheme for a class with eluder dimension e that uses o(min(n,e)) bits; that would refute Theorem 4.3. A more direct check of the ticketed upper bound is to run the canonical encoding of Lemma 4.11 on an infinite, non-sortable domain (such as the unit ball in R^d) and see whether the LexicographicallySort step can be implemented with finite memory, since the star-number scheme is built from it.

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Extended reading notes

Core claim

The paper's central claim is that the information that must be retained for unlearning realizability testing is characterized, up to logarithmic factors, by the eluder dimension in the central model and by the star number in the ticketed model. Theorem 4.3 shows that for any hypothesis class with eluder dimension e(H), any (ε,δ)-learning-unlearning scheme with δ<1/2 uses Ω(min(n, e(H))) bits of central memory on datasets of size n. Theorem 4.5 shows that any class with star number s(H) admits an exact (0,0)-ticketed scheme with ticket size O(s(H) log|Z| log n) and central memory of one bit. Since s(H) ≤ e(H), the two bounds separate the memory models. The paper also shows VC and Littlestone dimensions do not characterize unlearning (Theorem 3.5), and that when only k deletions are allowed, the hollow star number controls central-memory cost, with matching lower bounds for halfspaces of roughly binomial(d, k) bits.

Load-bearing premise

The ticketed upper bound rests on the external theorem (Hanneke and Yang 2015) that any class with star number s has a version-space compression of O(s log|Z|) bits, together with a canonical encoding that requires the domain to be finite and lexicographically sortable; if that compression is any larger, or the encoding cannot be implemented in bounded memory, the claimed separation between central and ticketed models breaks.

Editorial extensions

If this is right

  • Any hypothesis class with unbounded eluder dimension has no sublinear-memory central unlearning scheme for realizability testing, so space-efficient deletion in the central model requires a bound on eluder dimension.
  • Any class with bounded star number can support an arbitrary number of deletions in the ticketed model with polylogarithmic ticket size and constant server memory.
  • Constant VC or Littlestone dimension does not help: there are such classes for which any unlearning scheme, even ticketed, needs near-linear memory, so unlearning is strictly harder than learning.
  • Version-space compression, not sample compression, is the effective notion of compression for deletion, and it suffices for ticketed schemes.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • Because tickets are held by users rather than the server, the central-versus-ticketed separation suggests that policies limiting only server-side storage may underestimate the real cost of the right to be forgotten; the information has to live somewhere.
  • The eluder-sequence lower bound likely generalizes beyond realizability testing: the paper's white-box reduction already extends it to empirical risk minimization, and a plausible principle is that deletion hardness is governed by the length of eluder chains in the class.
  • A testable refinement is whether restricting datasets to a constant margin removes the hardness for halfspaces: the paper's lower-bound construction has margin 1/(2d), leaving open the possibility that constant-margin classes admit small-memory unlearning.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

2 major / 6 minor

Summary. The paper studies the number of bits of auxiliary memory needed to support deletion requests in machine unlearning, focusing on the task of realizability testing. It formulates central-memory (LU) and ticketed-memory (TiLU) models, and relates their space complexity to combinatorial parameters of the hypothesis class: VC dimension, Littlestone dimension, eluder dimension, star number, and hollow star number. The main results are: (i) a lower bound of Ω(min(n, e(H))) bits for central-memory LU schemes for any class with eluder dimension e(H) (Theorem 4.3); (ii) a ticketed-memory upper bound of O(s(H) log|Z| log n) bits for classes with star number s(H) (Theorem 4.5), giving a central-versus-ticketed separation; (iii) a lower bound showing VC/Littlestone dimension does not characterize unlearning memory (Theorem 3.5); (iv) bounded-deletion upper and lower bounds in terms of the hollow star number, with near-tight bounds for halfspaces (Theorems 5.4, 6.3, 6.4); and (v) a distributional lower bound for halfspaces under i.i.d. sampling (Theorem 6.7). The paper also connects version-space compression to mergeable compression and to ticketed unlearning, and includes reductions from realizability testing to ERM unlearning in the appendix.

Significance. If the results are fully established, the paper makes a substantial contribution to the theory of machine unlearning: it gives parameter-free combinatorial bounds for a natural primitive (realizability testing), and it provides the first general separation between the central and ticketed memory models in terms of the gap between eluder dimension and star number. The information-theoretic lower-bound recipe is standard and clean, the use of version-space compression is conceptually illuminating, and the bounded-deletion results identify a new parameter (hollow star number) that can be much smaller than VC or Littlestone dimension. The paper is also notable for stating open problems and for being careful to attribute the ticketed model and mergeable classes to Ghazi et al. (2023). However, two proof gaps in the appendix need repair: the version-space compression proof does not currently handle unrealizable datasets, and the distributional lower bound contains an invalid truncation step. These gaps are local and likely repairable, and they do not appear to invalidate the main separation theorem, but they must be fixed before the results can be regarded as proved.

major comments (2)
  1. [Appendix D.4 (Theorem 4.12)] The proof of the version-space compression bound does not handle unrealizable datasets. In the pruning step, the manuscript argues that every surviving point z=(x,y) in S''_final has both S''_final and S''_final \ {(x,y)} ∪ {(x, \bar y)} realizable, and concludes |S''_final| ≤ s(H). This reasoning is only valid when H(S''_final) ≠ ∅. For an unrealizable input S, we have H(S'') = ∅; the pruning process can leave a minimal inconsistent set, for which the correct structural property is that S'' is unrealizable while S'' \ {z} is realizable for every z (a hollow-star set). This case is not covered, even though Definition 4.10 requires Enc/Dec to work on all datasets and Lemma 4.11 explicitly uses the encoding of the fixed unrealizable pair Canonical(∅). The gap is likely repairable by showing that the pruned set has size at most s○(H) ≤ s(H)+1 (Lemma B.3), which would preserve Theorem 4.5 asymptotically, but that argument is not supplied in the manuscript.
  2. [Appendix F.3 (Claim F.5)] The reduction from the fixed-size distribution D_{n0} to the random-size distribution D^1_n contains an invalid truncation step. The proof bounds the contribution of dataset sizes n' < n/2 by ne^{-Ω(n)}, using the assertion that Pr(|D^1| ≤ n') ≤ e^{-Ω(n)} for n' ≤ n/2. But |D^0| is Poisson(n/2), and D^1 is D^0 conditioned on a rectangular high-probability event, so Pr(|D^1| ≤ n/2) is bounded away from 0 (approximately 1/2), not exponentially small. Consequently, the displayed inequality 'Σ_{n'=1}^n ... ≤ Σ_{n'=n/2}^n ... + ne^{-Ω(n)}' does not follow, and the claimed identification of some n0 ∈ [n/2,n] with E[|aux(D^0)| | |D^0|=n0] ≤ f(n0,k) is not established. This affects the proof of Theorem 6.7; it is independent of the main central/ticketed separation and appears repairable by retaining the constant-fraction contribution of small n' or by shifting the interval to [cn,n] for a constant c < 1/2.
minor comments (6)
  1. [Section 3.2 / Appendix C.2] The proof of Theorem 3.5 reuses ε both for the privacy parameter and for the parameter β controlling the Littlestone dimension and the query size; in the theorem statement the parameter is β, so the occurrences of 1/ε and m^ε/ε in the proof should be 1/β and m^β/β to avoid confusion.
  2. [Theorem 6.3 / Corollary 6.4] The statements refer to a domain of size 'd+(n k)' without defining n in that expression; the intended size appears to be d + (d choose k), since the dataset family in the proof is indexed by subsets of ([d] choose k) and the final dataset size is at most d + (d choose k).
  3. [Appendix D.4] There are two typos in the proof of Theorem 4.12: 'we don't (x_{i+1}, y_{i+1}) to S′' should read 'we don't add (x_{i+1}, y_{i+1}) to S′', and 'H(S′_{i_j−1})⊆H(S′_{i_j−1})' appears to have a duplicated symbol.
  4. [Appendix F.3] In the proof of Claim F.6, the sentence 'where the last implication uses Claim F.5 which lower bounds H(Z_L)' should refer to Claim F.7, which is the claim that proves the lower bound on H(Z_L).
  5. [Appendix B (Lemma B.3)] In the proof of Lemma B.3, the reference to 'S_n is realizable' should be to the last element S_l of the hollow-star set; the proof otherwise uses the notation S_i for i ∈ [l].
  6. [Table 1] The table entry 'Open Problem 1' under the central bounded star-number/eluder-dimension column is ambiguous; since the text's Open Problem 1 asks whether a central-memory scheme with poly(e(H), log|X|, log n) exists, the table should state this explicitly rather than just naming the open problem.

Circularity Check

0 steps flagged · score 0.0 of 10

No significant circularity: the lower bound is an explicit information-theoretic reduction and the upper bound uses an external, reproduced compression theorem.

full rationale

The derivation chain is not circular. Theorem 4.3 is a parameter-free information-theoretic lower bound: the proof constructs datasets indexed by a uniform secret and shows that any LU scheme's auxiliary memory must carry mutual information about each secret bit via unlearning queries built from an eluder sequence; the bound follows from the chain rule and does not assume the conclusion. The ticketed upper bound (Theorem 4.5) is assembled from Lemma 4.8, which rests on Theorem 4.12 (star number implies O(s(H) log|Z|)-bit version-space compression) and on Lemmas 4.11 and 4.13 (version-space compression and mergeable compression are equivalent). Theorem 4.12 is an external result of Hanneke and Yang (2015) and is also proved in Appendix D.4; the proof is independent of the unlearning claims of this paper, so importing it is legitimate evidence, not a self-referential loop. The equivalence lemmas are constructive under the stated finite-domain assumption and are verified directly from the definitions. The bounded-deletions result (Theorem 5.4) is a combinatorial counting argument over k-critical sets using the definition of hollow star number; it does not rename the theorem's output as an input. The only citation overlap with the present authors is Ghazi et al. (2023) for the ticketed-model definition and for the proof template of Theorem 4.7, but that proof is reproduced in Appendix D.6, so the citation is not load-bearing. I separately note a non-circular correctness concern: the 'for completeness' proof of Theorem 4.12 in Appendix D.4 does not explicitly handle unrealizable datasets, since its pruning argument derives |S''_final| <= s(H) from a star-set property that assumes H(S''_final) is nonempty; for unrealizable S the correct bound would go through the hollow star number (Lemma B.3). This is an omitted case in a proof, not an equivalence between inputs and outputs, and it does not change the circularity verdict. Overall, no step of the derivation reduces, by construction or self-citation, to its own target.

Assumptions & free parameters 0 free parameters · 5 assumptions · 0 invented entities

The paper's results are conditional on standard learning-theoretic definitions and a finite domain assumption. No free parameters are fit to data. The main external dependencies are: (i) the finite-domain assumption stated in Section 2; (ii) known relations among combinatorial dimensions, in particular s(H) ≤ e(H); (iii) the version-space compression theorem for star number; (iv) standard information-theoretic facts. No new entities such as particles or forces are posited; the hollow star number and k-critical sets are combinatorial definitions drawn from or extending prior work, not ungrounded postulates.

assumptions (5)
  • domain assumption The domain X is finite (stated in Section 2).
    All encodings and bounds use log|Z|; the Canonical function in Lemma 4.11 requires a finite lexicographic order. For infinite domains such as halfspaces, the authors discretize to a finite grid.
  • domain assumption For any class H, s(H) ≤ e(H) (Lemma B.2).
    This inequality is essential for the claimed separation between central lower bound Ω(e) and ticketed upper bound O(s). It is cited from Li et al. (2022) and Hanneke (2024).
  • domain assumption Any class with star number s has a version-space compression of O(s log|Z|) bits (Theorem 4.12).
    The TiLU upper bound (Theorem 4.5) is built on this compression via Lemma 4.11 and Theorem 4.7. The paper includes a proof in Appendix D.4 but the result is from Hanneke and Yang (2015).
  • standard math Standard information-theoretic identities (chain rule, data processing inequality, entropy bounds).
    Used in the lower-bound proofs (Theorems 3.3, 3.5, 4.3, 6.3) to convert unlearning outputs into mutual information about the dataset.
  • domain assumption The (ε,δ)-learning-unlearning model (Definitions 2.3 and 2.4) as the formalization of unlearning.
    All results are with respect to this model introduced by Ghazi et al. (2023); different formalizations (e.g., only functional correctness) could have different memory complexity.

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Pith. "Pith review of The Space Complexity of Learning-Unlearning Algorithms." pith.science (2026). https://pith.science/paper/3Z7WOPWW

@misc{pith2026250613048,
  author       = {Pith},
  title        = {Pith review of: The Space Complexity of Learning-Unlearning Algorithms},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/3Z7WOPWW}},
  note         = {Machine review of arXiv:2506.13048}
}
abstract

We study the memory complexity of machine unlearning algorithms that provide strong data deletion guarantees to the users. Formally, consider an algorithm for a particular learning task that initially receives a training dataset. Then, after learning, it receives data deletion requests from a subset of users (of arbitrary size), and the goal of unlearning is to perform the task as if the learner never received the data of deleted users. In this paper, we ask how many bits of storage are needed to be able to delete certain training samples at a later time. We focus on the task of realizability testing, where the goal is to check whether the remaining training samples are realizable within a given hypothesis class \(\mathcal{H}\). Toward that end, we first provide a negative result showing that the VC dimension is not a characterization of the space complexity of unlearning. In particular, we provide a hypothesis class with constant VC dimension (and Littlestone dimension), but for which any unlearning algorithm for realizability testing needs to store \(\Omega(n)\)-bits, where \(n\) denotes the size of the initial training dataset. In fact, we provide a stronger separation by showing that for any hypothesis class \(\mathcal{H}\), the amount of information that the learner needs to store, so as to perform unlearning later, is lower bounded by the \textit{eluder dimension} of \(\mathcal{H}\), a combinatorial notion always larger than the VC dimension. We complement the lower bound with an upper bound in terms of the star number of the underlying hypothesis class, albeit in a stronger ticketed-memory model proposed by Ghazi et al. (2023). Since the star number for a hypothesis class is never larger than its Eluder dimension, our work highlights a fundamental separation between central and ticketed memory models for machine unlearning.

Figures

Figures reproduced from arXiv: 2506.13048 by the authors.

Figure 1
Figure 1. Lower bound for VC classes = d ∑ i=1 I(Zi ; aux ∣ Z<i) (Chain rule) ≥ d ∑ i=1 I(Zi ; aux) (as I(Zi ; Z<i) = 0) = d ∑ i=1 (I(Zi ; aux, Unlearn(Ui , aux)) − I(Zi ; Unlearn(Ui , aux) ∣ aux)) ≥ d ∑ i=1 (I(Zi ; Unlearn(Ui , aux)) − I(Zi ; Unlearn(Ui , aux) ∣ aux)) ≥ d ∑ i=1 (1 − H(1 − δ)) (Explained below) = d ⋅ (1 − H(δ)) The second last inequality follows from Equation (4) and the fact that I(Zi ; Unlearn(Ui , aux) ∣ a… view at source ↗
Figure 2
Figure 2. Picture taken from Ghazi et al. (2023). Illustration of TiLU scheme underlying the proof of Theorem 4.7. The ticket t5 for the example (x5, y5) are the index i and the outputs of Encode applied on the subsets S{1,2,3,4} , S{7,8} , and S{6} . It is immediate to see that the number of bits in txi is d + C ⋅ (d − 1), where d = log(n). Define Learn(S) to return aux = Decode(Encode(S)) and tickets txi as specified above.… view at source ↗

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Pith tools

Reviewed August 7, 2026 · model on record in the stance chip above.