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REVIEW 4 major objections 6 minor 26 references

Pathways to proton's stability via naturally small neutrino masses

T0 review · 4 major / 6 minor · reviewed 2026-08-10 · deepseek-v4-flash

Pith's one-line read This paper proposes that the tiny size of neutrino masses and the great stability of the proton are two faces of one mechanism, and it builds three explicit particle models in which each effect implies the other.

desk verdict A useful taxonomy and one plausible model, with the central new claim in Model 2 still unverified. read the letter →

arxiv 2412.20723 v1 pith:RAL5GIAC submitted 2024-12-30 hep-ph hep-exhep-lat

classification hep-phhep-exhep-lat PACS 12.60.-i14.60.Pq13.30.-a
keywords neutrinomassprotondecayleptoquarksscotogenicmodelradiativegenerationbaryonnumberviolationseesawmechanismbeyondStandard
topics Dark Matter
open problems Dark Matter
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper asks whether the two smallest numbers in particle physics—the tiny neutrino masses and the very long proton lifetime—could be explained by the same new physics. It argues that they can: the same virtual particles running in loops can generate both effects, so that each quantity is small because the other is small. Three causal directions are realized in explicit models: a common origin, proton decay as the source of neutrino mass, and neutrino mass as the source of proton decay. If this is right, the search for proton decay and the search for neutrino mass become one search, and the absence of one effect would automatically explain the absence of the other.

What carries the argument

The working parts are scalar leptoquarks—particles that couple quarks to leptons—and the loop-level effective operators they generate. The central identity is the dimension-five Weinberg operator for Majorana neutrino mass, produced radiatively in each model. In the common-origin model, a $Z_2$-odd dark fermion $N$ and the leptoquark $\tilde R_{2D}$ sit in both the one-loop neutrino-mass diagram and the one-loop proton-decay box, making one source responsible for both. In the proton-decay-as-source model, two $S_3$ leptoquarks with different charges under a softly broken global $U(1)_F$ ($F=3B-L$) close a three-loop Weinberg diagram, so the neutrino mass operator exists only because the proton-decay operator exists. In the neutrino-mass-as-source model, the leptoquark $\bar S_1$ couples only to neutrino singlets and the leptoquark $R_2$ has only leptoquark couplings, which together force all leading proton-decay channels to be proportional to a Dirac neutrino mass; a seesaw-scale sterile neutrino makes the otherwise dangerous $\bar S_1$-mediated channel kinematically forbidden.

What would settle it

Compute the three-loop diagram of Fig. 2b in the second model and check convergence and numerical size; if it diverges or is subdominant, the claimed link between proton decay and neutrino mass fails. For the third model, search for a proton decay channel whose amplitude does not vanish as the light neutrino masses go to zero—for instance a $\bar S_1$-mediated channel with a light neutrino or an $R_2$-mediated dimension-nine operator—since finding such a channel at observable rate would falsify the correlation.

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Extended reading notes

Core claim

On its own terms, the paper's discovery is a family of correlations rather than a single model: both the suppression of proton decay rates and the smallness of neutrino masses originate from the same mediators circulating inside loops. In the first model, an extended scotogenic sector with a dark fermion $N$, a heavy quark $D$, and a leptoquark $\tilde R_{2D}$ generates the neutrino mass and the $p\to e^+\pi^0$, $p\to \nu_\alpha\pi^+$ operators at one loop, correlating dark-matter mass, neutrino mass, and proton lifetime. In the second model, two copies of the $S_3$ leptoquark with a softly broken global $U(1)_F$ symmetry convert proton decay into a three-loop Weinberg operator for neutrino mass, so switching off proton decay makes neutrinos massless. In the third model, the leptoquarks $\bar S_1$ and $R_2$ together with seesaw-scale sterile neutrinos make every leading proton decay amplitude proportional to a light neutrino mass, so massless neutrinos imply a stable proton. The paper gives the decay widths for these channels using lattice matrix elements and discusses constraints from lepton flavor violation, leptoquark searches, and dark matter.

Load-bearing premise

The argument rests on the displayed loop diagrams being the complete dominant contributions: no uncalculated operator may generate neutrino mass or proton decay independently, the three-loop integral in the second model must converge and dominate, and no other baryon-number-violating operator in the third model can be lower-order than the neutrino-mass-proportional ones.

Editorial extensions

If this is right

  • In the common-origin model, the dark matter mass, the neutrino masses, and the proton decay width are set by the same couplings, so measuring any two of these observables determines the third.
  • In the second model, a stable proton implies exactly massless neutrinos, so the observed nonzero neutrino mass would force proton decay to occur at some level.
  • In the third model, proton decay into neutrino final states must carry missing energy, while charged-antilepton channels are loop-suppressed; this gives a signature that upcoming proton decay searches can look for.
  • In all three models the new particles are leptoquarks and new fermions, so collider searches for leptoquarks and lepton-flavor-violating processes provide indirect tests of the correlation.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The paper leaves the three-loop integral of the second model unevaluated; computing it and checking convergence and magnitude would settle whether the neutrino mass is truly dominated by the proton-decay operator.
  • A natural extension is a global fit that scans each model's parameter space against proton-lifetime bounds, neutrino oscillation data, and lepton-flavor-violation limits at once; the paper gives analytic widths but no such scan.
  • If the logic is embedded in a grand unified theory (GUT), proton decay and neutrino mass would inherit one common origin from unification, giving a new class of GUT models distinct from the usual $SU(5)$, $SO(10)$, or $E_6$ frameworks.
  • The three models have distinguishable phenomenology: common-origin ties dark matter to decay, decay-as-source predicts neutrinos only via baryon number violation, and mass-as-source predicts missing-energy channels; a signature-level comparison could tell them apart.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

4 major / 6 minor

Summary. This paper proposes that the smallness of neutrino masses and the longevity of the proton can share a common dynamical origin, and it presents three UV-complete models corresponding to three causal directions: (i) a common origin through an extended scotogenic dark sector; (ii) neutrino mass generated from a proton-decay operator through a three-loop Weinberg operator in a model with two S3 leptoquarks and a global U(1)_F symmetry; and (iii) proton decay suppressed by the small neutrino mass through S1bar and R2 leptoquarks together with a seesaw sterile neutrino. For each model the authors give Lagrangians, field content, and expressions for proton decay widths, and they discuss constraints from charged-lepton flavor violation, leptoquark searches, and dark matter. The advertised link is that when the relevant source coupling or mass vanishes, both the neutrino mass and the proton decay width vanish.

Significance. If all three constructions work, the paper would provide an attractive conceptual bridge between neutrino mass generation and proton stability, with model 1 additionally connecting to dark matter and model 3 offering a relatively compact realization. The paper is not circular: no parameters are fitted to observables, and the Lagrangians and width formulas in Eqs. (1), (5), (7), (2), (6), and (8) are explicit enough to be checked. However, the evidence is uneven. Model 2, which is the only realization of the 'neutrino mass from proton stability' direction, lacks the key three-loop computation; no numerical parameter point is checked against proton lifetime or neutrino-mass bounds for any model; and the suppression of R2 contributions in model 3 rests on an unlisted operator. The conceptual idea is valuable, but the manuscript as it stands demonstrates a proof of concept rather than a complete verification of the central claims.

major comments (4)
  1. [Sec. 3.2, Fig. 2b] The model-2 realization of the second causal direction depends entirely on the claim that Fig. 2b generates a three-loop Weinberg operator, but no three-loop integral, loop function, or magnitude estimate is given anywhere in the paper. Section 3.2 instead states that the correlation between neutrino mass and proton decay, including the relative contribution of the two decay channels, 'will be studied elsewhere.' Consequently the central statement that in the limit m3 -> 0 and lambda_HSS -> 0 the neutrino mass vanishes is not demonstrated: finiteness, convergence, dominance over other topologies, and consistency with m_nu ~ 0.05 eV are all open.
  2. [Sec. 3.2, Eq. (5)] No operator-counting argument rules out lower-loop neutrino mass contributions from the same field content. With the Yukawa terms Y'_1 Q L S3 and Y'_2 Q Q S'^dagger_3 and the soft mixing m3^2 S3^dagger S'_3, the paper does not show that the lowest-order LLHH operator is necessarily three-loop, nor does it discuss whether subdivergences of Fig. 2b require a neutrino-mass counterterm that would spoil the advertised proportionality to m3 and lambda_HSS. This is load-bearing because model 2 is the only model for the 'neutrino mass from proton stability' direction.
  3. [Sec. 3.2, Eq. (6a); Sec. 4] Even the model-2 proton width is not numerically usable: the matrix element W_0(p -> e+ nu nu) is explicitly stated to be 'to be computed on the lattice,' no value is provided, and no parameter point is checked against the proton lifetime bound or against neutrino-mass observables. Section 4 lists leptoquark mass bounds and CLFV constraints qualitatively but does not apply them to any benchmark point, so the paper does not establish that a viable parameter region exists for any of the three models.
  4. [Sec. 3.3, footnote [11]] The model-3 claim that R2 does not contribute to proton decay at leading order rests on an unlisted dimension-10 operator lambda M^{-6} R2 R2 R2 (H^dagger)^7. This operator is not present in Eq. (7b), and no derivation is given for why it is the leading R2 contribution or why its combination with the S1bar couplings cannot generate a competing neutrino-mass-independent proton decay amplitude. Because the dominance of the neutrino-mass-proportional channels is the central assertion of this model, this step needs to be either derived explicitly or replaced by a systematic operator analysis.
minor comments (6)
  1. [Eqs. (5b), (6a)] The mass scale M in the dimension-five term (lambda_HSS/M) H^dagger H^dagger S3 S3 S3 is never defined, and the mass dimension of lambda_HSS is therefore ambiguous; please define M and use it consistently in the width formula.
  2. [Eq. (8b)] Please clarify whether the factor involving m_nu and M_N is sqrt(m_nu/M_N) or m_nu/M_N; the text says the decay amplitude is proportional to m_nu, in which case the width should scale as m_nu^2, not as m_nu.
  3. [Appendix D] The DiLog and PolyLog approximations are quoted without derivation or a statement of the ranges of x_d, x_nu, x_S, and y in which they are used; please add a validation or cite the relevant formulas for the kinematic region relevant to proton decay.
  4. [Sec. 3.1] Since the detailed study of the extended scotogenic model is already given in Ref. [9], please state explicitly what is new in this section relative to that paper.
  5. [Throughout] The manuscript repeatedly refers to tables and figures in the supplementary materials without including them in the main text; please ensure that the main text is self-contained for the key definitions, or clearly mark the supplementary material as appendices.
  6. [Eq. (2)] Equation (2) is very difficult to read because of the notation for flavor indices and mass insertions (Y1a, Y^ab_N, Y^b1, etc.); please rewrite with explicit contractions or add a short explanatory sentence.

Circularity Check

0 steps flagged · score 0.0 of 10

No circularity found: the three links are explicit model constructions, not fits; the only overlapping-author citation is not load-bearing.

full rationale

This paper does not fit any parameter to data and then present that fit as a prediction. Each section is an explicit UV model construction: a Lagrangian is written, and the decay widths and neutrino-mass formulas are read off the stated Feynman diagrams. In Model 3 (Sec. 3.3), the statement that the proton decay amplitude is proportional to m_nu is the matrix element of a graph containing a neutrino mass insertion; the proportionality is a computed property of the chosen Lagrangian, not an input that was used to fix the model. In Model 2 (Sec. 3.2), the claim that neutrino masses vanish when m3 and lambda_HSS go to zero is asserted from the topology of the three-loop Weinberg operator in Fig. 2b, but the three-loop integral is never evaluated and the paper explicitly defers the quantitative correlation ("will be studied elsewhere"). That is an omitted proof, not a circular reduction: the neutrino mass is neither defined to equal the proton decay width nor fitted from it. The only overlapping-author citation is [9] (Nomura and Popov), used in Sec. 3.1 for the "Detailed study of this construction and its consequences"; the present paper itself contains the Lagrangian, the one-loop neutrino mass formula, the proton decay width formula, and the loop functions, so the argument does not reduce to that self-citation. The uniqueness assertion for the S1bar leptoquark in Sec. 3.3 is an unsupported claim but no uniqueness theorem from prior work is imported. No experimental number is predicted from a fitted parameter, so the fitted-input-called-prediction and self-definitional patterns are absent. The paper's real weakness is incompleteness of the Model 2 loop calculation, which is a correctness risk rather than a circularity.

Assumptions & free parameters 6 free parameters · 7 assumptions · 5 invented entities

The paper introduces no fitted constants, but every model depends on unspecified Yukawa couplings, scalar couplings, and mass scales. The central correlations are guaranteed by construction, and the models rely on several unproved dominance and finiteness assumptions, especially the uncomputed three-loop diagram in model 2.

free parameters (6)
  • Yukawa couplings Y1...Y5 (model 1) = not numerically fitted
    Strength of dark matter and leptoquark interactions that set both neutrino mass and proton decay width; only rough CLFV bounds are quoted in Sec. 4.1.
  • Yukawa couplings Y'1, Y'2 (model 2) = not numerically fitted
    Leptoquark couplings entering the three-body proton decay width in Eq. (6) and the three-loop neutrino mass.
  • Yukawa couplings Y''1...Y''5 (model 3) = not numerically fitted
    Couplings in Eq. (7) that make proton decay amplitude proportional to light neutrino mass.
  • Leptoquark and dark-sector masses m_R, m_S, m_S3, m_S'3, M_N, M_D = not fixed; TeV-scale assumed
    Mass scales enter loop functions and decay widths; no benchmark point is chosen.
  • Soft U(1)_F breaking parameter m3 = not fixed
    Controls the two-body proton decay channel in model 2 and is claimed to suppress neutrino mass when small.
  • Scalar couplings lambda_HSS, lambda_3R, mu_HRS = not fixed
    Couplings required for scalar potential operators connecting proton decay and neutrino mass; magnitudes are never set.
assumptions (7)
  • standard math SM gauge structure and particle content are valid up to the new physics scale
    All models are built on SM gauge symmetries; no gauge extension is introduced except global U(1)_F in model 2.
  • domain assumption The scalar leptoquark extensions with the listed quantum numbers are consistent and renormalizable
    The paper asserts UV completeness but does not demonstrate anomaly cancellation or all consistency conditions.
  • domain assumption Lattice proton decay matrix elements from Aoki et al. [8] and the parity relations are correct
    Eqs. (3a)-(3c) and the matrix elements used in Eqs. (2), (6), and (8) are taken from lattice QCD.
  • domain assumption Seesaw-I with M_N around 10^12 GeV gives the tiny neutrino masses in model 3
    Eq. (7a) includes the heavy Majorana mass term; the paper relies on the standard seesaw relation m_nu approximately -(Y''5 v)^2/M_N.
  • ad hoc to paper The shown loop diagrams dominate over all other proton decay and neutrino mass operators
    The paper asserts dominance by symmetries and kinematics, for example in footnote [11] and Fig. 4, but does not prove or numerically check it.
  • ad hoc to paper The three-loop Weinberg diagram of model 2 is finite and calculable as drawn
    No three-loop integral, renormalization, or convergence check is provided; this is the core unverified step.
  • ad hoc to paper The DiLog and PolyLog approximations in Appendix D are valid in the relevant kinematic ranges
    Piecewise approximations are given without specifying their domain of validity inside the proton decay integrals.
invented entities (5)
  • Fermionic dark matter N (Z2-odd) independent evidence
    purpose: Common origin of radiative neutrino mass and radiative proton decay in model 1
    The paper discusses its relic density and CLFV couplings in Sec. 4.3, which provide external handles, though no quantitative direct detection prediction is made.
  • EW-singlet D quark and scalar leptoquark R2D (model 1) independent evidence
    purpose: Mediate the proton decay loop and connect quark and lepton sectors
    LHC leptoquark mass bounds from reference [19] constrain it, but no existence evidence exists.
  • Two scalar leptoquarks S3 and S'3 with global U(1)_F charges (model 2) independent evidence
    purpose: Generate the proton decay operator and the three-loop neutrino mass through soft U(1)_F breaking
    TeV-scale scalar leptoquarks are constrained by collider searches, so the model has a falsifiable handle.
  • Global U(1)_F symmetry with F = 3B - L (model 2)
    purpose: Forbid unwanted proton decay operators while allowing only soft breaking by a dimension-2 term
    Global symmetries have no independent observational handle and are generally expected to be violated by quantum gravity.
  • S1bar and R2 leptoquarks plus heavy sterile neutrino N (model 3) independent evidence
    purpose: Make proton decay amplitude proportional to light neutrino mass
    LHC leptoquark searches and proton decay missing-energy searches provide falsifiable channels, though no quantitative prediction is given.

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Cite this review

Pith. "Pith review of Pathways to proton's stability via naturally small neutrino masses." pith.science (2026). https://pith.science/paper/RAL5GIAC

@misc{pith2026241220723,
  author       = {Pith},
  title        = {Pith review of: Pathways to proton's stability via naturally small neutrino masses},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/RAL5GIAC}},
  note         = {Machine review of arXiv:2412.20723}
}
read the original abstract

In the present work, the connection between the smallness of the neutrino masses and the stability of the proton is studied. We analyze this connection from different perspectives: the smallness of neutrino mass and the proton stability originate from the same source, small neutrino masses lead to a long lived proton, and the smallness of the proton decay width as a cause of the naturally small neutrino masses. All the schemes are studied in detail and UV realizations are given. We discuss advantages of each scheme and outline further investigation directions.

Figures

Figures reproduced from arXiv: 2412.20723 by the authors.

Figure 1
Figure 1. FIG. 1: Proton decay Feynman diagram of the extended [PITH_FULL_IMAGE:figures/full_fig_p002_1.png] view at source ↗
Figure 2
Figure 2. FIG. 2: Framework and Feynman diagrams of 3-body proton decay and its induced radiative neutrino masses. [PITH_FULL_IMAGE:figures/full_fig_p004_2.png] view at source ↗
Figure 3
Figure 3. FIG. 3: Feynman diagram contributing to proton decay [PITH_FULL_IMAGE:figures/full_fig_p005_3.png] view at source ↗
Figures from the paper (6 more)
Figure 4
Figure 4. Figure 4: FIG. 4 [PITH_FULL_IMAGE:figures/full_fig_p006_4.png]
Figure 1
Figure 1. Figure 1: FIG. 1: Schematic representations of the concept of connection between neutrino mass and proton decay. [PITH_FULL_IMAGE:figures/full_fig_p008_1.png]
Figure 2
Figure 2. Figure 2: FIG. 2: Scotogenic neutrino mass [PITH_FULL_IMAGE:figures/full_fig_p009_2.png]
Figure 3
Figure 3. Figure 3: FIG. 3: Feynman diagrams that contribute to proton decay induced neutrino mass origin framework. [PITH_FULL_IMAGE:figures/full_fig_p010_3.png]
Figure 4
Figure 4. Figure 4: FIG. 4 [PITH_FULL_IMAGE:figures/full_fig_p011_4.png]
Figure 5
Figure 5. Figure 5: FIG. 5: Seesaw-I mechanism for the neutrino mass mediated proton decay. [PITH_FULL_IMAGE:figures/full_fig_p011_5.png]

Discussion (0). Continue with ORCID to comment.

Reference graph

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    INTRODUCTION S tandard model (SM) has been established by numerous experimental tests, yet evidences on neutrino mass via neutrino oscillation, the mystery of dark matter, and baryon asymme- try of the universe call for beyond standard model (BSM) physics. While the proton is considered a stable particle in the renormalizable SM due to the conservation of...

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    REALIZA TIONS OF CONNECTION BETWEEN NEUTRINO MASS AND PROTON DECA Y Outlined below are the three UV complete models that connection neutrino mass and proton decay origins ac- cording to the casualty directions depicted in Fig. 1 of the supplementary materials. 3.1. Common origin to smallness of neutrino mass and proton stability In this, extended scotogen...

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    Lepton Flavor Violation For the extended scotogenic model (first connection), the Yukawa interactionY4LN η† generates charged lepton flavor violating (CLFV) processes,li → ljγ

    PHENOMENOLOGICAL AND COSMOLOGICAL CONSTRAINTS 4.1. Lepton Flavor Violation For the extended scotogenic model (first connection), the Yukawa interactionY4LN η† generates charged lepton flavor violating (CLFV) processes,li → ljγ. As studied in [13, 14], the li → ljγ process currently places the most stringent constraints on the parameters of the scotogenic ...

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