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REVIEW 3 major objections 5 minor 1 cited by

The Geometry of Harmfulness in LLMs through Subconcept Probing

T0 review · 3 major / 5 minor · reviewed 2026-08-06 · deepseek-v4-flash

Pith's one-line read The paper claims that in Llama-3.1-8B-Instruct, 55 subconcept harm probes span a subspace of effective rank one, and steering along its dominant direction nearly eliminates jailbreak success, with AutoDAN attack success falling from 0.94…

desk verdict New measurements, but the rank-1 'harmfulness subspace' is likely a probe-baseline artifact; worth reviewing with major revisions. read the letter →

arxiv 2507.21141 v1 pith:TAWQTPNY submitted 2025-07-23 cs.AI

classification cs.AI
keywords harmfulnesssubspacelinearprobingactivationsteeringlow-rankstructurejailbreakdefenserepresentationablationLLMinterpretabilitysubconcept
verification ladder T0 review T1 audit T2 compute T3 formal

The pith

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The reading

The paper sets out to show that harmfulness in a language model is not a scattered collection of 55 independent behaviors but a single, almost one-dimensional geometric structure. By training a linear probe for each of 55 harmfulness subconcepts and stacking the resulting weight vectors, the authors build a harmfulness subspace and show that at 95 percent energy it has effective rank one for nearly every layer of Llama-3.1-8B-Instruct. They then use the subspace's dominant direction, the top singular vector, for inference-time steering, and report near elimination of harmful responses on a jailbreak dataset with minor utility loss, including a drop in AutoDAN attack success rate from 0.94 to 0.5. If correct, a single vector captures much of the model's harmful behavior and one inexpensive intervention can serve as a jailbreak countermeasure. On Qwen-2-7B-Instruct the same procedure reduces but does not eliminate harmfulness, so the strength of the effect is model-dependent.

What carries the argument

The load-bearing object is the harmfulness subspace: the matrix whose columns are the 55 probe weight vectors $w_k$ from the logistic probes $f_k(x) = \sigma(w_k x + b_k)$ trained on attention-output hidden states. Its shape is measured by the effective rank $K$, the minimum number of singular components needed to reach a fraction $\tau$ of total variance, computed by singular value decomposition of $[w_1^T | \dots | w_{55}^T]$. The paper's operational tool is the dominant direction $v$, the leading singular vector, used in two ways: ablation, which subtracts the projection $x - (x^T w_k / w_k^T w_k) w_k$, and norm-preserving steering $x' = |x| (x - \alpha v)/|x - \alpha v|$, where $\alpha$ is the steering strength. The argument runs: if the subspace is one-dimensional, the single direction $v$ is the whole harmfulness story, so the authors steer along it and measure how far the model's generations move across the safety boundary.

What would settle it

Re-train the 55 probes with a diverse safe and neutral instruction set instead of the same ten Alpaca prompts, recompute the effective rank of the stacked weight matrix at $\tau = 0.95$, and compare the top singular vector with the original; if the rank rises well above one, or the dominant direction rotates substantially, the subspace is an artifact of the fixed negative set. A second check is to run dominant-direction steering on JailbreakBench and count whether the 'safe' outputs are refusals rather than substantive safe completions while measuring accuracy on harm-adjacent domains, since a uniform refusal shift would indicate the direction mediates refusal style rather than harmful capability.

Watch

Extended reading notes

Core claim

The central discovery is that the 55 probe directions, one per harmfulness subconcept, are nearly collinear: the matrix they form has effective rank $K = 1$ at $\tau = 0.95$ for all but the second-to-last layer of Llama-3.1-8B-Instruct. The authors interpret this as a low-rank linear harmfulness subspace and extract its dominant direction by singular value decomposition. Steering hidden states in that single direction, with norm-preserving regularization, pushes the model's generations past the Llama-Guard-3-8B harmfulness judge on nearly all of 100 JailbreakBench prompts while MMLU accuracy drops only modestly, and the held-out adaptive attack AutoDAN drops from a 0.94 to a 0.5 success rate. Ablating the dominant direction or the whole subspace yields only minor safety gains, which the paper reads as confirming the direction's centrality. The same experiment on Qwen-2-7B-Instruct shows a weaker effect, and probes retrained on orthogonalized hidden states remain accurate, indicating residual nonlinear structure beyond the single direction.

Load-bearing premise

The load-bearing assumption is that the 55 probes measure harmfulness itself rather than a shared difference between the harm-category prompts and the ten Alpaca prompts used as the safe baseline, and if the probes are really picking up 'these categories versus generic instruction', the one-dimensional subspace and the steering effect would be a topic or style shift instead of the geometry of harmfulness.

Editorial extensions

If this is right

  • A single steering vector can serve as an inference-time jailbreak countermeasure: on Llama-3.1-8B-Instruct, steering at $\alpha = 2$ cuts AutoDAN attack success from 0.94 to 0.5 and raises the safe-response proportion on JailbreakBench toward 1.0.
  • Auditing a model for harmfulness reduces to checking a handful of directions: at $\tau = 0.95$ the effective rank is 1 in every layer except one, so the 55 subconcepts do not need 55 independent explanations.
  • Ablating the subspace or its dominant direction produces only minor safety gains, so removing the representation matters less than shifting along it, which the paper attributes to unablated structure that the orthogonalized probes still detect.
  • The low-rank geometry is not fully universal: on Qwen-2-7B-Instruct the same steering reduces but does not eliminate harmful responses, and AutoDAN success remains 1.0 with steering.
  • Probes trained on activations with the dominant direction removed remain accurate, implying measurable harmfulness information survives in the orthogonal complement of the subspace.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • Because every probe was trained against the same ten Alpaca prompts, the near-collinearity could partly encode a shared 'these 55 categories versus generic instruction' contrast rather than harmfulness per se; re-training with a diverse safe corpus and rechecking the effective rank would separate the two readings.
  • Several selected categories, such as lobbying, tax planning, personal investment advice, and partisan commentary, are not harmful under the Llama-Guard taxonomy the paper itself uses to judge outputs, so the dominant direction may blend policy-defined harm with mere topic registration; counting refusals versus substantive safe completions in steered outputs would test this.
  • If the low-rank geometry is a genuine property of harm representations, different random splits of the 55 categories should yield nearly the same dominant direction, and measuring the cosine similarity of top singular vectors across splits is a cheap, parameter-free check of that prediction.
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Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, and a circularity audit.

Referee Report

3 major / 5 minor

Summary. The paper proposes a multidimensional probing framework for harmfulness in LLMs. For each of 55 harmfulness subconcepts from Categorical Harmful QA, the authors train a linear probe on attention-output hidden states of Llama-3.1-8B-Instruct, using 10 harmful prompts per category against 10 Alpaca safe prompts as the negative class. They compute the SVD of the 55 probe weight vectors per layer, find an effective rank of 1 at energy τ=0.95 for most layers, and interpret this as a low-rank linear harmfulness subspace. They then ablate the entire subspace or steer along its dominant singular direction, evaluating safety on JailbreakBench and AutoDAN with Llama-Guard-3-8B and utility via MMLU. Dominant-direction steering reduces the AutoDAN attack success rate from 0.94 to 0.5 on Llama-3.1-8B-Instruct with modest MMLU decrease, while Qwen replication results are reported in Appendix G.

Significance. If the low-rank geometry is genuine, this is a valuable contribution: it connects subconcept probing to causal intervention and suggests a practical inference-time jailbreak countermeasure. The paper deserves credit for evaluating steering on held-out jailbreak data with an external judge, for replicating the probe experiments on a second model, and for including a candid limitations section. However, the central geometric claim is currently vulnerable to an artifact of the probe construction, and the safety evaluation rests on thin statistical evidence. The significance is therefore conditional on the proposed controls, but the paper addresses a timely and actionable question.

major comments (3)
  1. [§2.2 and §3.2] The effective-rank analysis in Equation (5) applies SVD to 55 probe weight vectors that all share the same negative class: the same 10 Alpaca prompts. Every probe therefore contains a common component that separates Categorical Harmful QA prompt style from Alpaca style, and with only 10 positive examples per probe this common component can dominate the SVD and produce K=1 at τ=0.95 even if there is no low-dimensional harmfulness geometry. The interpretation is further strained because several included categories (Lobbying, Tax planning, Personal investment advice, Partisan commentary) are not unsafe under the Llama-Guard taxonomy reproduced in Appendix H. I ask for a control experiment: train probes on non-harmful positive categories with the same 10 Alpaca negatives, and check whether their weight vectors also form a rank-1 subspace and whether steering along their dominant direction reduces the Llama-Guard-unsafe rate on the same jailbreak sets. If the control reproduces both findings, the headline results reflect a dataset or topic contrast rather than harmfulness geometry.
  2. [§2.2 and Figure 2] Probe training uses 10 harmful and 10 safe prompts per subcategory with an 80/10/10 split, so the held-out test set contains about one positive and one negative prompt per subcategory. The reported mean test accuracy of about 0.90 and the AUC-ROC scores in Appendix B are therefore computed on one or two test examples and come with no error bars. Training for 100 epochs on eight examples also raises overfitting concerns. Please report per-subcategory test sizes, bootstrap or confidence intervals, and results across multiple random seeds. Without this, the probe weight directions, and hence the rank analysis built on them, are not statistically grounded.
  3. [§5.1, Table 4, and Appendix G Table 10] The safety evaluation hinges on a single judge model (Llama-Guard-3-8B) and on aggregate proportions with no confidence intervals. On AutoDAN/AdvBench (N=200), the Llama attack-success-rate drop from 0.94 to 0.5 is a single point estimate, and the Qwen replication in Table 10 shows an attack-success rate of 1.0 both with and without steering. The abstract's claim of 'near elimination of harmfulness' is therefore not robust across models and rests on one judge. Please provide per-prompt agreement with a second judge or human evaluation, confidence intervals for attack-success rates and safe-response proportions, and a clear account of how the steering strengths (α=2.0 for Llama and α=4.5 for Qwen) were selected without peeking at the test sets.
minor comments (5)
  1. [§2.2] The sentence 'during processing of all tokens on the 55 harmfulness subcategories' is grammatically unclear; it should be 'over all tokens from prompts in the 55 harmfulness subcategories.'
  2. [§5.4 and Appendix G] The model name is inconsistent: 'QWEN -2.7-7B-I NSTRUCT' appears in §5.4 and Appendix G, while 'QWEN -2-7B-I NSTRUCT' appears in Section 2. The correct name is Qwen2-7B-Instruct.
  3. [Table 2 and §4.2] The top-trigger tokens include 'Talal', 'Halifax', 'Fairfield', 'the', and 'beyond' across unrelated categories. This is exactly the kind of evidence that would support the shared-negative-class artifact hypothesis, and the paper should discuss it explicitly in §4.2 rather than only as an interpretability caveat.
  4. [Figure 7] The x-axis label reads 'Steering strength ( )' with a blank; it should specify the variable α from Equation (6).
  5. [§6.1] The limitations section acknowledges model generalizability, dataset coverage, and judge dependence, but it does not mention the shared negative class or the possibility that probes capture topic or dataset contrast rather than harmfulness. Adding this limitation would make the boundary of the claims clearer.

Circularity Check

1 steps flagged · score 5.0 of 10

Rank-1 harmfulness geometry reduces, by definition, to the SVD of the paper's own fitted probe matrix; the steering claim itself is genuinely tested on held-out jailbreak and AutoDAN data.

  1. self definitional [Abstract; Sections 3.1-3.2 (Eqs. 4-5)]
    "Collectively, these directions span a harmfulness subspace that we show is strikingly low-rank. ... With τ = 0.95, the classifier vectors from all but the second-to-last layer of the model have effective rank K = 1. This indicates that the harmfulness subspace is low-rank linear."

    The 'harmfulness subspace' is defined (Abstract) as the span of the 55 probe weight vectors fitted in Section 2.2, and its effective rank is computed by SVD of exactly that fitted matrix (Eqs. 4-5). So the claim 'the harmfulness subspace is low-rank linear' reduces by definition to the statement that the fitted weight matrix has effective rank 1: a summary of the fit, not an independent measurement of model geometry. The design compounds this: every probe separates its 10 Categorical-Harmful-QA prompts from the same 10 Alpaca prompts, so a common 'harmful-corpus vs Alpaca' component enters every w_k and can dominate the SVD, yielding K=1 even without genuine low-dimensional harmfulness structure.

full rationale

The paper's intervention chain is largely self-contained: probes are fitted in Section 2.2, validated out-of-distribution on HarmBench/GSM8K in Section 2.4, and the dominant-direction steering is evaluated on held-out JailbreakBench (N=100) and AutoDAN/AdvBench (N=200) with the external Llama-Guard-3-8B judge and MMLU utility measurement (Sections 5.3-5.4). The AutoDAN ASR reduction (0.94 to 0.5 on Llama-3.1-8B-Instruct) is a genuine out-of-sample result, so the headline steering claim is not circular. The circularity burden falls on the geometry claim in Section 3: the 'harmfulness subspace' is defined as the span of the fitted probe weights, and the effective rank is computed from the very same fitted matrix, so the low-rank discovery is a property of the paper's own fit rather than an independent measurement; the shared 10-prompt Alpaca negative class and the inclusion of non-harmful categories (Lobbying, Tax planning, Personal investment advice, Partisan commentary) make a topic- or style-contrast artifact plausible. The paper's own Section 4.2 and Section 6.1 acknowledge these interpretability limits. There is no load-bearing self-citation: the cited related work (Elhage et al., Arditi et al., etc.) is external. Score 5 reflects one partially circular step (rank-1 geometry) while the central intervention result retains independent content.

Assumptions & free parameters 4 free parameters · 6 assumptions · 0 invented entities

The central claims rest on fitted probe weights trained on an extremely small shared-baseline dataset (10 plus 10 prompts per probe), on the assumption that these weights faithfully mirror model-internal concept geometry, and on a single-judge small-sample evaluation of the intervention. No code or data is shipped, so the fitted quantities cannot be independently checked. No new theoretical entities are posited: the 'harmfulness subspace' and 'dominant direction' are constructions from the fitted weights, not postulated objects with independent falsifiable handles.

free parameters (4)
  • Steering strength alpha = alpha = 2.0 (Llama-3.1-8B-Instruct), alpha = 4.5 (Qwen2-7B-Instruct)
    Selected as the best-performing level on JailbreakBench (Section 5.4: 'We use the steering level with the best performance in the previous section') and then reused for the AutoDAN evaluation. The near-elimination headline corresponds to specific points on the tradeoff curve in Figure 7a.
  • Energy threshold tau for effective rank = tau = 0.95 for base probes, tau = 0.84 for orthogonalized probes
    The central 'effective rank K = 1' statement is defined by this threshold in Equation 4 and Section 3.2. Lower tau makes the subspace trivially rank-1; the chosen thresholds determine the headline rank claim.
  • Intervention layers (top 5 per model) = Llama: layers 11, 12, 16, 19, 24; Qwen: layers 2, 14, 15, 18, 19
    Selected by ranking out-of-distribution HarmBench probe accuracy (Sections 4.1 and 5). This is a selection on evaluation data and affects the steering and ablation results, with no results reported for other layer sets.
  • Probe training set size = 10 prompts per subcategory, 10 Alpaca prompts, 80/10/10 split
    A hand-chosen data configuration that leaves roughly one or two test examples per probe. Probe quality and the resulting subspace geometry are sensitive to this choice.
assumptions (6)
  • domain assumption Linear Representation Hypothesis: concepts are linearly represented in activation space, so a linear probe weight vector is a faithful direction for the concept
    Invoked from Section 1 (cites Elhage et al. 2022; Park et al. 2023) and used throughout: probe weights (Equation 1) are treated as concept directions, and the SVD of these weights is interpreted as the geometry of harmfulness (Section 3).
  • domain assumption Attention-output hidden states at the probed layers are the right substrate for both measuring and intervening on harmfulness
    Section 2.1 asserts without statistical support that attention output is better than the residual stream 'on practically all metrics'; every steering and ablation intervention (Equations 2 and 6) is applied there.
  • domain assumption LLAMA-GUARD-3-8B judgments are a valid measure of response harmfulness
    All safety numbers (Tables 3, 4, 9, and 10) use a single judge model with the prompt in Appendix H. Intervention-induced style changes can shift judge outputs independently of true harmfulness; no judge agreement or human validation is reported.
  • domain assumption The 55 Categorical Harmful QA categories are harmfulness subconcepts
    Adopted in Section 2.2. Several categories (Lobbying, Tax planning, Personal investment advice, Partisan commentary, Election advertising) are not unsafe content under standard safety policies and are absent from the Llama-Guard taxonomy used to measure harmfulness, so the subspace may mix topic and harmfulness signals.
  • ad hoc to paper Ten Alpaca prompts constitute a valid shared safe baseline for training all 55 probes
    Section 2.2: every probe separates its category from the same 10 safe prompts. A shared, tiny negative class is an ad hoc choice that can force classifier directions toward collinearity, which is exactly the low-rank structure reported in Section 3.2.
  • domain assumption Effective rank of probe weight vectors describes model-internal geometry rather than probe-training artifacts
    Section 3 interprets the SVD of the fitted weight matrix as the shape of 'the harmfulness subspace' in the model. Since the weights are fit on a tiny shared-baseline training set, the near-rank-1 result may reflect the training contrast; the paper does not test this with different safe baselines or larger data.

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Pith. "Pith review of The Geometry of Harmfulness in LLMs through Subconcept Probing." pith.science (2026). https://pith.science/paper/TAWQTPNY

@misc{pith2026250721141,
  author       = {Pith},
  title        = {Pith review of: The Geometry of Harmfulness in LLMs through Subconcept Probing},
  year         = {2026},
  howpublished = {\url{https://pith.science/paper/TAWQTPNY}},
  note         = {Machine review of arXiv:2507.21141}
}
read the original abstract

Recent advances in large language models (LLMs) have intensified the need to understand and reliably curb their harmful behaviours. We introduce a multidimensional framework for probing and steering harmful content in model internals. For each of 55 distinct harmfulness subconcepts (e.g., racial hate, employment scams, weapons), we learn a linear probe, yielding 55 interpretable directions in activation space. Collectively, these directions span a harmfulness subspace that we show is strikingly low-rank. We then test ablation of the entire subspace from model internals, as well as steering and ablation in the subspace's dominant direction. We find that dominant direction steering allows for near elimination of harmfulness with a low decrease in utility. Our findings advance the emerging view that concept subspaces provide a scalable lens on LLM behaviour and offer practical tools for the community to audit and harden future generations of language models.

Figures

Figures reproduced from arXiv: 2507.21141 by the authors.

Figure 1
Figure 1. An overview of the paper’s methods. (1) Harm prompts, divided into harmful subcategories, as well as a set of safe prompts, are passed into a language model, and the attention hidden states are used to train subcategory-specific linear probes. (2) Token-level visualizations are performed using these probes. (3) A harmfulness subspace is constructed, and singular value decomposition is performed to compute the effect… view at source ↗
Figure 2
Figure 2. Probe accuracies by layer and harmfulness subcategory, displaying the even layers [PITH_FULL_IMAGE:figures/full_fig_p003_2.png] view at source ↗
Figure 3
Figure 3. Out of Distribution Ensemble HARMBENCH Accuracy and GSM8K accuracy by layer for both the attention output and residual stream probes. state, described in Equation 2. x ′ = x − x Twk wT k wk wk (2) We once again report accuracy on a held-out test set, reported by subcategory and by layer on even layers and 15 randomly sampled subcategories in Figure 2b, with full results in Figure 8a in Appendix A, and AUC-ROC, repor… view at source ↗
Figures from the paper (21 more)
Figure 4
Figure 4. Figure 4: Effective rank versus energy 3 Shape of the harmfulness subspace 3.1 Effective rank We attempt to obtain the linear dimensionality of the harmfulness subspace by computing the effective rank K as in Equation 4. K = minn m : ∑ m k=1 σ 2 k ∑ n k=1 σ 2 k ≥ τ o (4) Such th…
Figure 5
Figure 5. Figure 5: Token-level heatmap for Employment scams at layer 12 on a composite prompt. Colour intensity denotes normalized probe score (white < pink < red). 4.3 Token-level heatmap visualizations To better understand where and how the model detects signals of potential harm, we r…
Figure 6
Figure 6. Figure 6: Input-Response contrast heatmap from REALTOXICITYPROMPTS (Weapon) on layer 10. Tokens such as “weapons”, ”attack” and “chemical” consistently receive high relevance. 0.0 0.5 1.0 1.5 2.0 2.5 3.0 Steering strength ( ) 0.90 0.92 0.94 0.96 0.98 1.00 JailbreakBench Safe Res…
Figure 7
Figure 7. Figure 7: Tradeoff between JAILBREAKBENCH jailbreak safety and utility for different steering levels for both LLAMA-3.1-8B-INSTRUCT and QWEN2-7B-INSTRUCT. the pitfalls of probe-based analysis, such that they can surface hidden semantic patterns while exposing the importance of p…
Figure 8
Figure 8. Figure 8: Probe accuracy by layer and harmfulness subcategory for original classifiers and [PITH_FULL_IMAGE:figures/full_fig_p015_8.png]
Figure 9
Figure 9. Figure 9: Probe AUC-ROC by layer and harmfulness subcategory for original classifiers and [PITH_FULL_IMAGE:figures/full_fig_p016_9.png]
Figure 10
Figure 10. Figure 10: Full accuracy results of the base linear probes trained on the residual stream, [PITH_FULL_IMAGE:figures/full_fig_p018_10.png]
Figure 11
Figure 11. Figure 11: AUC-ROC of the base linear probes for the residual stream probes, with a mean [PITH_FULL_IMAGE:figures/full_fig_p018_11.png]
Figure 12
Figure 12. Figure 12: Dominant direction steering JAILBREAKBENCH safety percentage for residual stream probes versus steering strength. Varies wildly, peaking at about 0.92. Shows no consistent improvement. Ablation JailbreakBench safe responses (%) None 89 Entire subspace 94 Dominant Dire…
Figure 13
Figure 13. Figure 13: Contextual sensitivity visualizations for selected harmful tokens. [PITH_FULL_IMAGE:figures/full_fig_p020_13.png]
Figure 14
Figure 14. Figure 14: Token overlaps across 10 different layers for category ”Weapon”. 1 = Present, 0 = [PITH_FULL_IMAGE:figures/full_fig_p021_14.png]
Figure 15
Figure 15. Figure 15: Cross-layer relevance patterns for five tokens flagged by the [PITH_FULL_IMAGE:figures/full_fig_p022_15.png]
Figure 16
Figure 16. Figure 16: Token-level heatmap for Employment scams at layer 8 on a composite prompt. Colour intensity denotes normalized probe score (white < pink < red). F.3 Prompt-specific input–response contrast To explore context sensitivity, we once again contrast token salience in both t…
Figure 17
Figure 17. Figure 17: Input heatmap from REALTOXICITYPROMPTS on layer 8, 13, 14, 20, 24, and 28 [PITH_FULL_IMAGE:figures/full_fig_p024_17.png]
Figure 18
Figure 18. Figure 18: Response heatmap from REALTOXICITYPROMPTS on layer 8, 13, 14, 20, 24, and 28. 24 [PITH_FULL_IMAGE:figures/full_fig_p024_18.png]
Figure 19
Figure 19. Figure 19: Probe accuracy by layer and harmfulness subcategory for original classifiers and [PITH_FULL_IMAGE:figures/full_fig_p025_19.png]
Figure 20
Figure 20. Figure 20: Probe AUC-ROC by layer and harmfulness subcategory for original classifiers [PITH_FULL_IMAGE:figures/full_fig_p026_20.png]
Figure 21
Figure 21. Figure 21: Out of Distribution Ensemble HARMBENCH Accuracy and GSM8K accuracy by layer for Qwen. GSM8K tends to have high accuracy, while HARMBENCH varies wildly by layer 27 [PITH_FULL_IMAGE:figures/full_fig_p027_21.png]
Figure 22
Figure 22. Figure 22: Effective rank versus energy for Qwen 28 [PITH_FULL_IMAGE:figures/full_fig_p028_22.png]
Figure 23
Figure 23. Figure 23: Prompt used for harmfulness evaluation on [PITH_FULL_IMAGE:figures/full_fig_p029_23.png]
Figure 24
Figure 24. Figure 24: Accuracy of the regularized steer probe. [PITH_FULL_IMAGE:figures/full_fig_p031_24.png]

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Pith tools

Reviewed August 6, 2026 · model on record in the stance chip above.