REVIEW
The dynamical evolution of massive black hole binaries - I. Hardening in a fixed stellar background
Astrophysics · Submitted 17 Jan 1996 · 31 references
Pith's verdict: The standard reference for the hard-binary hardening rate and for a hardness criterion grounded in the measured shape of H1(v); the eccentricity conclusion is the one place the paper outruns its data.
T0 · AI review
Why Pith says this
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Referee report
The paper
The paper claims
Scattering stars off a pair of massive black holes one at a time, Quinlan measures how fast the pair's orbit shrinks, how much stellar mass it throws out, and how its shape changes, and concludes that a black hole binary should not be class
The reading
What carries the argument
The load-bearing object is the dimensionless hardening rate $H_1(v)$, defined so that $d(1/a)/dt = G rho v H_1$, and its two-parameter fit $H_1 = H_0/[1+(v/w)^4]^{1/2}$, where $H_0$ is the flat low-velocity level and $w$ is the velocity at which the binary stops capturing stars. The fit does the work of turning a table of scattering outcomes into a single statement about when a binary is hard, and the same $w$ is found to control the capture cross section and the peak of the ejection-velocity distribution. The mechanism behind the flat plateau is a cancellation: for a fast star, energy gains and energy losses almost exactly cancel, removing four powers of $v$ from the rate, but below $w$ the stars that lose energy are captured and later expelled with a net gain, so the cancellation is broken and the rate stays constant. The paper's second piece of machinery is the pair of dimensionless changes $C$ (energy) and $B$ (angular momentum) used to build both $H_1$ and the eccentricity growth rate $K_1$ from the same scattering runs.
Extended reading notes
Core claim
The paper's central claim is that the hardening rate of a massive black hole binary is flat with respect to the incident stellar velocity $v$ below a threshold $w$, and falls as $1/v^2$ above it, with $w = 0.85 (G m_2/a)^{1/2}$. The flat level is $H_0$ in the range 18 to 23, almost independent of the mass ratio, so all hard binaries of this kind shrink at essentially the same fractional rate. The threshold has a physical reading: below $v = w$ the binary captures stars into bound orbits, and above it, it cannot. Since the hardening rate is constant only when $v < w$, and $v$ is set by the background dispersion, a binary is hard only when $V_{bin}/sigma$ exceeds roughly $[1+m_1/m_2]^{1/2}$. The paper supports this with three independent measurements: the hardening curve itself, the capture cross section, which collapses at the same velocity, and the distribution of ejection velocities, whose peak sits near $1.75w$. It also shows that applying Chandrasekhar's dynamical-friction formula to the semimajor axis is a category error, because distant encounters move the binary's centre of mass but leave the separation alone; the formula gives the nonsensical result that the hardening rate vanishes at zero stellar velocity. The measured eccentricity growth is modest, with a maximum near $K_1 = 0.2$ at $e = 0.7$ for an equal-mass binary, and the paper concludes eccentricity growth matters only if the binary forms with $e_0 > 0.3$. Applied to uniform galactic cores, the binary passes through three stages, and in most of the models shown it runs out of stars on intersecting orbits before it has ejected even a tenth of the mass needed to merge, so the quoted merger times are too short.
Load-bearing premise
The conclusion that eccentricity growth can be ignored for mass ratios other than 1 and 16 rests on assuming that the single velocity $w$ is the only way the mass ratio enters the growth rate, an interpolation adopted because that rate is the hardest quantity to measure.
Editorial extensions
If this is right
- Because the flat hardening level $H_0$ is nearly the same for all mass ratios, the shrinkage timescale of a hard binary is set by the available stellar density rather than by the mass ratio, which simplifies estimates of black hole merger rates.
- A hard binary does not need to eject its own mass in stars to shrink by a factor of $e$; the mean energy change per encounter is of order unity, so ejection and hardening are related but not equivalent.
- A black hole of mass $m$ merging with $N$ holes of mass $m/N$ ejects more stellar mass than one merging with a single hole of mass $m$, so core scouring in merged galaxies should depend on the mass spectrum of the holes and not just on their total mass.
- In the uniform-core models the binary typically depletes the stars on intersecting orbits well before it can merge, so the fixed-background merger times are lower bounds and some binaries would stall for the age of the galaxy.
- Unless the binary forms with $e_0 > 0.3$, the orbit circularises before gravitational radiation dominates, so the final inspiral is circular; a large initial eccentricity can shorten the merger time by roughly a factor of twenty.
Reading between the lines
- The redefinition of hard is really a statement about which stars count: only those the binary can capture contribute, which suggests the effective loss cone for a massive binary is narrower than the standard one by a factor of order $1+m_1/m_2$, a geometric prediction that N-body models could check directly.
- The $N^{-1/2}$ survival law borrowed from cometary scattering implies that captured stars random-walk in energy at nearly fixed perihelion, so the mass ejected per e-folding should depend mainly on $w$ and hardly at all on the details of the orbit.
- If ejection really is more efficient for very unequal mass ratios, then the observed trend of lower central densities in large ellipticals should correlate with the mass ratio of the holes that merged, not only with the total mass.
- Since the paper's own models make merger times too short, the gravitational-wave merger rate from this channel in a realistic, self-consistent galaxy is probably lower than fixed-background estimates, which is in principle checkable against the shape of the low-frequency background.
Original abstract
The stellar ejection rate and the rates of change of the binary semimajor axis and eccentricity are derived from scattering experiments for the restricted three-body problem. They are used to study the evolution of binaries in simple models for galactic nuclei, starting soon after the black holes become bound and continuing until the evolution is dominated by the emission of gravitational radiation, or until the ejected mass is too large for the galaxy to be considered fixed. The eccentricity growth is found to be unimportant unless the binary forms with a large eccentricity. The scattering results are compared with predictions from Chandrasekhar's dynamical-friction formula and with previous work on the capture and scattering of comets by planetary systems. They suggest that a binary with masses $m_1\geq m_2$ should not be considered hard until its orbital velocity exceeds the background velocity dispersion by a factor that scales as $(1+m_1/m_2)^{1/2}$.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
The stellar ejection rate and the rates of change of the binary semimajor axis and eccentricity are derived from scattering experiments for the restricted three-body problem. They are used to study the evolution of binaries in simple models for galactic nuclei, starting soon after the black holes become bound and continuing until the evolution is dominated by the emission of gravitational radiation, or until the ejected mass is too large for the galaxy to be considered fixed. The eccentricity growth is found to be unimportant unless the binary forms with a large eccentricity. The scattering results are compared with predictions from Chandrasekhar's dynamical-friction formula and with previous work on the capture and scattering of comets by planetary systems. They suggest that a binary with masses $m_1\geq m_2$ should not be considered hard until its orbital velocity exceeds the background velocity dispersion by a factor that scales as $(1+m_1/m_2)^{1/2}$.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | The stellar ejection rate and the rates of change of the binary semimajor axis and eccentricity are derived from scattering experiments for the restricted three-body problem. | method 0.92 | 0.88 | 0.04 | asserted 1.00 |
| s1 | They are used to study the evolution of binaries in simple models for galactic nuclei, starting soon after the black holes become bound and continuing until the evolution is dominated by the emission of gravitational radiation, or until the ejected mass is too large for the galaxy to be considered fixed. | method 0.53 | 0.85 | 0.07 | asserted 0.97 |
| s2 | The eccentricity growth is found to be unimportant unless the binary forms with a large eccentricity. | result 0.99 | 0.94 | 0.16 | asserted 1.00 |
| s3 | The scattering results are compared with predictions from Chandrasekhar's dynamical-friction formula and with previous work on the capture and scattering of comets by planetary systems. | method 0.63 | 0.74 | 0.04 | hedged possibility 0.56 |
| s4 | They suggest that a binary with masses $m_1\geq m_2$ should not be considered hard until its orbital velocity exceeds the background velocity dispersion by a factor that scales as $(1+m_1/m_2)^{1/2}$. | interpretation 0.51 | 0.79 | 0.41 | hedged possibility 0.97 |
What was examined, and what was not
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Figures
Figures reproduced from arXiv:astro-ph/9601092 by the authors.
References
How later papers used it
163 later papers cite it
8 later papers by other authors are listed below: 7 used its method or tool and 1 used its data or values.
Uses its method or tool 7 of 21 papers with this label
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[equation] where $s(t)$ and $K$ denote the time-dependent hardening rate and the eccentricity growth rate of the binary, respectively, defined as [ref] ,
Scaling Relations for Binary Black Hole Merger Times from Cosmological Initial Conditions (2026) · Integration until coalescence · 0.93
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Described the stellar-interaction evolution of the orbital elements as well described by this paper, using fits obtained by another work for the coefficients.
Eccentricity evolution of massive black hole binaries from formation to coalescence (2022) · 0.95 · paraphrased: the licence does not allow quoting
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Determined the hardening rate of the binary following this paper, with a hard binary hardening at a constant rate.
Predicting the hypervelocity star population in Gaia (2017) · 0.98 · paraphrased: the licence does not allow quoting
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Used scattering experiments analyzed with the method originally presented in this paper to calculate the ejected star velocities.
Hypervelocity Stars from a Supermassive Black Hole-Intermediate-mass Black Hole binary (2018) · 1.00 · paraphrased: the licence does not allow quoting
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Following as well from [ref] , the total mass $ΔM_ej$ in stars ejected by the MBHB as it shrinks from separation $a$ to $a-Δa$ is modelled using the dimensionless mass ejection rate $J$:
Constraints on the Galactic Centre environment from \textit{Gaia} hypervelocity stars III: Insights on a possible companion to Sgr A* (2023) · Orbital decay of the MBHB · 0.93
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Fit the binary hardening rate using this paper's model to confirm that the hardening process is modeled correctly in a cosmological simulation.
Resolving the Complex Evolution of a Supermassive Black Hole Triplet in a Cosmological Simulation (2021) · 0.96 · paraphrased: the licence does not allow quoting
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Computed the time-dependent hardening rate of the binary in all models as in this paper, from binary formation to the end of the N-body integrations.
Defeating stochasticity: coalescence timescales of massive black holes in galaxy mergers (2020) · 1.00 · paraphrased: the licence does not allow quoting
Uses its data or values 1 of 12 papers with this label
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Assumed the dimensionless parameter value of 3 as in this paper.
The Cosmic Evolution of Binary Black Holes in Young, Globular and Nuclear Star Clusters: Rates, Masses, Spins and Mixing Fractions (2021) · 0.95 · paraphrased: the licence does not allow quoting
How the literature uses it
48 arXiv papers cite this in 87 sentences
Papers citing it · 64 sentences without a confident label
Uses its method or tool 4 papers
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In Eq. [ref] for the $ρ_env$ we include the density of the binaries $ρ_PBH binaries$, as the great majority of PBH binaries are wide and act as two single objects on the evolution of the tight binaries. $H(r,t)$ is the hardening rate [ref] , which can be approximated by [ref] , [equation] The hard semi-major axis $a_h(r,t)$ is defined by, [equation] The velocity dispersion of single objects (PBHs) and binaries in the halo depends on time and position, [equation] where $M(r,t)$ is the halo mass contained within a sphere of radius $r$ from its center, at time $t$.
Simulating Binary Primordial Black Hole Mergers in Dark Matter Halos · The evolution of PBH binaries properties · 0.81
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[equation] where $s(t)$ and $K$ denote the time-dependent hardening rate and the eccentricity growth rate of the binary, respectively, defined as [ref] ,
Scaling Relations for Binary Black Hole Merger Times from Cosmological Initial Conditions · Integration until coalescence · 0.93
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We create a Monte Carlo setup similar to that of Ref. [ref] used to determine the hardening rate of massive black hole binaries due to dynamical drag from a dense stellar environment.
Amplified capture rate of dark matter in compact binaries and constraints on bosonic dark matter from GW170817 · Simulation setup and results · 0.99
Uses its data or values 4 papers
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The minimum value of $k_0$ estimated by Ref. [ref] is $k_0 ∼0.75$.
The merger rate of primordial-black-hole binaries · Dynamical friction by dark matter particles · 1.00
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Past surveys [ref] have showed that $H$ lies in the interval [15,20] and $K$ is in [0,0.2].
Black Holes merging with Low Mass Gap Objects inside Globular Clusters · Hard binaries · 0.97
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where the constant $H≈16$ is the typical hardening rate for a hard binary [ref] , and $ρ$ represents the galaxy core density.
A Population Study for Searching Supermassive Binary Black Holes in Active Galactic Nuclei: Continuum Spectral Features and Periodic Variabilities · Orbital evolution of active SMBBHs · 0.88
Compares with it 1 paper
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The hardening rate $H$ and eccentricity growth rate $K$ have been studied previously in the literature [ref] , so our results for these serve as a validation of our code.
Self-acceleration of Hardening Binaries · Evolution parameters for $V=0$ · 0.84
Cites it as support 1 paper
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Such a large difference in the stellar densities, explains the rapid BH mergers, since larger stellar densities increase the rate of binary hardening [ref] .
Rapid sinking and efficient mergers of supermassive black holes in compact high-redshift galaxies · Black hole binaries · 0.96
Cites it as background 12 papers
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The binary separation is typically $a∼1-10 pc$ at this second stage and the further shrinking of the binary orbit will then primarily proceed by the scattering of individual stars, residing in the so called `loss-cone' [ref] .
Rapid sinking and efficient mergers of supermassive black holes in compact high-redshift galaxies · Introduction · 0.96
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In gas-poor systems, the binary shrinks mainly through repeated three-body interactions with background stars [ref] , and may be further accelerated by interactions with a third massive BH brought in by subsequent mergers [ref] .
Winds Against Alignment: AGN Feedback and the Spin Evolution of Massive Black Hole Binaries · Introduction · 0.90
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Following its formation, the binary hardens through the ejection of surrounding stars via three-body (slingshot) interactions [ref] .
Scaling Relations for Binary Black Hole Merger Times from Cosmological Initial Conditions · Evolution and timescales of black hole binaries · 0.84
Discussion
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