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General Laws of Black-Hole Dynamics
General Relativity and Quantum Cosmology · Submitted 2 Mar 1993
abstract compiled · 2026-09-23 · no language-model review
The authors' main claim A general definition of a black hole is given, and general `laws of black-hole dynamics' derived.
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The abstract, sentence by sentence
A general definition of a black hole is given, and general `laws of black-hole dynamics' derived. The definition involves something similar to an apparent horizon, a trapping horizon, defined as a hypersurface foliated by marginal surfaces of one of four non-degenerate types, described as future or past, and outer or inner. If the boundary of an inextendible trapped region is suitably regular, then it is a (possibly degenerate) trapping horizon. The future outer trapping horizon provides the definition of a black hole. Outer marginal surfaces have spherical or planar topology. Trapping horizons are null only in the instantaneously stationary case, and otherwise outer trapping horizons are spatial and inner trapping horizons are Lorentzian. Future outer trapping horizons have non-decreasing area form, constant only in the null case---the `second law'. A definition of the trapping gravity of an outer trapping horizon is given, generalizing surface gravity. The total trapping gravity of a compact outer marginal surface has an upper bound, attained if and only if the trapping gravity is constant---the `zeroth law'. The variation of the area form along an outer trapping horizon is determined by the trapping gravity and an energy flux---the `first law'.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | A general definition of a black hole is given, and general `laws of black-hole dynamics' derived. | contribution 1.00 | 0.94 | 0.37 | asserted 1.00 |
| s1 | The definition involves something similar to an apparent horizon, a trapping horizon, defined as a hypersurface foliated by marginal surfaces of one of four non-degenerate types, described as future or past, and outer or inner. | contribution 0.86 | 0.77 | 0.09 | asserted 1.00 |
| s2 | If the boundary of an inextendible trapped region is suitably regular, then it is a (possibly degenerate) trapping horizon. | result 0.97 | 0.76 | 0.09 | asserted 0.97 |
| s3 | The future outer trapping horizon provides the definition of a black hole. | contribution 0.71 | 0.81 | 0.52 | asserted 1.00 |
| s4 | Outer marginal surfaces have spherical or planar topology. | result 0.98 | 0.77 | 0.05 | asserted 1.00 |
| s5 | Trapping horizons are null only in the instantaneously stationary case, and otherwise outer trapping horizons are spatial and inner trapping horizons are Lorentzian. | result 0.97 | 0.82 | 0.07 | asserted 1.00 |
| s6 | Future outer trapping horizons have non-decreasing area form, constant only in the null case---the `second law'. | result 0.98 | 0.87 | 0.18 | asserted 1.00 |
| s7 | A definition of the trapping gravity of an outer trapping horizon is given, generalizing surface gravity. | contribution 0.95 | 0.88 | 0.06 | asserted 1.00 |
| s8 | The total trapping gravity of a compact outer marginal surface has an upper bound, attained if and only if the trapping gravity is constant---the `zeroth law'. | result 0.98 | 0.87 | 0.08 | asserted 1.00 |
| s9 | The variation of the area form along an outer trapping horizon is determined by the trapping gravity and an energy flux---the `first law'. | result 0.93 | 0.88 | 0.12 | asserted 1.00 |
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The paper
Original abstract
A general definition of a black hole is given, and general `laws of black-hole dynamics' derived. The definition involves something similar to an apparent horizon, a trapping horizon, defined as a hypersurface foliated by marginal surfaces of one of four non-degenerate types, described as future or past, and outer or inner. If the boundary of an inextendible trapped region is suitably regular, then it is a (possibly degenerate) trapping horizon. The future outer trapping horizon provides the definition of a black hole. Outer marginal surfaces have spherical or planar topology. Trapping horizons are null only in the instantaneously stationary case, and otherwise outer trapping horizons are spatial and inner trapping horizons are Lorentzian. Future outer trapping horizons have non-decreasing area form, constant only in the null case---the `second law'. A definition of the trapping gravity of an outer trapping horizon is given, generalizing surface gravity. The total trapping gravity of a compact outer marginal surface has an upper bound, attained if and only if the trapping gravity is constant---the `zeroth law'. The variation of the area form along an outer trapping horizon is determined by the trapping gravity and an energy flux---the `first law'.
Human review
References
How later papers used it
132 later papers cite it
5 later papers by other authors are listed below: 5 used its method or tool.
Uses its method or tool 5 of 12 papers with this label
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Considered the local definition of apparent horizon provided by this paper for the boundary of the dynamical black hole.
Entropy for spherically symmetric, dynamical black holes from the relative entropy between coherent states of a scalar quantum field (2021) · 0.96 · paraphrased: the licence does not allow quoting
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Adopted spherical slicings to identify trapped round spheres and trapping horizons defined by this paper.
Conformally Schwarzschild cosmological black holes (2022) · 0.90 · paraphrased: the licence does not allow quoting
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Hence, to define their nature we must compute the expansion scalars $θ_ℓ$ and $θ_n$ for outgoing and incoming null geodesics, respectively [ref] .
Apparent horizons of the Thakurta spacetime and the description of cosmological black holes (2021) · The Thakurta horizons · 0.81
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Made use of the Hayward method from this paper, evaluating the equation of motion on the horizon, to identify the right-hand side of the equation with a thermodynamical quantity.
General Relativity coupled with Non-Linear Electrodynamics: results and limitations (2015) · 1.00 · paraphrased: the licence does not allow quoting
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Mostly followed the 2+2 formalism initiated by this paper, adapting it to its current purposes when needed.
Rotating black holes embedded in a cosmological background for scalar-tensor theories (2023) · 0.99 · paraphrased: the licence does not allow quoting
How the literature uses it
49 arXiv papers cite this in 98 sentences
Papers whose main result relates to this one's
States the same result 1 paper
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General laws of black-hole dynamics, some of which are analogous to the laws of thermodynamics, have recently been found for a general definition of black hole in terms of a future outer trapping horizon, a hypersurface foliated by marginal surfaces of a certain type.
Spin-Coefficient Form of the New Laws of Black-Hole Dynamics · 0.83
Papers citing it · 64 sentences without a confident label
Builds on it 1 paper
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Building on earlier work [ref] , an interesting area theorem in general relativity was recently proved [ref] for holographic screens, a substantive extension of apparent horizons to timelike or spacelike objects whose slices are marginally-trapped or -antitrapped surfaces [ref] .
Area Law Unification and the Holographic Event Horizon · Introduction · 0.84
Uses its method or tool 4 papers
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For this purpose, we follow the formalism presented by Hayward's generalized thermodynamics [ref] , in which the black-hole boundary is defined as a future outer trapping horizon, defined as the surface where the expansion of future-directed null geodesics vanishes.
Hawking atmosphere of anti-de Sitter black holes · Dynamical Anti-de Sitter Black Holes · 0.99
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The apparent or trapping horizons are defined here following the approach proposed by Ref. [ref] , based on a study of the optical scalars related to null congruences defined by a codimension-two foliation of the spacetime.
Charged cosmological black holes: a thorough study of a family of solutions · Existence and number of apparent horizons · 1.00
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Following Ref. [ref] , we classify any sphere of symmetry $S$ of the spacetime according to the expansions $Θ_±$ of the null congruences defined by outgoing and ingoing null rays, as follows, * if $Θ_+ Θ_- < 0$, we say that $S$ is regular; * if $Θ_+ Θ_- > 0$, with $Θ_± < 0$, we say that $S$ is trapped; * if $Θ_+ Θ_- > 0$, with $Θ_± > 0$, we say that $S$ is antitrapped; * if $Θ_+ Θ_- =0$, then we say that $S$ is marginal.
Evolving black holes from conformal transformations of static solutions · Trapping horizons · 0.96
Compares with it 3 papers
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However, this definition does not agree with that given in [ref] or [ref] and is only applicable in spherically symmetric spacetimes.
Dynamical surface gravity · Surface gravity for marginally trapped surfaces · 0.84
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We also remark that Eq. [ref] is similar in form to the definition of trapping horizons in standard GR [ref] .
Quasilocal approach to general universal horizons · Dynamical cases and general definition · 0.96
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We draw connections between the xKS form and another `(2+2)-split' ansatz, namely the double-null foliation [ref] , and show that one can identify them in special gauges.
The extended Kerr-Schild approach to general relativity · Comparison with double-null foliation · 0.99
Cites it as background 20 papers
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Hayward defined the trapping horizon by this same property and classified it into different types [ref] .
Trapping Horizons of the Evolving Charged Wormhole and Black Bounce · Introduction · 0.91
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Two possible candidates for the horizon in the dynamical case are the “future outer trapping horizon” (FOTH) introduced by Hayward [ref] and the “dynamical horizon” (DH) proposed by Ashtekar [ref] .
When null energy condition meets ADM mass · Generalization to dynamical black holes · 0.90
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is a trapping horizon if the $S_λ$ are all marginally outer trapped [ref] .
Trapped and marginally trapped surfaces in Weyl-distorted Schwarzschild solutions · Stationary black hole boundaries · 0.92
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