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QCD factorization for exclusive, non-leptonic B meson decays: General arguments and the case of heavy-light final states

High Energy Physics - Phenomenology · Submitted 13 Jun 2000 · 103 references

Pith's verdict: The founding QCD factorization paper for non-leptonic B decays: the one-loop kernels and the power-counting framework are the real content, and they hold up; the two-loop 'proof' is a scoped, region-by-region check, not an all-order theorem.

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arXiv IDhep-ph/0006124 (version 1)
Pith IDZXWX4N7J, Pith's permanent record of this paper and its review
CitationC.T. Sachrajda (Southampton), G. Buchalla (CERN), M. Beneke (Aachen), M. Neubert (Cornell). "QCD factorization for exclusive, non-leptonic B meson decays: General arguments and the case of heavy-light final states." arXiv:hep-ph/0006124 (2000). https://pith.science/paper/ZXWX4N7J
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The paper

The paper claims

Non-leptonic B decays factorize: the strong-interaction corrections to naive factorization can be computed, not just parametrized.

The reading

Two-body non-leptonic B decays such as $B^0_d to D^+ pi^-$ are hard because the weak decay of the $b$ quark is dressed by strong interactions that mix the two final-state mesons. The standard shortcut, naive factorization, replaces the four-quark matrix element by a product of a form factor and a decay constant and simply drops everything else, with no controlled error estimate. This paper argues that in the heavy-quark limit the dropped pieces are not arbitrary: they organize into a single hard-scattering kernel convolved with the light-cone distribution amplitude of the emitted light meson, multiplied by the physical $B to D$ form factor, with all neglected terms suppressed by $Lambda_{QCD}/m_b$. If that is right, the same calculational machinery used for hard exclusive processes applies to a broad class of B decays, and the strong-interaction phases that plague CP-violation analyses become computable quantities of order $alpha_s$ rather than unknown hadronic parameters.

What carries the argument

The load-bearing mechanism is the separation of momentum regions combined with colour transparency. A gluon exchanged between the compact colour-singlet light-quark pair that forms the emitted meson and the rest of the process couples only to the pair's colour dipole moment, so soft exchange cancels in the sum over attachments; collinear exchange cancels by the eikonal Ward identity. What survives is hard, and after integrating out transverse momentum the emitted meson enters only through its leading-twist light-cone distribution amplitude $Phi_{M_2}(u)$, defined by the vacuum-to-meson matrix element of a bilocal quark operator on the light cone. The second ingredient is the decision to keep the physical $B to M_1$ form factor as an input rather than trying to compute it from hard scattering, since the soft endpoint overlap dominates it for $m_b approx 5$ GeV. Together these give a formula whose only non-perturbative inputs are objects already measurable or computable by other means.

Extended reading notes

Core claim

The paper states a factorization formula for $langle M_1 M_2 | O_i | bar B rangle$ in the heavy-quark limit. When the spectator quark of the $B$ goes into a heavy final-state meson $M_1$ and the other meson $M_2$ is light, the matrix element reduces to a sum over $B to M_1$ form factors times $int_0^1 du, T^I_{ij}(u), Phi_{M_2}(u)$, with no hard-spectator term; when both mesons are light an additional three-meson term appears. The claim is that the kernels $T^I$ are infrared finite and perturbatively calculable, so that the whole amplitude is the leading-order naive-factorization result plus systematically computable corrections. The authors support this with an explicit one-loop calculation for $B to D pi$: the four vertex diagrams are individually soft- and collinear-divergent, but the soft divergences cancel between gluon attachments to the two quarks of the emitted pion (colour transparency) and the collinear ones cancel by a Ward identity, leaving the finite kernels of Eqs. (89) and (90) and the scale- and scheme-independent coefficients $a_1(DL)$ and $a_1(D^*L)$ of Eqs. (95) and (96). They then verify the same structure at two-loop order by going region by region through the 62 non-factorizable diagrams, showing that the only uncancelled singularities are exactly those absorbed into the perturbative expansions of the $B to D$ form factor and of the pion distribution amplitude.

Load-bearing premise

The power counting that makes the emitted meson's asymmetric endpoint configurations negligible assumes the light-meson distribution amplitude vanishes linearly near $u = 0$ and $u = 1$, as the asymptotic form $6u(1-u)$ does, and assumes no Sudakov suppression of the soft endpoint contribution to the form factor; the authors say so explicitly in Sect. 3.2.2.

Editorial extensions

If this is right

  • Radiative corrections to naive factorization become a calculation rather than a fit: the coefficients $a_1(DL)$ and $a_1(D^*L)$ are fixed by $alpha_s$, the Wilson coefficients, and the light-cone distribution amplitude of the emitted meson.
  • Strong rescattering phases in these decays are of order $alpha_s$ (or suppressed by $Lambda_{QCD}/m_b$), so the imaginary part of the amplitude is small relative to a real part that starts at order $alpha_s^0$.
  • The corrections are non-universal: $a_1$ depends on which light meson is emitted, through $Phi_L(u)$ and through the kernel's dependence on $z = m_c/m_b$, so the same number cannot be carried from $D pi$ to $D rho$ or $D^* pi$.
  • Decays where the spectator quark goes to the light meson, such as $bar B_d to pi^0 D^0$, and annihilation topologies, are power suppressed in the heavy-quark limit and lie outside the formula.
  • The ratio of $D^* pi$ to $D pi$ rates and the $D rho$ to $D pi$ ratio become parameter-free predictions at next-to-leading order, checkable against measured branching fractions.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • If the formula holds, the long-standing practice of treating $a_1$ and its class-II analogues as free phenomenological parameters is a stopgap that should be retired for heavy-light final states, and the residual discrepancy with data (the measured $B^- to D^0 pi^-$ / $bar B_d to D^+ pi^-$ ratio near 1.9 against a predicted 1) becomes a quantitative statement about $Lambda_{QCD}/m_b$ corrections r
  • The same region-by-region bookkeeping, applied to two light mesons, would put penguin-dominated modes such as $B to pi K$ on the same footing, which is where the CP-violation payoff would actually be largest.
  • Because the argument leans on how fast the light-meson distribution amplitude vanishes at the endpoints, lattice or amplitude-model determinations of that endpoint behaviour are an indirect but real test of the power counting, not merely a technical input.
  • One could ask whether the cancellation pattern survives at three loops and beyond, or whether the eikonal and Ward arguments that handle soft, collinear, supersoft and hard-collinear regions separately compose into an all-order statement; the paper itself flags this as unfinished.
Original abstract

We provide a rigorous basis for factorization for a large class of non-leptonic two-body $B$-meson decays in the heavy-quark limit. The factorization formula incorporates elements of the naive factorization approach and the hard-scattering approach, but allows us to compute systematically radiative (``non-factorizable'') corrections to naive factorization for decays such as $B\to D\pi$ and $B\to \pi \pi$. We discuss the factorization formula for a general final state from a general point of view. We then consider factorization for decays into heavy-light final states (such as $B\to D\pi$) in more detail, including a proof of the factorization formula at two-loop order. Explicit results for the leading QCD corrections to factorization are presented and compared to existing measurements of branching fractions and final-state interaction phases.

The compiled record

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The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

We provide a rigorous basis for factorization for a large class of non-leptonic two-body $B$-meson decays in the heavy-quark limit. The factorization formula incorporates elements of the naive factorization approach and the hard-scattering approach, but allows us to compute systematically radiative (``non-factorizable'') corrections to naive factorization for decays such as $B\to D\pi$ and $B\to \pi \pi$. We discuss the factorization formula for a general final state from a general point of view. We then consider factorization for decays into heavy-light final states (such as $B\to D\pi$) in more detail, including a proof of the factorization formula at two-loop order. Explicit results for the leading QCD corrections to factorization are presented and compared to existing measurements of branching fractions and final-state interaction phases.

background contribution method result interpretation main claim

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#sentencerolethe authors' own workstates the main conclusionstrength
s0 We provide a rigorous basis for factorization for a large class of non-leptonic two-body $B$-meson decays in the heavy-quark limit. contribution 0.99 0.95 0.81 asserted 1.00
s1 The factorization formula incorporates elements of the naive factorization approach and the hard-scattering approach, but allows us to compute systematically radiative (``non-factorizable'') corrections to naive factorization for decays such as $B\to D\pi$ and $B\to \pi \pi$. contribution 0.64 0.88 0.31 asserted 0.99
s2 We discuss the factorization formula for a general final state from a general point of view. contribution 0.89 0.87 0.05 asserted 0.53
s3 We then consider factorization for decays into heavy-light final states (such as $B\to D\pi$) in more detail, including a proof of the factorization formula at two-loop order. contribution 0.96 0.94 0.14 asserted 1.00
s4 Explicit results for the leading QCD corrections to factorization are presented and compared to existing measurements of branching fractions and final-state interaction phases. result 0.94 0.89 0.12 asserted 1.00

What kind of paper the classifier reports this is: theoretical result 1.00 · evidence from proof or derivation 1.00.

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Figures
Figure 1. Graphical representation of the factorization formula. Only one of the two form-factor terms in (4) is shown for simplicity. an operator Oi in the weak effective Hamiltonian is given by hM1M2|Oi |B¯i = X j F B→M1 j (m2 2 ) Z 1 0 du TI ij (u) ΦM2 (u) + (M1 ↔ M2) + Z 1 0 dξdudv TII i (ξ, u, v) ΦB(ξ) ΦM1 (v) ΦM2 (u) if M1 and M2 are both light, (4) hM1M2|Oi |B¯i = X j F B→M1 j (m2 2 ) Z 1 0 du TI ij (u) ΦM2 (u) if M1 is heavy and M2 is light. Here F B→M1,2 j (m2 2,1 ) denotes a B → M1,2 form factor, and ΦX (u) is the light-cone distribution amplitude for the quark-antiquark Fock state…
Figure 2. Kinematics and notation. properties and dynamical assumptions from which power counting in 1/mb and the relevance of light-cone distributions follow. We then discuss the heavy-quark scaling for the B-meson form factors and review the argument why the soft contribution is not suppressed. The analysis of “non-factorizable” diagrams for decays into a heavy and a light meson and into two light mesons is presented subsequently. This includes a discussion of power suppression of the contributions from annihilation diagrams. The following subsection is devoted to the implications of the…
Figure 3. Leading contributions to the B → M1 form factor in the hard-scattering ap￾proach. The dashed line represents the weak current. The two lines to the left belong to the B meson, the ones to the right to the recoil meson M1. leptonic decay cannot be treated completely in the hard-scattering picture, and there￾fore that the form factor should enter the factorization formula as a non-perturbative quantity, as in (4). We begin the argument with the diagrams shown in
Figure 4. Leading-order contribution to the hard-scattering kernel T I ij (u). The weak decay of the b quark through a four-fermion operator (of current-current or penguin type) is represented by the black square. See text and
Figure 5. Diagrams at order αs that need not be calculated. (a) (b) (c) (d)
Figure 6. “Non-factorizable” vertex corrections. one of these two parameters, or already contained in the definition of the form factor and the decay constant of M2 (the pion). Consider the diagrams shown in
Figure 7. Diagram with a “penguin” contraction. The second diagram represents a con￾tribution from the chromomagnetic dipole operator in the weak effective Hamiltonian. in this diagram are hard. Consider first the two final-state quarks into which the gluon splits. The quark that goes into the recoil π + to the right must always be energetic to make an ener￾getic pion, because the ¯d spectator quark is soft. The configuration in which the other quark is soft is suppressed by the endpoint behaviour of the light-cone distribution amplitude of the π −. We conclude that the gluon splits into two…
Figure 8. “Non-factorizable” spectator interactions. leading power they cancel in the sum over the two gluon attachments to the ¯ud pair by the same colour-transparency argument that was applied to the “non-factorizable” vertex corrections. For decays into two light mesons there is a further suppression of soft gluon exchange because of the endpoint suppression of the light-cone distribution amplitude for the recoiling meson M1. We consider first the decay into a heavy and a light meson (B¯ d → D+π −) in more detail. We still have to show that after the soft cancellation the remaining soft…
Figure 9. Annihilation diagrams. the second hard-scattering kernel, T II i (ξ, u, v), in (4). In the heavy-quark limit, the hard spectator interaction is of the same order as the vertex corrections and penguin contributions to the first hard-scattering kernel. (See, however, the comments at the end of Sect. 3.2 concerning a modification of this statement in the presence of Sudakov form factors.) 3.3.6 Annihilation topologies Our final concern in this subsection are the annihilation diagrams (
Figure 10. Diagram that contributes to the hard-scattering kernel involving a quark￾antiquark-gluon distribution amplitude of the B meson and the emitted light meson. Here we used that −6lq + mc acting to the left (and similarly −6lq¯ − mc acting to the right) gives a contribution of order mcα 2 s , and we identified mc and mb in our formal scaling limit. (Note that the scale of αs that appears here is p ∼ mcαs.) It follows that factorization does hold for decay modes like J/ψK, although the soft gluon contribution is suppressed only by a factor ΛQCD/(mbαs) rather than ΛQCD/mb. This reflects…
Figure 11. (a) Soft overlap contribution which is part of the B → M1 form factor. (b) Soft overlap with M2 which would violate factorization, if it were unsuppressed. diagram such as the one in Fig. 11a for B → Dπ. This denotes the overlap of the B-meson wave function involving additional soft gluons with the wave function of the D meson, also containing soft gluons. There is no reason to suppose that this overlap is suppressed relative to the soft overlap of the valence-quark wave functions. It represents (part of) the overlap of the “soft cloud” around the b quark with (part of) the “soft…
Figure 12. Quark-antiquark-gluon distribution amplitude in the gluon endpoint region. is power suppressed in the heavy-quark limit. We have thus covered (qualitatively) all possibilities for non-valence contributions to the decay amplitude and find that they are all suppressed in the heavy-quark limit. 3.7 Limitations of the factorization approach Above we argued that the factorization formula (4) holds in the heavy-quark limit mb → ∞. Since mb is fixed to about 5 GeV in the real world one may question the accuracy of the heavy-quark limit. Indeed, we have seen that corrections to the…
Figure 13. Basic quark-level topologies for B → Dπ decays (q = u, d): (a) class-I, (b) class-II, (c) weak annihilation. B¯ d → D+π − receives contributions from (a) and (c), B¯ d → D0π 0 from (b) and (c), and B− → D0π − from (a) and (b). Only (a) contributes in the heavy-quark limit. B− → D0π − are referred to as class-I, class-II and class-III, respectively (see e.g. [26]). In both B¯ d → D+π − and B− → D0π − decays the pion can be directly created from the weak current. We may call this a class-I contribution, following the above terminology. In addition, in the case of B¯ d → D+π − there…
Figure 14. The contribution of the qqg¯ Fock state to the B¯ d → D+π − amplitude. After the k integral is performed, the expression (64) can be cast into the form hD +π −|O8|B¯ di1−gluon ∼ FB→D(0) Z 1 0 du T8(u, z)Φπ(u), (65) where z = mc/mb, T8(u, z) is the hard-scattering kernel, and FB→D(0) the form factor that parameterizes the hD+|c¯[. . .]b|B¯ di matrix element. The result for T8(u, z) is given in Sect. 4.4 below. 4.3 Higher Fock states and soft non-factorizable contribu￾tions The discussion of the previous subsection relied on the dominance of the valence Fock state of the high-energy…
Figure 15. Two-loop diagrams 1a-7b, contributing to the amp
Figure 16. Two-loop diagrams 8a-19d, contributing to the am
Figure 17. The six diagrams representing the possible attachments of two gluons to the quark and antiquark constituents of the pion. of the diagrams in
Figure 18. (a) Diagram 1a, (b) representation of diagram 1a in the hard-soft region, (c) diagram 4a, (d) representation of diagram 4a in the hard-soft region. where C2 ≡ Tr{T A2T A1T}. We see that the coefficients of both C1 and C2 vanish when the six contributions are summed, and hence the divergences of the 18 diagrams 1a-7b cancel. An analogous cancellation occurs when the two gluons in the diagrams of
Figure 19. Representation of the hard inner loop. and the external loop is soft (i.e. k1 is soft). The key point is that we can neglect k1 in the inner loop, allowing us, in this region of phase space, to represent diagram 1a as in Fig. 18b. The grey circle represents the inner loop (which contains the integral over k2, see
Figure 20. One-loop contribution to the b → c transition form-factor (and hence to FB→D) as hard subgraph. Since, according to (106), these give T (1), the contribution of diagrams 17a-d to the two-loop B → Dπ amplitude A(2) in the hard-soft region is of the form A (2) 17a−d,hard−soft = f (1) B→D · T (1) ∗ Φ (0) π , (112) where f (1) B→D stands for the soft contribution to the diagram shown in
Figure 21. The six vertex and self-energy insertions on the constituents of the pion. where the self-energy Σ is given by Z l γ µ (u6q+6k+6l)γµ (uq + k + l) 2 l 2 = (u6q+6k)Σ. (117) In (117) R l represents the integration over loop momentum l. The terms above are to be multiplied by the colour factor cb = (N2 c − 1)/2Nc. Differentiating both sides of (117) with respect to (uq + k)ρ we obtain: − Z l γ µ (u6q+6k+6l) γ ρ (u6q+6k+6l) γµ [(uq + k + l) 2 ] 2 l 2 = γ ρΣ + 2(uq + k) ρ (u6q+6k) dΣ d(uq + k) 2 . (118) Now in this paragraph we are only considering the contri
Figure 22. The six insertions of two gluons onto the heavy-quark propagators. The mo￾menta ki are parallel to the pion’s momentum q and so we write ki ≈ αiq. The black circle represents the heavy-quark weak current. i.e. the light quark lines with their couplings to the two gluons, depends only on the vector q, hence the open indices in the diagrams of
Figure 23. Supersoft-collinear contributions to diagrams 1a [(a)], 2a [(b)] and 4a [(c)]. The gluon labelled by l is collinear with the pion’s momentum q and the one labelled by k is supersoft. explicitly the cancellation within group I (which will require contributions from ad￾ditional graphs). The cancellations within groups II-IV proceeds analogously to that within group I. Diagrams 5a-7b have two contributions (where the two gluons are supersoft-collinear or collinear-supersoft respectively) and hence appear twice in the lists. Within each group, we identify three pairs (separated by the…
Figure 24. The three possible momentum routings in the supersoft-collinear region for diagrams 10a [(a)-(c)] and 11a [(d)-(f)]. l represents the collinear momentum and k the supersoft one. that from Fig. 24e contributes to group IV. Similarly the two singular contributions from diagram 11b contribute to groups II and III. The contribution from the region in Fig. 24d can readily be evaluated and is proportional to the integral over Diag11a(part) ≡ 2(u + α) pb · q pb · k 1 k 2 l 2 (k + l) 2 (uq + k + l) 2 , (141) where we repeat that it is only the part of diagram 11a which contributes to group…
Figure 25. Momentum routings for diagrams 8a and 9a which are considered in the text for l collinear to the pion and k soft. Therefore we have A3 soft = 1 2 A2 soft (162) as before. Finally we have to consider diagrams 14a, 15a and the part of diagram 9a which contributes to group I. The contribution to diagram 14a from the region in which the gluon which is attached to a heavy quark is soft, is superficially quadratically diver￾gent, but the numerator reduces the divergence to a logarithmic one. This singularity is cancelled by the analogous one in diagram 14c by the standard mechanism for t
Figure 26. Components of two-loop Feynman diagrams. l is collinear with the pion’s mo￾mentum and k is a hard momentum. Routing (a) leads to potentially singular contributions whereas routing (b) does not. pb pc (a) l k pb pc (b) l k pb pc (c) l k
Figure 27. Attachments of the collinear gluon (labelled by l) and hard gluon (with mo￾mentum k) to the heavy quarks (see text). To anticipate the result of this subsection recall that we need to demonstrate that (108) is valid and that we have already identified the second of the two subtraction terms with a non-cancelling divergence in the hard-soft region. In order to verify that (108) is valid, it remains to show that there is a non-cancelling divergence in the hard￾collinear region that has the structure of the first subtraction term, F (0) B→D ·T (1) ∗Φ (1) π . It is plausible that we…
Figure 28. Attachments of the collinear gluon (labelled by l) and hard gluon (with mo￾mentum k) to the light quarks, as required for the evaluation of diagrams 12 and 15 (see text). can be combined with the second term in { } in (178) to give X1 ≡ Nc 2
Figure 29. Momentum routings in (a) diagram 16a, (b) diagram 17a (c) diagram 18a and (d) diagram 19a which are considered in the text. l is a momentum collinear with that of the pion and k is a hard momentum. We therefore need only to consider the case where the collinear gluon is the one attached at both ends to the light quarks. Straightforward evaluation of the factor coming from the light quarks (see
Figure 30. Insertion of a mass-renormalization counterterm into a one-loop diagram. where a3 ≡ γ µ 1 6pc+6k − mc Γ 1 6pb + α6q+6k − mb γµ. (186) The first term in (185) cancels against the corresponding contribution from dia￾gram 17c and we do not include it further in the discussion. Finally the corresponding terms in diagrams 18a and 19a are Diag18a = a2 (187) Diag19a = a3. (188) All the remaining factors in these diagrams are the same, apart from the colour factors, so including these we find that the sum of these four diagrams gives a con￾tribution which is proportional to…

Figures reproduced from arXiv:hep-ph/0006124 by the authors.

References
How later papers used it

221 later papers cite it

Evidence: substantial. 202 of the citing papers share no author with it, and 46 of those carry a confident label from Pith's citation classifier.

Pith read 12 of the 428 citing sentences, choosing only those whose citation markers point at this paper alone, and wrote the paraphrases from them. The summary, the counts, the evidence level, the links and the quotes come from code; the summary counts the papers listed below. A later paper is listed under a label when Pith's citation classifier gives one of its sentences that label at probability 0.8 or more (0.95 for support), Pith's reading finds that the citing paper itself did it, and a second check confirms the paraphrase against the sentence. This section lists uses only. It does not list criticism or disagreement, so their absence here says nothing about how the paper has been received. Papers that share an author with this one are listed apart, under "By the same authors". A quote is the citing authors' own sentence, shown when their paper's licence is CC BY, CC BY-SA or CC0. JSON

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205 arXiv papers cite this in 391 sentences

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Papers whose main result relates to this one's

Found among the papers closest to this one by title and main claim. Pith's classifier compared each pair's main results and a second model family confirmed the relation; checked against two further families, shown conflicts agreed 118 times in 120 and shown same results 218 times in 239. The quoted sentence is the other paper's main claim.

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Papers citing it · 264 sentences without a confident label

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Uses its method or tool 35 papers
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  • Here we will adopt the QCDF approach [ref] , an efficient and successful implementation of the heavy-quark and light-cone expansions, to evaluate the hadronic matrix elements of the effective four-quark operators present in the effective weak Hamiltonian for $B̅_s,d^0→J/ψμ^+μ^-$ decays.

    $\bar{B}_{s,d}^{0} \to J/\psi \mu^{+}\mu^{-}$ Decays in QCD Factorization · Introduction · 1.00

  • The matrix elements of the leptoquark operators are calculated in the QCD factorization approach [ref] , which is widely used in the semi-leptonic and non-leptonic decays of $B$ mesons.

    $\Lambda_{b}\rightarrow P \ell$ factorization in QCD · Introduction · 0.91

Uses its data or values 3 papers
  • The dominant NLO QCD corrections to Wilson Coefficients given in Refs. [ref] ) are taken into account in our analysis.

    Supersymmetric contribution to B to rho K and B to pi K^* decays in SCET · SM contribution to the CP asymmetries and branching ratios of $B→πK^*$ and $B→ρK$ decays · 0.82

  • In the parameter [equation] where $a_1^D_s K$ characterizes factorisation of the colour-allowed tree amplitude $T_D_s K$, which is a “show-case" example for factorization predicting $|a_1^D_sK| = 1.07±0.02$ [ref] , while the non-factorisable exchange amplitude $E_D_s K$ is constrained through data as $|1+E_D_s K/T_D_s K|=1.00±0.08$.

    CP violation in non-leptonic B decays as a portal to New Physics · The $B^0_s→D_s^∓K^±$ puzzle · 0.96

  • Here $a_1^D_s K$ characterises factorisation of the colour-allowed tree amplitude $T_D_s K$, which is a key application of factorisation, predicting $|a_1^D_sK| = 1.07±0.02$ [ref] .

    CP Violation in B Decays: Recent Developments and Future Perspectives · The $B^0_s→D_s^∓K^±$ Decays · 0.90

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