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Phenomenology of Two Higgs Doublet Models with Flavor Changing Neutral Currents

High Energy Physics - Phenomenology · Submitted 6 Sep 1996 · 61 references

Pith's verdict: A solid, unusually self-aware constraint catalogue for model III; the one soft joint is the negative loop result that licenses λ_ct, λ_tt ~ O(1), which is asserted without an error estimate.

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arXiv IDhep-ph/9609279 (version 1)
Pith IDDEFX5OWH, Pith's permanent record of this paper and its review
CitationAmarjit Soni (BNL), David Atwood (CEBAF), Laura Reina (BNL). "Phenomenology of Two Higgs Doublet Models with Flavor Changing Neutral Currents." arXiv:hep-ph/9609279 (1996). https://pith.science/paper/DEFX5OWH
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The paper

The paper claims

A second Higgs doublet could let the top quark decay into a charm, and the existing data may already allow it.

The reading

The Standard Model forbids flavor-changing neutral currents at tree level, and the usual fix for two-Higgs-doublet models is an invented discrete symmetry that forbids them forever. This paper asks what happens if you drop that symmetry and let the extra doublet couple quarks of different flavors directly, with the new couplings scaled by $1/v$ times the square root of the product of the two quark masses, so that heavy-quark flavor change is large while light-quark flavor change stays tiny. The authors then walk the model through every low-energy constraint they can find: $K^0$-$/bar K^0$, $B^0_d$-$/bar B^0_d$ and $D^0$-$/bar D^0$ mixing, $B/rightarrow X_s/gamma$, the $/rho$ parameter, and $R_b$. Their conclusion is that the model survives, but only in two narrow configurations, and in those surviving configurations it makes sharp predictions: top-charm production at electron and muon colliders, rare top decays enhanced by up to four orders of magnitude over the Standard Model, and an observable $Z/rightarrow b/bar s$ rate. The value of the exercise is that a model usually dismissed as ruled out turns out to have a live corner, and that corner is testable with machines already being planned.

What carries the argument

The load-bearing device is the Cheng-Sher ansatz of Eq. (10), $/xi^{U,D}_{ij} = /lambda_{ij} /sqrt{m_i m_j}/v$, which converts an arbitrary complex matrix of new Yukawa couplings into a one-parameter-per-quark-pair family in which the top quark's flavor change is automatically the largest and the first family's is automatically the smallest. This hierarchy is what lets the authors keep large $t/rightarrow c$ effects while satisfying the very tight bounds from $K^0$-$/bar K^0$ mixing, which has been measured for decades and pins down any light-quark flavor violation. Around that ansatz the paper assembles a constraint pipeline: tree-level $h^0$ and $A^0$ exchange for $/Delta F = 2$ amplitudes, one-loop box and penguin diagrams with charged scalars, the full one-loop $Ztc$ and $/gamma tc$ form factors given in Appendix B, and the $/rho$ parameter computed from the scalar self-energies in Eq. (54). The form-factor calculation is also offered as a correction to earlier work: the authors state that their results for the $A^0$ and mixed $h^0$-$A^0$ contributions differ from Ref. [7], that this shifts $t/rightarrow c/gamma$ by more than an order of magnitude, and that in Ref. [7] the divergent terms in the $A^Z$ form factor appear not to cancel.

Extended reading notes

Core claim

The paper establishes that a two-Higgs-doublet model with tree-level flavor-changing scalar couplings, called model III, is not excluded by data, provided the couplings follow the Cheng-Sher mass-proportionality ansatz $/xi^{U,D}_{ij} = /lambda_{ij}/sqrt{m_i m_j}/v$ and provided the flavor-changing couplings of the first quark family are strongly suppressed. Two surviving scenarios are identified. In the first, which applies if one insists on reproducing the measured $R_b$, the neutral scalar and pseudoscalar must both sit in a narrow window of roughly 50 to 70 GeV, the charged scalar between 150 and 200 GeV, and the down-type couplings $/lambda_{bb}$ and $/lambda_{sb}$ must be much larger than one while the up-type ones stay small. In the second, which applies if the $R_b$ discrepancy is set aside as an unresolved experimental issue, only the first-family couplings need be small, the rest can be of order one, and $B/rightarrow X_s/gamma$ falls within two $\sigma$ of experiment once the charged scalar exceeds about 600 GeV. In both scenarios the model predicts $e^+e^- /rightarrow t/bar c + /bar t c$ at a rate up to $R_{tc} /sim 10^{-5}$ for $/lambda /simeq 1$, rare top decays with branching ratios reaching $10^{-7}$ for $t/rightarrow c/gamma$, $10^{-6}$ for $t/rightarrow cZ$ and $10^{-4}$ for $t/rightarrow cg$, and, in the $R_b$-driven scenario, a $Z/rightarrow b/bar s$ rate up to an order of magnitude above the Standard Model.

Load-bearing premise

Everything rests on the assumption that the new flavor-changing couplings really do scale as the square root of the product of the two quark masses, with one free multiplier per quark pair, and that the hadronic matrix elements of the resulting operators can be estimated by vacuum insertion with a single common bag parameter per meson, an approximation the authors themselves flag as crude.

Editorial extensions

If this is right

  • A lepton collider running at 500 GeV with a few times $10^{33}$ cm$^{-2}$s$^{-1}$ should be able to see or exclude $e^+e^- /rightarrow t/bar c + /bar t c$ for $/lambda$ near one and scalar masses of a few hundred GeV.
  • A muon collider tuned to the neutral Higgs resonance would produce $t/bar c$ through the tree-level flavor-changing coupling, giving a clean signal with no Standard Model background and, through top helicity in the decay distributions, separate access to the left- and right-handed couplings.
  • Rare top decays $t/rightarrow c/gamma$, $cZ$ and $cg$ become reachable at the next generation of hadron and lepton colliders, with $t/rightarrow cg$ reaching $10^{-4}$ in the most favorable mass region.
  • In the $R_b$-driven scenario, $B/rightarrow X_s/mu^+/mu^-$ and $B^0_s /rightarrow /mu^+/mu^-$ can be enhanced by up to two orders of magnitude over the Standard Model, and $Z/rightarrow b/bar s$ becomes a searchable channel at the $Z$ pole.
  • An improved measurement of $D^0$-$/bar D^0$ mixing by a single order of magnitude would tighten the constraint on the common $/lambda$ roughly to the level already set by kaon and $B_d$ mixing.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • The paper's structure suggests a general lesson beyond this specific model: the reason flavor-changing neutral currents are usually forbidden by fiat is that the light-quark bounds are so severe, but if the new couplings track quark mass they inherit the mass hierarchy automatically, so the same data that kills generic models leaves a mass-ordered corner alive. That argument transfers to any new s
  • The two surviving scenarios are distinguished almost entirely by whether one believes the $R_b$ excess. If that excess is a measurement artifact, the model's parameter space widens considerably and the charged scalar can be heavy; if it is real, the neutral scalars are pinned into a window of tens of GeV, which is a region the LEP-era Higgs searches would have probed directly.
  • The authors note that heavy-flavor loop effects in $D^0$-$/bar D^0$ mixing can exceed the Standard Model by two orders of magnitude in the $R_b$-driven scenario while still sitting well below the current bound. That makes charm mixing an unusually clean discriminator for this class of models, since the Standard Model prediction there is small and the experimental reach is improving.
  • The disagreement with Ref. [7] over the $A^0$ and mixed contributions, and the observation about uncancelled divergences, is the kind of internal inconsistency that an independent recalculation could settle quickly; if the earlier result is right instead, the quoted rare-decay rates shift by an order of magnitude and the discovery reach moves accordingly.
Original abstract

A comprehensive phenomenological analysis of a two Higgs doublet model, with flavor changing scalar currents at the tree level, called model III, is presented. Constraints from existing experimental information especially on (Delta F)=2 processes are systematically incorporated. Constraints emerging from rare B-decays, Z-->b\bar b, and the \rho parameter are also examined. Experimental implications for e^+e^- (\mu^+\mu^-)-->t\bar c+\bar t c, t-->c\gamma(Z,g), D^0-\bar D^0, and B^0_s-\bar B^0_s oscillations, and for e^+e^-(Z)-->b\bar s+s\bar b are investigated and experimental effort towards these is stressed. We also emphasize the importance of clarifying the experimental issues pertaining to Z-->b\bar b.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13-20260917 via OpenRouter, question bank abstract-p1-20260923, 2026-09-23: 1 request, 4,356 input tokens, $0.0002 reported.

What the abstract itself states, as probabilities: claims first 0.04 · states limitation 0.10 · human participants 0.02 · controlled comparison 0.03 · randomized assignment 0.01 · states quantitative result 0.05 · compares with prior results 0.12 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

A comprehensive phenomenological analysis of a two Higgs doublet model, with flavor changing scalar currents at the tree level, called model III, is presented. Constraints from existing experimental information especially on (Delta F)=2 processes are systematically incorporated. Constraints emerging from rare B-decays, Z-->b\bar b, and the \rho parameter are also examined. Experimental implications for e^+e^- (\mu^+\mu^-)-->t\bar c+\bar t c, t-->c\gamma(Z,g), D^0-\bar D^0, and B^0_s-\bar B^0_s oscillations, and for e^+e^-(Z)-->b\bar s+s\bar b are investigated and experimental effort towards these is stressed. We also emphasize the importance of clarifying the experimental issues pertaining to Z-->b\bar b.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 A comprehensive phenomenological analysis of a two Higgs doublet model, with flavor changing scalar currents at the tree level, called model III, is presented. contribution 1.00 0.88 0.10 asserted 0.99
s1 Constraints from existing experimental information especially on (Delta F)=2 processes are systematically incorporated. method 0.94 0.73 0.04 asserted 0.99
s2 Constraints emerging from rare B-decays, Z-->b\bar b, and the \rho parameter are also examined. method 0.53 0.68 0.04 asserted 0.92
s3 Experimental implications for e^+e^- (\mu^+\mu^-)-->t\bar c+\bar t c, t-->c\gamma(Z,g), D^0-\bar D^0, and B^0_s-\bar B^0_s oscillations, and for e^+e^-(Z)-->b\bar s+s\bar b are investigated and experimental effort towards these is stressed. contribution 0.58 0.65 0.13 asserted 0.90
s4 We also emphasize the importance of clarifying the experimental issues pertaining to Z-->b\bar b. future work 0.98 0.26 0.08 asserted 0.85

What kind of paper the classifier reports this is: theoretical result 0.98 · evidence from analysis of existing data 0.65.

What was examined, and what was not

sources read
  • arXiv listing abstract v1
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. FIG. 1. Example of one-loop contributions to the
Figure 3. FIG. 3. Branching fraction for
Figure 4. FIG. 4. Tree level contributions to
Figure 6. FIG. 6. Tree level contributions to each different
Figure 7. FIG. 7. Box diagrams which contribute at one loop to the
Figure 8. FIG. 8. Penguin diagrams which contribute at one loop to the
Figure 9. FIG. 9. Upper bounds on

Showing 7 of the paper's 11 figures. See all figures in the PDF ↗ Figures reproduced from arXiv:hep-ph/9609279 by the authors.

References
How the literature uses it

67 arXiv papers cite this in 91 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

Papers citing it · 58 sentences without a confident label

Uses its method or tool 2 papers
Uses its data or values 3 papers
  • The expression for the mass difference due to the new scalar is [ref] [equation] We use a similar equation for the $K-K̅$ mixing mass difference and use the experimental value $ΔM_K^exp=(52.93 ±0.09)×10^8 s^-1$ [ref] .

    Resolving the $(g-2)_{\mu}$ and $B$ anomalies with leptoquarks and a dark Higgs boson · Hadronic constraints · 0.80

  • For completeness the branching fraction ratios in the different scenarios considered are shown in Fig. [ref], where we have use the parameters $ξ_ττ=2.2 ×10^-2$, $ξ_τμ=2.1 ×10^-1$, and $ξ_μμ=0.12$ according to the allowed regions cited in the literature [ref] .

    Constraints on the charged Higgs boson of the two Higgs doublet model type III · Introduction · 0.82

  • The SM values are from [ref] , for predictions in type-III 2HDM, in the MSSM and in $R$-parity violating ($$) SUSY models see [ref] , [ref] , and [ref] , respectively.

    Top quark physics at the LHC · Flavour-changing neutral current (FCNC) decays: · 0.83

Compares with it 1 paper
Cites it as background 26 papers

Discussion

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