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Two linear transformations each tridiagonal with respect to an eigenbasis of the other; an algebraic approach to the Askey scheme of orthogonal polynomials

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arxiv math/0408390 v3 pith:O5LHSKOW submitted 2004-08-27 math.QA math-phmath.MP

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keywords pairkrawtchoukleonardhahnmatrixpolynomialsrepresentingtridiagonal
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abstract

Let $K$ denote a field, and let $V$ denote a vector space over $K$ with finite positive dimension. We consider a pair of linear transformations $A:V\to V$ and $A^*:V\to V$ that satisfy the following two conditions: There exists a basis for $V$ with respect to which the matrix representing $A$ is irreducible tridiagonal and the matrix representing $A^*$ is diagonal. There exists a basis for $V$ with respect to which the matrix representing $A^*$ is irreducible tridiagonal and the matrix representing $A$ is diagonal. We call such a pair a Leonard pair on $V$. We give a correspondence between Leonard pairs and a class of orthogonal polynomials. This class coincides with the terminating branch of the Askey scheme and consists of the $q$-Racah, $q$-Hahn, dual $q$-Hahn, $q$-Krawtchouk, dual $q$-Krawtchouk, quantum $q$-Krawtchouk, affine $q$-Krawtchouk, Racah, Hahn, dual Hahn, Krawtchouk, Bannai/Ito, and orphan polynomials. We describe the above correspondence in detail. We show how, for the listed polynomials, the 3-term recurrence, difference equation, Askey-Wilson duality, and orthogonality can be expressed in a uniform and attractive manner using the corresponding Leonard pair. We give some examples that indicate how Leonard pairs arise in representation theory and algebraic combinatorics. We discuss a mild generalization of a Leonard pair called a tridiagonal pair. At the end we list some open problems. Throughout these notes our argument is elementary and uses only linear algebra. No prior exposure to the topic is assumed.

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Cited by 4 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Variations on a circular Hessenberg pair

    math.CO 2026-07 conditional novelty 6.0 of 10

    Quasi-circular Hessenberg systems and systems satisfying the tridiagonal relations are the same family; the tridiagonal-relations family splits exactly into the circular and tridiagonal-Hessenberg cases.

  2. Circular Hessenberg pairs and the tridiagonal relations

    math.CO 2026-07 accept novelty 6.0 of 10

    Every circular Hessenberg pair on a finite-dimensional vector space satisfies the two tridiagonal relations.

  3. Leonard pairs, spin models, and distance-regular graphs

    math.RA 2019-07 unverdicted novelty 6.0 of 10

    A distance-regular graph Γ affords a spin model if and only if each irreducible module for every Terwilliger algebra of Γ takes the form described by Caughman et al., with explicit construction given for q-Racah type.

  4. Eigenvalue equations for sieved polynomials or proving Askey right again

    math.CA 2025-07 conditional novelty 4.0 of 10

    Sieved Jacobi polynomials are eigenfunctions of an explicit Dunkl-type operator with cyclic reflections, confirming Askey's conjecture and establishing their bispectrality.

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