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Computing Spectra -- On the Solvability Complexity Index Hierarchy and Towers of Algorithms

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arxiv 1508.03280 v5 pith:DFXSQDSS submitted 2015-08-13 cs.CC cs.NAmath-phmath.LOmath.MPmath.NAmath.SP

classification cs.CCcs.NAmath-phmath.LOmath.MPmath.NAmath.SP
keywords computationalhierarchyproblemsalgorithmsachieveexistencemathbbproblem
verification ladder T0 review T1 audit T2 compute T3 formal
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abstract

This paper establishes some of the fundamental barriers in the theory of computations and finally settles the long-standing computational spectral problem. That is to determine the existence of algorithms that can compute spectra $\mathrm{sp}(A)$ of classes of bounded operators $A = \{a_{ij}\}_{i,j \in \mathbb{N}} \in \mathcal{B}(l^2(\mathbb{N}))$, given the matrix elements $\{a_{ij}\}_{i,j \in \mathbb{N}}$, that are sharp in the sense that they achieve the boundary of what a digital computer can achieve. Similarly, for a Schr\"odinger operator $H = -\Delta+V$, determine the existence of algorithms that can compute the spectrum $\mathrm{sp}(H)$ given point samples of the potential function $V$. In order to solve these problems, we establish the Solvability Complexity Index (SCI) hierarchy and provide a collection of new algorithms that allow for problems that were previously out of reach. The SCI is the smallest number of limits needed in the computation, yielding a classification hierarchy for all types of problems in computational mathematics that determines the boundaries of what computers can achieve in scientific computing. In addition, the SCI hierarchy provides classifications of computational problems that can be used in computer-assisted proofs. The SCI hierarchy captures many key computational issues in the history of mathematics including the insolvability of the quintic, Smale's problem on the existence of iterative generally convergent algorithm for polynomial root finding, the computational spectral problem, inverse problems, optimisation etc.

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Cited by 5 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Convergent Methods for Koopman Operators on Reproducing Kernel Hilbert Spaces

    math.NA 2025-06 accept novelty 8.0 of 10

    New convergent algorithms with error control and matching impossibility bounds for Koopman and Perron-Frobenius spectral computations on RKHSs.

  2. Spectral and Pseudospectral Approximation of Finite-Interaction-Range Operators in Doubling Metric Measure Spaces

    math.SP 2026-08 conditional novelty 6.0 of 10

    Window-local lower norms approximate the global lower norm of finite-interaction-range operators with explicit O(1/L) error on doubling metric measure spaces, yielding rigorous pseudospectral inclusions.

  3. Localisation of pseudospectra on discrete groups

    math.SP 2026-07 accept novelty 6.0 of 10

    Pseudospectra of band operators on countable Abelian groups are enclosed, with a 1/n truncation penalty, by pseudospectra of finite local patches.

  4. Endpoint Koopman Spectral Computation: $L^1$ Residual Bounds, $L^\infty$ Instability, and Point-Spectral SCI Calibration Families

    math.LO 2026-01 conditional novelty 6.0 of 10

    For L∞ Koopman operators on Cantor systems, approximate point spectra are not computable by any finite tower of algorithms; L1 upper bounds match the reflexive regime.

  5. Avoiding spectral pollution for transfer operators using residuals

    math.DS 2025-07 conditional novelty 6.0 of 10

    A residual computation for kernelized dynamic mode decomposition gives a necessary condition for eigenvalues of transfer operators, enabling detection of spectral pollution.

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