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The Implicit Bias of Batch Normalization in Linear Models and Two-layer Linear Convolutional Neural Networks

Machine Learning · Submitted 20 Jun 2023

abstract compiled · 2026-09-23 · no language-model review

The authors' main claim We show that when learning a linear model with batch normalization for binary classification, gradient descent converges to a uniform margin classifier on the training data with an $\exp(-\Omega(\log^2 t))$ convergence rate.

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arXiv ID2306.11680 (version 2)
Pith IDGGJLYIHT, Pith's permanent record of this paper and its review
CitationDifan Zou, Quanquan Gu, Yuan Cao, Yuanzhi Li. "The Implicit Bias of Batch Normalization in Linear Models and Two-layer Linear Convolutional Neural Networks." arXiv:2306.11680 (2023). https://pith.science/paper/GGJLYIHT
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arXiv listing abstract v2. Results and the main claim are underlined; .

We study the implicit bias of batch normalization trained by gradient descent. We show that when learning a linear model with batch normalization for binary classification, gradient descent converges to a uniform margin classifier on the training data with an $\exp(-\Omega(\log^2 t))$ convergence rate. This distinguishes linear models with batch normalization from those without batch normalization in terms of both the type of implicit bias and the convergence rate. We further extend our result to a class of two-layer, single-filter linear convolutional neural networks, and show that batch normalization has an implicit bias towards a patch-wise uniform margin. Based on two examples, we demonstrate that patch-wise uniform margin classifiers can outperform the maximum margin classifiers in certain learning problems. Our results contribute to a better theoretical understanding of batch normalization.

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What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We study the implicit bias of batch normalization trained by gradient descent. contribution 0.94 0.82 0.04 asserted 0.52
s1 We show that when learning a linear model with batch normalization for binary classification, gradient descent converges to a uniform margin classifier on the training data with an $\exp(-\Omega(\log^2 t))$ convergence rate. result 1.00 0.95 0.63 asserted 1.00
s2 This distinguishes linear models with batch normalization from those without batch normalization in terms of both the type of implicit bias and the convergence rate. interpretation 0.95 0.85 0.21 asserted 1.00
s3 We further extend our result to a class of two-layer, single-filter linear convolutional neural networks, and show that batch normalization has an implicit bias towards a patch-wise uniform margin. result 0.75 0.95 0.21 asserted 1.00
s4 Based on two examples, we demonstrate that patch-wise uniform margin classifiers can outperform the maximum margin classifiers in certain learning problems. result 0.82 0.88 0.10 asserted 0.97
s5 Our results contribute to a better theoretical understanding of batch normalization. contribution 0.60 0.46 0.06 asserted 0.95

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Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

The paper
Original abstract

We study the implicit bias of batch normalization trained by gradient descent. We show that when learning a linear model with batch normalization for binary classification, gradient descent converges to a uniform margin classifier on the training data with an $\exp(-\Omega(\log^2 t))$ convergence rate. This distinguishes linear models with batch normalization from those without batch normalization in terms of both the type of implicit bias and the convergence rate. We further extend our result to a class of two-layer, single-filter linear convolutional neural networks, and show that batch normalization has an implicit bias towards a patch-wise uniform margin. Based on two examples, we demonstrate that patch-wise uniform margin classifiers can outperform the maximum margin classifiers in certain learning problems. Our results contribute to a better theoretical understanding of batch normalization.

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1 arXiv paper cite this in 2 sentences

Each citing sentence is taken from the citing paper's LaTeX source and typed by Pith's classifier. A label appears at probability 0.8 or more (0.95 for support), a contest at 0.7 or more; the quoted words are the citing authors'. How each label was checked · JSON

What it cites · 6 sentences without a confident label

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Cites as background 5 papers
  • When the BN is absent, the implicit bias of gradient descent for the linear model (or deep linear models) is widely studied [ref] : when the data is linearly separable, gradient descent on the cross-entropy loss will converge to the maximum margin solution.

    Gradient descent aligns the layers of deep linear networks · Introduction · 0.93

  • From a theoretical perspective, a series of works have established the close connection between the normalization methods and the adaptive effective learning rate [ref] .

    Inductive Bias of Gradient Descent for Weight Normalized Smooth Homogeneous Neural Nets · Additional Related Work · 0.92

  • Many normalization methods, including batch normalization, weight normalization [ref] , layer normalization [ref] , and group normalization [ref] , have been recently developed to improve generalization performance.

    Layer Normalization · Additional Related Work · 1.00

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