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Faithful Explanations of Black-box NLP Models Using LLM-generated Counterfactuals

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arxiv 2310.00603 v2 pith:HBJIH37L submitted 2023-10-01 cs.CL cs.AI

classification cs.CLcs.AI
keywords explanationsapproachapproachesfaithfulmodelmodelscausaleffective
verification ladder T0 review T1 audit T2 compute T3 formal
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Causal explanations of the predictions of NLP systems are essential to ensure safety and establish trust. Yet, existing methods often fall short of explaining model predictions effectively or efficiently and are often model-specific. In this paper, we address model-agnostic explanations, proposing two approaches for counterfactual (CF) approximation. The first approach is CF generation, where a large language model (LLM) is prompted to change a specific text concept while keeping confounding concepts unchanged. While this approach is demonstrated to be very effective, applying LLM at inference-time is costly. We hence present a second approach based on matching, and propose a method that is guided by an LLM at training-time and learns a dedicated embedding space. This space is faithful to a given causal graph and effectively serves to identify matches that approximate CFs. After showing theoretically that approximating CFs is required in order to construct faithful explanations, we benchmark our approaches and explain several models, including LLMs with billions of parameters. Our empirical results demonstrate the excellent performance of CF generation models as model-agnostic explainers. Moreover, our matching approach, which requires far less test-time resources, also provides effective explanations, surpassing many baselines. We also find that Top-K techniques universally improve every tested method. Finally, we showcase the potential of LLMs in constructing new benchmarks for model explanation and subsequently validate our conclusions. Our work illuminates new pathways for efficient and accurate approaches to interpreting NLP systems.

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Cited by 3 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Training Large Language Models for Self-Explanation Faithfulness

    cs.LG 2026-07 conditional novelty 6.0 of 10

    RL fine-tuning with a counterfactual mention/influence reward raises LLM self-explanation faithfulness (Phi-CCT) from near zero to ~0.66 in-distribution for two 8B models, with partial transfer to held-out tasks.

  2. TimeSAE: Causal Sparse Decoding for Faithful Explanations of Black-Box Time Series Models

    cs.LG 2026-01 conditional novelty 6.0 of 10

    TimeSAE trains a sparse autoencoder with counterfactual and consistency losses to explain black-box time series predictions, claiming better faithfulness and out-of-distribution robustness than eight baselines.

  3. "Lost-in-the-Later": Framework for Quantifying Contextual Grounding in Large Language Models

    cs.CL 2025-07 conditional novelty 5.0 of 10

    LLMs ground answers in early context far more than later context, and chain-of-thought prompting or reasoning models reduce contextual grounding rather than improving it.

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