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Soft Prompt Threats: Attacking Safety Alignment and Unlearning in Open-Source LLMs through the Embedding Space

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arxiv 2402.09063 v2 pith:NIRAS6TE submitted 2024-02-14 cs.LG

classification cs.LG
keywords attacksembeddingspacellmsmodelopen-sourcemodelsdirectly
verification ladder T0 review T1 audit T2 compute T3 formal
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Current research in adversarial robustness of LLMs focuses on discrete input manipulations in the natural language space, which can be directly transferred to closed-source models. However, this approach neglects the steady progression of open-source models. As open-source models advance in capability, ensuring their safety also becomes increasingly imperative. Yet, attacks tailored to open-source LLMs that exploit full model access remain largely unexplored. We address this research gap and propose the embedding space attack, which directly attacks the continuous embedding representation of input tokens. We find that embedding space attacks circumvent model alignments and trigger harmful behaviors more efficiently than discrete attacks or model fine-tuning. Furthermore, we present a novel threat model in the context of unlearning and show that embedding space attacks can extract supposedly deleted information from unlearned LLMs across multiple datasets and models. Our findings highlight embedding space attacks as an important threat model in open-source LLMs. Trigger Warning: the appendix contains LLM-generated text with violence and harassment.

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Cited by 6 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Logical Judgments Under Pressure: Diagnosing Syllogistic Stability with Learned Soft Prefixes

    cs.AI 2026-07 conditional novelty 6.0 of 10

    Learned soft prefixes reliably flip correct syllogistic judgments in LLMs, transferring across unseen forms and interfaces and behaving mainly as a broad answer preference rather than a transferable logical operation.

  2. Circumventing Safety Alignment in Large Language Models Through Embedding Space Toxicity Attenuation

    cs.CL 2025-07 conditional novelty 6.0 of 10

    ETTA bypasses LLM safety refusals by learning a linear toxicity direction in the embedding space and attenuating it in word embeddings at inference time.

  3. Model Collapse Is Not a Bug but a Feature in Machine Unlearning for LLMs

    cs.LG 2025-07 conditional novelty 6.0 of 10

    A new method, Partial Model Collapse, iteratively fine-tunes an LLM on its own self-generated responses to conditionally collapse its output distribution on forget queries, removing private answers without the true la...

  4. Layer-Wise Perturbations via Sparse Autoencoders for Adversarial Text Generation

    cs.CL 2025-08 reject novelty 5.0 of 10

    Sparse autoencoder activation perturbation (SFPF) applied on top of existing jailbreak prompts raises attack success rate on Qwen3-32B, but with no defense evaluation and weak reproducibility.

  5. A Representation Engineering Perspective on the Effectiveness of Multi-Turn Jailbreaks

    cs.CR 2025-06 conditional novelty 4.0 of 10

    Crescendo multi-turn jailbreak responses are represented by safety-tuned LLMs as benign rather than harmful, which helps explain why single-turn defenses fail.

  6. Fake Friends and Sponsored Ads: The Risks of Advertising in Conversational Search

    cs.HC 2025-06 conditional novelty 3.0 of 10

    Advertising integrated into conversational AI responses could exploit user trust in sensitive contexts like mental health, a risk this paper names the 'fake friend dilemma.'

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