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Steering Without Side Effects: Improving Post-Deployment Control of Language Models

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arxiv 2406.15518 v1 pith:W5GZYEOF submitted 2024-06-21 cs.CL cs.LG

classification cs.CLcs.LG
keywords modelsteeringinputsmethodtrainingvectorsbenigneffects
verification ladder T0 review T1 audit T2 compute T3 formal

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Language models (LMs) have been shown to behave unexpectedly post-deployment. For example, new jailbreaks continually arise, allowing model misuse, despite extensive red-teaming and adversarial training from developers. Given most model queries are unproblematic and frequent retraining results in unstable user experience, methods for mitigation of worst-case behavior should be targeted. One such method is classifying inputs as potentially problematic, then selectively applying steering vectors on these problematic inputs, i.e. adding particular vectors to model hidden states. However, steering vectors can also negatively affect model performance, which will be an issue on cases where the classifier was incorrect. We present KL-then-steer (KTS), a technique that decreases the side effects of steering while retaining its benefits, by first training a model to minimize Kullback-Leibler (KL) divergence between a steered and unsteered model on benign inputs, then steering the model that has undergone this training. Our best method prevents 44% of jailbreak attacks compared to the original Llama-2-chat-7B model while maintaining helpfulness (as measured by MT-Bench) on benign requests almost on par with the original LM. To demonstrate the generality and transferability of our method beyond jailbreaks, we show that our KTS model can be steered to reduce bias towards user-suggested answers on TruthfulQA. Code is available: https://github.com/AsaCooperStickland/kl-then-steer.

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Forward citations

Cited by 2 Pith papers

Reviewed papers in the Pith corpus that reference this work. Sorted by Pith novelty score. Full citation record

  1. Evaluating the Prompt Steerability of Large Language Models

    cs.CL 2024-11 conditional novelty 6.0 of 10

    A formal benchmark with steerability indices shows that six open-weight LLMs are only partially steerable by prompting, with strong baseline skew and directional asymmetry.

  2. Sycophancy in Large Language Models: Causes and Mitigations

    cs.CL 2024-11 reject novelty 1.0 of 10

    A survey of sycophancy in LLMs that organizes measurement, causes, and mitigations, but its citation errors and lack of original evidence make it unreliable.

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