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arxiv: 2604.11392 · v1 · submitted 2026-04-13 · ❄️ cond-mat.stat-mech · quant-ph

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Absence of thermalization after a local quench and strong violation of the eigenstate thermalization hypothesis

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Pith reviewed 2026-05-10 15:45 UTC · model grok-4.3

classification ❄️ cond-mat.stat-mech quant-ph
keywords local quenchthermalizationeigenstate thermalization hypothesisXX spin chainintegrable systemsopen boundary conditions
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0 comments X

The pith

A local quench in XX spin chains prevents thermalization and violates even the weak eigenstate thermalization hypothesis.

A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.

The paper demonstrates analytically and numerically that in integrable XX spin chain models with open boundaries, a local quench created by suddenly switching on or slightly changing a single-spin impurity at the end or center of the chain leads to no thermalization at long times. This occurs even though the system starts in thermal equilibrium. A closely related result is a strong violation of the eigenstate thermalization hypothesis, in which not even its weaker version holds. The findings extend earlier observations of non-thermalization, which were known mainly for global quenches, to the case of local perturbations in these models.

Core claim

In XX-spin-chain models with open boundary conditions, initiating the system in thermal equilibrium and then suddenly switching on or slightly changing a single-spin impurity either at the end or in the center of the chain results in the absence of thermalization. This is accompanied by a strong violation of the eigenstate thermalization hypothesis, where not even the weaker version is fulfilled. Numerically similar behavior appears in more general XXZ models for an end impurity but not for a central one.

What carries the argument

The local quench generated by a single-spin impurity in XX-spin-chain models with open boundary conditions, which produces non-thermalizing dynamics and breaks the weak eigenstate thermalization hypothesis.

If this is right

  • Absence of thermalization occurs after a purely local quench in the XX models.
  • The eigenstate thermalization hypothesis fails strongly, as even its weak version does not hold.
  • Qualitatively similar non-thermalization appears in XXZ models for end impurities.
  • Non-thermalization after a local quench is possible without requiring a global perturbation.

Where Pith is reading between the lines

These are editorial extensions of the paper, not claims the author makes directly.

  • The mechanism might extend to other integrable models where a local impurity can break expected equilibration.
  • Quantum simulators with tunable impurities could directly test whether local changes suffice to suppress thermalization.
  • Extensions to slightly non-integrable cases could clarify how robust the strong ETH violation remains under weak perturbations.

Load-bearing premise

The analytical results rely on the specific choice of XX-spin-chain models with open boundary conditions and the particular form of the local quench generated by a single-spin impurity.

What would settle it

Analytical or numerical evidence that the long-time state after the described local quench in these XX spin chains does reach thermal equilibrium would falsify the central claim.

Figures

Figures reproduced from arXiv: 2604.11392 by Christian Eidecker-Dunkel, Peter Reimann.

Figure 1
Figure 1. Figure 1: FIG. 1. Black: The function [PITH_FULL_IMAGE:figures/full_fig_p007_1.png] view at source ↗
Figure 2
Figure 2. Figure 2: FIG. 2. Black: The function [PITH_FULL_IMAGE:figures/full_fig_p009_2.png] view at source ↗
Figure 3
Figure 3. Figure 3: FIG. 3. Red crosses: Numerically exact time-averaged ex [PITH_FULL_IMAGE:figures/full_fig_p012_3.png] view at source ↗
Figure 4
Figure 4. Figure 4: FIG. 4. Time-averaged expectation values [PITH_FULL_IMAGE:figures/full_fig_p013_4.png] view at source ↗
Figure 5
Figure 5. Figure 5: FIG. 5. Red: numerically exact time-dependent expectation [PITH_FULL_IMAGE:figures/full_fig_p014_5.png] view at source ↗
Figure 6
Figure 6. Figure 6: FIG. 6. Red: numerically exact expectation values [PITH_FULL_IMAGE:figures/full_fig_p015_6.png] view at source ↗
Figure 8
Figure 8. Figure 8: FIG. 8. Same as Fig. 4 but now for the corresponding XXZ [PITH_FULL_IMAGE:figures/full_fig_p017_8.png] view at source ↗
Figure 9
Figure 9. Figure 9: FIG. 9. Same as Fig. 5 but now for the corresponding XXZ [PITH_FULL_IMAGE:figures/full_fig_p017_9.png] view at source ↗
Figure 10
Figure 10. Figure 10: FIG. 10. Same as in Fig. 3 but now for [PITH_FULL_IMAGE:figures/full_fig_p018_10.png] view at source ↗
Figure 11
Figure 11. Figure 11: FIG. 11. Same as in Fig. 10, except that periodic instead [PITH_FULL_IMAGE:figures/full_fig_p019_11.png] view at source ↗
read the original abstract

Absence of thermalization after a global quantum quench is a well-established numerical observation in integrable many-body systems, and can be empirically related to a violation of the eigenstate thermalization hypothesis (ETH) in such models. Still, in many of those examples a weaker version of the conventional ETH (wETH) has been numerically reported or even rigorously proven. In this paper we show analytically and illustrate numerically that the absence of thermalization is already possible after a local quench. A closely related finding is a strong violation of the ETH, meaning that not even the wETH is fulfilled anymore. In our analytical explorations we focus on XX-spin-chain models with open boundary conditions, where the local quench is generated by initiating the system in thermal equilibrium and then suddenly switching on (or slightly changing) a single-spin impurity either at the end or in the center of the chain. Numerically we observe qualitatively similar phenomena also for more general XXZ-models in the case of an end-impurity, but not in the case of a central impurity.

Editorial analysis

A structured set of objections, weighed in public.

Desk editor's note, referee report, simulated authors' rebuttal, and a circularity audit. Tearing a paper down is the easy half of reading it; the pith above is the substance, this is the friction.

Referee Report

0 major / 2 minor

Summary. The paper claims that in XX-spin-chain models with open boundary conditions, a local quench generated by initiating the system in thermal equilibrium and then suddenly switching on or changing a single-spin impurity at the end or center prevents thermalization. Analytically, this is shown to lead to a strong violation of the eigenstate thermalization hypothesis, such that not even the weak ETH is fulfilled. Numerically, similar phenomena are observed for XXZ models with an end-impurity but not with a central impurity.

Significance. Assuming the analytical derivations are correct, the result is significant in the field of quantum many-body dynamics as it provides a concrete, exactly solvable example of non-thermalization following a local quench in an integrable system. This extends the known cases of ETH violation from global to local quenches. The explicit analytical treatment in the free-fermion XX model, combined with numerical checks in the XXZ case, strengthens the finding. The restriction to specific models is appropriately stated.

minor comments (2)
  1. [Abstract] The acronym 'wETH' is introduced without definition; a short explanation of what the weak eigenstate thermalization hypothesis entails would aid accessibility.
  2. [Numerical illustrations] The system sizes and specific parameter values (e.g., anisotropy for XXZ) used in the numerical figures should be explicitly listed in the captions or main text for reproducibility.

Simulated Author's Rebuttal

0 responses · 0 unresolved

We thank the referee for their careful reading of the manuscript and for the positive assessment of its significance. The referee's summary accurately reflects our main claims regarding the absence of thermalization after a local quench in open XX chains and the resulting strong violation of the ETH (including its weak form). We are pleased that the analytical treatment in the free-fermion case and the numerical checks in XXZ are viewed as strengthening the results. As the report contains no major comments, we have no point-by-point responses to provide. We will incorporate any minor editorial suggestions in the revised version.

Circularity Check

0 steps flagged

No significant circularity identified

full rationale

The paper derives its central claims via explicit analytical solution of the XX chain (free fermions) under open boundaries with a local single-spin impurity quench, constructing the post-quench steady state directly from the model's integrability and eigenstates. This is self-contained and does not reduce to fitted parameters, self-citations, or definitional equivalences; the abstract explicitly limits the analytic part to these models while treating XXZ numerics as qualitative only. No load-bearing step collapses to its own inputs by construction.

Axiom & Free-Parameter Ledger

0 free parameters · 1 axioms · 0 invented entities

The paper relies on standard properties of integrable spin chains and quantum mechanics. No free parameters are introduced in the abstract, no new entities are postulated, and axioms are the usual ones for non-interacting or integrable Hamiltonians.

axioms (1)
  • domain assumption The XX and XXZ Hamiltonians with open boundaries are integrable and possess the necessary conserved quantities to prevent thermalization.
    Invoked when relating the local quench to absence of thermalization in these specific models.

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Reference graph

Works this paper leans on

84 extracted references · 5 canonical work pages

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    The straight black lines in Fig

    obviously is (again as analytically predicted) not re- stricted to large system sizes L. The straight black lines in Fig. 3 depict the extrapo- lation of the numerically exact results (red crosses) for L ≤ 24 into the regime L >24. The main point is that these extrapolations are still quite close to the “true” numerical values at L = 10 4 (leftmost red cr...

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    localization

    02 L − 10 L − 5 L 10− 4 10− 2 L − 10 L − 5 L ⟨sz α ⟩t − ⟨ sz α ⟩th α FIG. 4. Time-averaged expectation values ⟨sz α ⟩t − ⟨ sz α ⟩th vs α ∈ { L − 10, ..., L } for the same XX model as in Fig. 3(b). Red crosses: Extrapolations of the numerically exact resul ts for L = 8, 10, ..., 24 to L → ∞ by means of the same procedure as indicated by the black lines in ...

  3. [3]

    and discussed in more detail in Sec. IV G. The inset as well as the green curve in the main plot corroborate an exponantial de- cay of the numerical results with L − α , as analytically predicted by Eq. ( 100). F. Temporal relaxation behavior While the focus in the previous sections was on time- averaged expectation values, the present section provides so...

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    IV D [see also discussion below Eq

    Analytical approximations Similarly as in Sec. IV D [see also discussion below Eq. ( 16)], we take the approximation ( 15) for granted and focus on the behavior of the quantity ˜CVA(t) from Eq. (16). Moreover, the perturbations V and observables A are again assumed to be of the specific form ( 8), ( 11), and ( 42), hence we can employ the exact result ( 35...

  5. [5]

    and (104)], we can exploit Eq. ( 79) to deduce the approxima- tion ˜CVA(t) ≃ b(t) +p2c(t) 4 for |p| ≪ 1, (105) b(t) := [ J0(t) +J2(t)]2 , (106) c(t) := [ J1(t) +J3(t)]2 − 2 [J0(t) +J2(t)] [J2(t) +J4(t)] , (107) where Jn(t) are Bessel functions of the first kind. Simi- larly, by expoiting Eq. ( 83) one obtains ˜CVA(t) ≃ J 2 0 (t) +J 2 1 (t) 4 for |p|= 1. (1...

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    Finally, going beyond the approximations (

    is readily feasible in principle, but the analytical expressions would become even more involved than in the above findings. Finally, going beyond the approximations (

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    ( 105), ( 108), and ( 109) be- comes very arduous by analytical means

    and ( 104) and beyond the p-values in Eqs. ( 105), ( 108), and ( 109) be- comes very arduous by analytical means

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    fluctuations

    Numerical examples Here we illustrate the detailed temporal relaxation be- havior by employing the same numerical methods as in Sec. IV E. Moreover, we compare the analytical approxi- mations from the previous section with such numerically exact results. The red curves in Fig. 5 exemplify the numerical ex- pectation values ⟨A⟩t − ⟨A⟩th for A = sz L and th...

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    already emulate very well the behavior in the thermodynamic limit L → ∞ up to times of about

  10. [10]

    Indeed, our numerically exact results for L = 10 4 would be indistinguishable for t < 1

    75L. Indeed, our numerically exact results for L = 10 4 would be indistinguishable for t < 1. 75L from the blue curves in Fig. 5 and are therefore not shown. The intu- itive physical explanation is that the system’s behavior after a local quench at the right chain-end needs some 0 0.1 0.2 0 50 (c) 0 0.1 0.2 (b) 0 0.1 0.2 (a) 0 0.1 50 150 0 0.1 50 150 0 0....

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    2 < pc in (a), p = 1 ≃ pc in (b), and p = 2 > pc in (c), where pc = (L + 1)/L = 1

    Note that p = 0. 2 < pc in (a), p = 1 ≃ pc in (b), and p = 2 > pc in (c), where pc = (L + 1)/L = 1. 0001, see also Eqs. ( 17) and ( 63). The black curves in Fig. 6 exemplify the approximations from Eqs. ( 105)-(110). In order to fulfill the requirement (103) in those approximations, we have chosen in Fig. 6 a smaller value of β than in Fig. 5. While the ag...

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    critical point,

    is not yet very well fulfilled for the choice of p = 2 in Fig. 6(c). We numerically found that the agree- ment indeed becomes better upon further increasing p (not shown). On the other hand, for larger p-values, cor- respondingly smaller β -values must be chosen in order to still fulfill Eq. ( 103). Moreover, upon increasing p the overall temporal variation...

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    n-spin excitations

    (apart from |0⟩) as some n-particle excitation of the general form |k1,...,k n⟩ :=f † k1 · · ·f † kn |0⟩ (112) with k1,...,k n ∈ { 1,...,L } and k1 < k2 < ... < kn. Sim- ilarly as above, one thus can conclude (see Appendix A in Ref. [13]) that |k1,...,k n⟩ = ∑′u(l1,...,l n)σ + l1 · · ·σ + ln |0⟩, (113) where ∑′ indicates a sum over all l1,...,l n ∈ { 1,.....

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    in the middle of the spectrum of H

    and the com- plicated form of the coefficients in Eq. ( 114) make a more tangible physical interpretation quite difficult. There- fore, we now turn to the signatures of localization which do not manifest themselves directly in the system’s en- ergy eigenstates, but rather in certain characteristic fea- tures of some suitably chosen expectation values. A first ...

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    indirect

    and ( 101). A quanti- tative numerical example is provided in Fig. 4. Note that the first two above signatures are of rather theoretical character in the sense that properties of sin- gle energy eigenstates are quite difficult to observe in an experimental many-body system. The third one is ex- perimentally unproblematic but is of a rather “indirect” charact...

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    02 L − 10 L − 5 L 10− 3 10− 2 L − 10 L − 5 L ⟨sz α ⟩t − ⟨ sz α ⟩th α FIG. 8. Same as Fig. 4 but now for the corresponding XXZ model with Jz = 0. 3 in Eq. (115). 0 0.1 0.2 0 50 (c) 0 0.1 0.2 (b) 0 0.1 0.2 (a) 0 0.05 50 150 0 0.05 50 150 0 0.05 50 150 t ⟨sz L⟩t − ⟨ sz L⟩th FIG. 9. Same as Fig. 5 but now for the corresponding XXZ model with Jz = 0. 3 in Eq. ...

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    ( 24)] with ν = L + 1 2 , (116) 18 0 0.02 0 0 .1 (b) 0 0.01 (a) ⟨ sz (L+1)/2 ⟩ t − ⟨ sz (L+1)/2 ⟩ th 1/L FIG

    and ( 8) [and thus in Eq. ( 24)] with ν = L + 1 2 , (116) 18 0 0.02 0 0 .1 (b) 0 0.01 (a) ⟨ sz (L+1)/2 ⟩ t − ⟨ sz (L+1)/2 ⟩ th 1/L FIG. 10. Same as in Fig. 3 but now for ν = α = ( L + 1)/ 2 (central impurity), g = 0 . 2 in (a), g = 0 . 4 in (b), and L = 10001, 25, 23, ..., 11, 9. The green bars indicate the analytical approximation for L → ∞ from Eqs. (11...

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    and ( 42). General- izations to even L and arbitrary inner impurities are in principle straightforward, but require more lengthy cal- culations and case differentiations, and will therefore only be briefly summarized at the end of this section. For the rest, the detailed calculations are largely analogous to those in the previous Sec. IV, and are therefore ...

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    (118) Likewise, a strong violation of the ETH immediately fol- lows by similar arguments as in Sec

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    are analogous to those in Sec. IV G. The most important difference compared to the end- impurities considered in Sec. IV is that in the present case of a central impurity the critical value in Eq. ( 117) approaches zero for largeL. In particular, a quench in the form of an arbitrarily weak central impurity thus always gives rise to nonthermalization in a s...

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    and ( 8) [and thus in Eq. ( 24)] with an arbitrary location ν ∈ { 1,...,L } one finds (after similar but more involved calculations) that the critical impurity strength is given by pc = 1 ν + 1 L + 1 − ν , (119) and that the same conclusions as in the previous para- graph apply whenever |p| exceeds this critical value. In particular, one readily recovers Eqs. (

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    Periodic boundary conditions A further, quite minor and natural extension is to con- sider periodic instead of open boundary conditions. For- mally, this amounts to replacing the upper summation limit L − 1 in Eq. (

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    and ( 10) In this Appendix we provide a detailed justification of why β can be chosen equal in Eqs. ( 3) and ( 10) for sufficiently large L [see also the discussion above Eq. ( 9)]. We adopt the same definition of the system’s initial stateρ(0) as in Eq. ( 3) with an arbitrary but fixed value of β . However, instead of ρcan in Eq. ( 10), we now consider more g...

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    partner state

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    can be recast by means of a Jordan- Wigner transformation into the form ( 26) and thus ( F1), and likewise for H0. Similarly as in Eqs. ( 27) and ( 28), there furthermore must exist unitary L × L matrices U and ˜U with entries Ukl and ˜Ukl, respectively, so that H = L∑ k=1 Ekf † kfk, (F3) H0 = L∑ k=1 ˜Ek ˜f † k ˜fk, (F4) where fk := L∑ l=1 Uklcl, (F5) ˜fk...

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