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Finite-cutoff geometry in double-scaled SYK: SYK deformations, branes and CMC-Krylov complexity

High Energy Physics - Theory · Submitted 14 Oct 2026

Pith's verdict: An ambitious construction of finite-cutoff holography in DSSYK; the central mapping from SYK deformations to chord Hamiltonians is plausible but relies on an unproven assumption about non-polynomial functions. Deserves referee time.

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arXiv ID2610.20703 (version 2)
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CitationSergio E. Aguilar-Gutierrez. "Finite-cutoff geometry in double-scaled SYK: SYK deformations, branes and CMC-Krylov complexity." arXiv:2610.20703 (2026). https://pith.science/paper/U2UGRJJF
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The paper

The paper claims

This paper constructs microscopic deformations of the double-scaled SYK model whose ensemble-averaged theory describes wormhole states in finite-cutoff sine dilaton gravity, covering both AdS and dS regions.

The reading

The paper aims to establish a holographic duality between deformations of the double-scaled SYK model and finite-cutoff sine dilaton gravity. By constructing explicit SYK deformations of Kourkoulou-Maldacena and thermofield-double states, the author shows that their double-scaling limits reproduce lower-dimensional analogues of $T^{2}$ and $T^{2}$+Λ1 deformations. The ensemble-averaged theory describes wormhole states in a finite-cutoff sine dilaton gravity, with the low-energy regime corresponding to AdS geometry and the high-energy regime to dS geometry. The construction provides a microscopic origin for the finite-cutoff holographic dictionary and connects Krylov complexity to constant mean curvature slice lengths.

What carries the argument

The key object is the deformed chord Hamiltonian (3.1), which acts on the chord number basis and encodes the finite-cutoff geometry. The construction relies on a polynomial dictionary between SYK operators and chord operators, extended to non-polynomial functions via convergence of spectral measures. The low-energy limit reproduces the Pöschl–Teller Hamiltonian of finite-cutoff JT gravity, and the full theory matches the ADM Hamiltonian of sine dilaton gravity at finite cutoff.

Extended reading notes

Core claim

The central claim is that microscopic deformations of SYK states, in the double-scaling limit, yield chord Hamiltonians that are exactly the $T^{2}$ and $T^{2}$+Λ1 deformations (equations 3.1-3.3). The ensemble-averaged moments of these deformations match those of the chord Hamiltonian, establishing a duality with finite-cutoff sine dilaton gravity. This duality describes both perturbative and non-perturbative branches of the energy spectrum flow equation, with only the perturbative branch admitting physical quantum states. The construction also identifies a boundary interpretation for constant mean curvature slice lengths as a complexity measure in Krylov space.

Load-bearing premise

The paper assumes that the polynomial dictionary between SYK and chord operators extends to non-polynomial functions like the deformation operators, a step not rigorously proven.

Editorial extensions

If this is right

  • The microscopic construction provides a concrete boundary dual for finite-cutoff sine dilaton gravity, enabling precise tests of the holographic dictionary.
  • The CMC-Krylov complexity measure (4.13) offers a boundary interpretation of constant mean curvature slice lengths, linking complexity to geometry.
  • Including end-of-the-world branes leads to a boundary deformation that can describe either black holes or eternal traversable wormholes, depending on bound state existence.
  • The analysis of non-perturbative branches shows they are ill-defined quantum mechanically, providing constraints on possible bulk duals.
  • The framework can be extended to include matter, potentially allowing computation of finite-cutoff correlators.

Reading between the lines

Editorial extensions of the paper, not claims the author makes directly.

  • If the duality is correct, the finite-cutoff holographic dictionary implies that the Lyapunov exponent measured in proper boundary time is given by the Tolman temperature, not the asymptotic temperature, which could be tested in SYK numerics.
  • The existence of a natural operator ordering (Friedrichs extension) in the low-energy theory suggests that the chord Hamiltonian at finite n automatically imposes a Dirichlet-like boundary condition at L=0, which may have implications for the spectrum of black hole microstates.
  • The CMC-Krylov complexity framework suggests that higher-dimensional holographic complexity may also be represented by cost functions in Krylov space, potentially extending the complexity=anything conjecture.
  • The construction of ETW branes at finite cutoff provides a toy model for studying the information paradox in a controlled setting.
Original abstract

We develop a finite-cutoff holographic description of the double-scaled SYK (DSSYK) model. We construct microscopic deformations of Kourkoulou-Maldacena and thermofield-double SYK states whose double-scaling limits reproduce a lower-dimensional analogue of $\text{T}\overline{\text{T}}$ and $\text{T}\overline{\text{T}}+\Lambda_2$ deformations, which we denote $T^2$ and $T^2+\Lambda_1$, respectively. The ensemble-averaged theory describes wormhole states in finite-cutoff sine dilaton gravity, and finite-cutoff anti-de Sitter and de Sitter geometries in the low- and high-energy regimes, respectively. The analysis includes both perturbative and non-perturbative solutions to the energy spectrum flow equation, and the regions behind and beyond the respective horizons. Only the perturbative branch admits physical quantum states. We study how to incorporate end-of-the-world (ETW) branes in the finite cutoff holographic dictionary. The ETW brane leads to an additional boundary theory deformation, which leads to black hole or eternal traversable wormhole geometries depending on the existence of normalizable bound states. We extend the finite cutoff length evaluations for constant mean curvature (CMC) slices, which we interpret as complexity in the boundary theory. We discuss possible extensions with matter. Our results provide a microscopic framework for studying the finite-cutoff boundaries, CMC slices and branes in the holographic dictionary of DSSYK.

The compiled record

The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.

Compiled by classifier-1.13.0 via TypeSafe API, question bank abstract-p1-20260923, 2026-10-16: 1 request, 7,677 input tokens.

What the abstract itself states, as probabilities: claims first 0.05 · states limitation 0.76 · human participants 0.01 · controlled comparison 0.02 · randomized assignment 0.01 · states quantitative result 0.06 · compares with prior results 0.21 · mentions code or data availability 0.02.

The abstract, sentence by sentence

arXiv listing abstract v1. Results and the main claim are underlined; .

We develop a finite-cutoff holographic description of the double-scaled SYK (DSSYK) model. We construct microscopic deformations of Kourkoulou-Maldacena and thermofield-double SYK states whose double-scaling limits reproduce a lower-dimensional analogue of $\text{T}\overline{\text{T}}$ and $\text{T}\overline{\text{T}}+\Lambda_2$ deformations, which we denote $T^2$ and $T^2+\Lambda_1$, respectively. The ensemble-averaged theory describes wormhole states in finite-cutoff sine dilaton gravity, and finite-cutoff anti-de Sitter and de Sitter geometries in the low- and high-energy regimes, respectively. The analysis includes both perturbative and non-perturbative solutions to the energy spectrum flow equation, and the regions behind and beyond the respective horizons. Only the perturbative branch admits physical quantum states. We study how to incorporate end-of-the-world (ETW) branes in the finite cutoff holographic dictionary. The ETW brane leads to an additional boundary theory deformation, which leads to black hole or eternal traversable wormhole geometries depending on the existence of normalizable bound states. We extend the finite cutoff length evaluations for constant mean curvature (CMC) slices, and interpret them as complexity in the boundary theory. We discuss possible extensions with matter. Our results provide a microscopic framework for studying the finite-cutoff boundaries, CMC slices and branes in the holographic dictionary of DSSYK.

background contribution method result interpretation main claim

What the classifier reports for each sentence. The number is the probability it gave the label.
#sentencerolethe authors' own workstates the main conclusionstrength
s0 We develop a finite-cutoff holographic description of the double-scaled SYK (DSSYK) model. contribution 1.00 0.95 0.14 asserted 1.00
s1 We construct microscopic deformations of Kourkoulou-Maldacena and thermofield-double SYK states whose double-scaling limits reproduce a lower-dimensional analogue of $\text{T}\overline{\text{T}}$ and $\text{T}\overline{\text{T}}+\Lambda_2$ deformations, which we denote $T^2$ and $T^2+\Lambda_1$, respectively. contribution 0.83 0.94 0.15 asserted 1.00
s2 The ensemble-averaged theory describes wormhole states in finite-cutoff sine dilaton gravity, and finite-cutoff anti-de Sitter and de Sitter geometries in the low- and high-energy regimes, respectively. result 0.91 0.85 0.22 asserted 1.00
s3 The analysis includes both perturbative and non-perturbative solutions to the energy spectrum flow equation, and the regions behind and beyond the respective horizons. contribution 0.56 0.90 0.07 asserted 1.00
s4 Only the perturbative branch admits physical quantum states. result 0.97 0.84 0.12 asserted 1.00
s5 We study how to incorporate end-of-the-world (ETW) branes in the finite cutoff holographic dictionary. contribution 1.00 0.86 0.05 asserted 0.88
s6 The ETW brane leads to an additional boundary theory deformation, which leads to black hole or eternal traversable wormhole geometries depending on the existence of normalizable bound states. result 0.93 0.85 0.13 asserted 1.00
s7 We extend the finite cutoff length evaluations for constant mean curvature (CMC) slices, and interpret them as complexity in the boundary theory. contribution 0.75 0.94 0.09 asserted 1.00
s8 We discuss possible extensions with matter. future work 0.99 0.53 0.03 hedged possibility 0.83
s9 Our results provide a microscopic framework for studying the finite-cutoff boundaries, CMC slices and branes in the holographic dictionary of DSSYK. interpretation 0.55 0.89 0.62 asserted 1.00

What kind of paper the classifier reports this is: theoretical result 0.98 · evidence from proof or derivation 1.00.

What was examined, and what was not

sources read
  • arXiv listing abstract v1
not examined
  • full text
  • figures and tables
  • references and citing sentences
  • relations to other papers
levels run
  • P abstract
not run
  • S sections
  • T body sentences
  • C citations
  • R cross-paper relations

Every quoted sentence on this record is the authors'. Every label is from Pith's closed vocabulary, with the probability shown beside it. Every number in the measurements table is the authors', checked by code. Record as JSON

Figures
Figure 1. CMC slices (black curves) between Dirichlet boundaries (red curves) in an AdS2 black hole (light orange) dS2 space (light blue). η = +1 denotes the finite regions described by T 2 deformations in the boundary dual, and η = −1 for T 2 + Λ1. Further, ε = −1 corresponds to regions where 0 ≤ Φ ≤ Φb, with Φ = Φb being the dilaton at the boundary; while ε = +1 corresponds to those where Φ ≥ Φb, associated to the different branches in the energy spectrum. Lk denotes the length of CMC slices when ε = −1, L ≡ Lk=0; and L˜ k for ε = +1, while L˜ = L˜ k=0. We also arrived at a boundary interp
Figure 2. Structure of this work. We highlight the connection between the different topics, ranging from SYK deformations to ETW branes in sine dilaton gravity, and their location in the main text. The SYK model Originally introduced by [166] and shaped to its more modern form by [60–62], the SYK model is a system with 2N Majorana fermions in (0 + 1)-dimensions, and p-body all-to-all interactions. The theory is given by Hˆ SYK = ip/2X I JIψˆ I , (2.1) where I = i1, . . . , ip is a collective index, 1 ≤ i1 < · · · < ip ≤ 2N; and similarly ψˆ I ≡ ψˆ i1 . . . ψˆ ip is a string of Majorana
Figure 3. Asymptotic Dirichlet boundaries (solid red lines) in the AdS2 black hole (left) and in dS2 space (right) can be moved to different locations (red dashed lines), marked I-IV, in the Penrose diagram through a dual T 2 (η = +1) or T 2 + Λ1 (η = −1) deformation in the boundary theory. Each region represents a combination of the η and ε parameters in the energy spectrum (2.23), (2.24), where ε = −1 corresponds to the perturbative solutions and ε = +1 the non-perturbative ones. The regions are denoted: (I) η = +1, ε = −1; (II) η = −1, ε = −1, (III) η = −1, ε = +1; (IV) η = +1, ε = +1. CMC
Figure 4. Left: AdS2 black hole Penrose diagrams describing the low-energy bulk dual of the deformed DSSYK for (a) η = +1, ε = −1; (d) η = −1, ε = +1; (g) η = −1 ε = −1, (j) η = +1, ε = +1. Black curves represent geodesic lines. Middle and right: Comparison between the geodesic length L (middle column) and the CMC slice length Lk when k = 100 (right column) as a function of the rescaled time u for different values of ν (displayed in the figure). The convexity of Lk(t) increases with increasing |k|. – 30 –
Figure 5. Left: dS2 Penrose diagrams for (a) η = +1, ε = −1; (c) η = −1, ε = +1; (f) η = −1 ε = −1, (h) η = +1, ε = +1. Black curves denote geodesic lines. Middle and right: corresponding plots of the CMC slice length Lk for fixed ν = 0.6 (when η = −1) and ν = 1.1 (η = +1); for ε = −1 the relation (4.11) is the same as in AdS2 and the growth is linear at late times for every k, while for ε = +1 the growth is hyperfast when |k| < 1 and linear when |k| > 1 (4.10). The convexity of Lk(t) increases as |k| increases. – 31 –
Figure 6. Left: Exponential late-time growth of L|k|=1 in dS2 space for ε = +1 and (a) η = −1, (c) η = +1. Right: Corresponding Penrose diagram (b) for a fixed CMC slice with curvature k = −1, and (d) k = −1 on the top and k = +1 bottom Milne patches with a Dirichlet boundary. As special case, note that when |k| = 1, for η = ±1: ε = −1 : L|k|=1 = √ 2 sinh−1 √ 2 sinh L 2  , (4.12a) η = −1, ε = +1 : L|k|=1 =2 sin L 2 = 2p 1 − ν 2 cosh u , (4.12b) η = +1, ε = +1 : L|k|=1 =2 sin L 2 = 2p ν 2 − 1 sinh u , (4.12c) where the first line follows from (4.9), (4.11) and the last two from (4.10) (the…
Figure 7. Geodesic lengths in AdS2 for the ε = ±1, η = ±1 configurations with a timelike ETW brane, where the boundary anchoring point is translated symmetrically in the (b, c, d) cases. The dashed green line represents the continuation of the brane trajectory past the cutoff boundary at Φ = Φb (red solid curve). Note that the cases with ε = +1 do not interact with the brane. where we use Schwarzschild coordinates (4.1), and KAdS = − tanh σ0, with σ0 the signed geodesic distance from the geodesic with the same charge to the CMC brane, positive when the brane is displaced towards the cutoff…
Figure 8. (a) Modified Scarf II potential Um (5.26) for different values of the brane tension (displayed in the figure) at a finite cutoff parameter Φb = 2. When mJT < 0, local minima of Um emerge before the singularity at L = 0. (b) Semiclassical interpretation of the negative energy bound states EADM = −s 2 n in (5.26), where the Penrose diagram uses σ, T global coordinates (5.51). The ETW brane (blue line) is now static in global AdS2 space, and light rays (purple oscillating curves) emitted at the finite boundary (red line) bounce back. Dashed black lines represent the portion of…
Figure 9. Potential U(L) of the Schrödinger equation associated with the non-perturbative branches in the T 2 and T 2 + Λ1 deformed energy spectrum with the operator ordering pre￾scription by [54] in (D.2) (orange solid curve), and the minimal case in (D.8). where A1/2 are constant coefficients, u ≡ 1 2+ q 1 4 − 4Φ2 b . The same argument as in the previous part applies. The behavior of the wavefunctions near the edges is f1 ∼ √ π Γ( 1 2 − u) Γ( 1−u 2 − s)Γ( 1−u 2 + s)  ϵ+ 2 u + √ π Γ(u − 1 2 ) Γ( u 2 − s)Γ( u 2 + s)  ϵ+ 2 1−u , (D.10a) f2 ∼ − √ π Γ( 1 2 − u) 2Γ(1 − u 2 − s)Γ(1 − u 2 + s)…
Figure 10. Accumulation surfaces in finite-cutoff holography. (a) Penrose diagram of the AdS2 black holes, with a CMC slice evolving in boundary time reaching the accumulation surface Σ in the late time regime. (b) Illustration in terms of the effective potential (E.17) for a fixed conserved constant c, where Φh = 3, Φb = 8, c = 10. The accumulation surface corresponds to the radial location where the potential reaches its maximum, such that a particle traveling from the cutoff at r = Φb can at most lose all its kinetic energy (i.e. it is a turning point (E.15)) when it reaches the Σ;…
Figure 11. Representation of the shockwave geometries in the AdS2 black hole and dS2 space, including the one-sided lengths (F.5) and Schwarzschild coordinates (4.1). where H(x) is the Heaviside step function, reflecting that the shockwave is sent from x − = 0, and α is called the shockwave parameter. F.1 Geodesic lengths For concreteness, let us consider embedding coordinates in AdS to describe the length of spacelike geodesics between its boundaries; an analogous treatment can be done in dS space. The geodesic length between spacelike points in AdS (and similarly dS) can be computed in…
Figure 12. Evolution of the semiclassical G4 (F.20) when ∆ is fixed, and (a) α is fixed, and (b) ν is fixed. Parameters in the plots: ∆ = 1, α = 1 (left) ν = 1.01 (right). The magnitude of the generating function of the length increases as we approach the horizon limit (left), and the time to reach its asymptotic value increases with α (right). tL −tR Φh k < 0 k > 0 M (a) tL −tR (b)
Figure 13. Different CMC slices Σ± anchored to the boundaries of an AdS2 black hole with black hole radius Φh (dashed black line). (a) Spacetime region M bounded by the CMC slices Σ± in (2.35), where the sign of k of the CMC slice is relative to the future-oriented normal vector to the slice. (b) We display the CMC slices for different boundary times when we include a shockwave along one of the horizons, which is represented in the discontinuous coordinates (F.24). Relative to the asymptotic boundary, a CMC slice with a given k moves further away as we increase the backreaction parameter α. d…
Figure 14. (a) Penrose diagram of the ETW brane (green solid curve) in the AdS black hole with a finite Dirichlet boundary (red curve). (b) Growth of the geodesic length (5.3) as a function of time for different values of ν (shown in the plot), where we set mJT = 1. The main difference with respect to the shockwave case in (F.47) is that here we describe a strongly backreacting particle at late times, instead of a conformal operator with dimension ∆ inserted in the HH preparation of state at t = 0. While the shockwave can be described as a limiting case of the operator insertion, which is…
Figure 15. Potential energy term U(L) (5.6) for different choices of parameters. In (a) we set Φb = 1.2, while in (b) Φb = 5 (the maximum of U is Φ 2 b at mJT = 0), and different values for the brane tension are displayed in the figure. As expected from (I.4), the maximum and minimum are more pronounced as we increase Φb or |mJT|, respectively. Asymptotic boundary limit At fixed x = 8Φbe −L, we can expand (I.1) in e −2L = x 2/(64Φ2 b ), which gives U = U∞(x) + U2(x) Φ2 b + O
Figure 16. (a) Discrete states sn of (5.26), determined numerically from (5.45), as a function of mJT for different Φb; the dashed lines are (5.47). (b) Difference between the phase of A+ in (5.34) and its asymptotic boundary limit, arg AABL + = arg Γ(4is)−arg Γ( 1 2 + 2is+ 2mJT)− 2s log(8Φb), given by the Whittaker function (5.41) (mod π), at mJT = −1. The difference is small for s ≪ Φb and becomes O(1) for s ∼ Φb, where the region near L = 0 is no longer classically forbidden. [4] L. McGough, M. Mezei and H. Verlinde, Moving the CFT into the bulk with T T, JHEP 04 (2018) 010 [1611.03470]. [5

Figures reproduced from arXiv:2610.20703 by the authors.

References

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