REVIEW 4 major objections 5 minor 65 references
Pretrained LLMs Learn Multiple Types of Uncertainty
T0 review · 4 major / 5 minor · reviewed 2026-08-07 · deepseek-v4-flash
Pith's one-line read Large language models that were only pretrained encode several distinct, nearly independent linear directions for uncertainty in their hidden states, and these directions can predict whether the model's own next token will be wrong.
desk verdict Broad probing study with a plausible core idea, but the unbalanced-label accuracy reporting makes the headline numbers uninterpretable as published. read the letter →
The pith
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
The reading
What carries the argument
The central object is the linear uncertainty direction: a weight vector $u_i(D)$ in the hidden state space at the end of transformer layer $i$, fitted by logistic regression to separate states whose next-token prediction will be correct from states whose prediction will be wrong. Its role is to act as a read-out: projecting the hidden state onto this direction yields a scalar that classifies correctness, and comparing the directions found for different datasets via cosine similarity and cross-testing is what reveals that uncertainty is multiple rather than unified.
What would settle it
Take one of the reported model–dataset pairs, relabel every example by full-sequence exact match (or by executing generated code for HumanEval-X and MBPP), retrain the same linear probes, and check whether above-chance accuracy and cross-dataset near-orthogonality persist; if they collapse, the central claim describes top-token matching rather than uncertainty.
Extended reading notes
Core claim
On its own terms, the central discovery is that uncertainty is a linearly separable concept in LLM hidden space, and it splits into multiple dataset-specific vectors. For each model layer $i$ and dataset $D$, a logistic-regression probe on hidden states $h_i(x)$ yields a vector $u_i(D)$ and bias $b_i$; the classifier $\operatorname{sign}(u_i(D)^\top h_i(x) + b_i)$ predicts whether the model's highest-probability next token matches the gold answer, at accuracies well above 0.5 across Llama, Mistral, and Qwen models. Across layers and datasets these vectors show low cosine similarity, indicating near-linear independence; only a probe trained on a union of all datasets (UNIFIED) and vectors from within the same thematic group (e.g., math) generalize. The paper finds intermediate layers most informative, little gain from scaling, and consistent improvements from instruction-tuning and [IDK]-tuning, with the optimal layer shifting earlier; zero-shot verbal abstention correlates with probe accuracy in the range 0.38 to 0.45.
Load-bearing premise
All probe labels depend on defining a model answer as correct exactly when its single highest-probability next token equals the gold token; for multi-token, exact-match benchmarks this proxy can disagree with genuine correctness.
Editorial extensions
If this is right
- A frozen model's hidden states can flag its own likely-wrong answers with a linear probe, enabling hallucination detection without fine-tuning or extra inference-time sampling.
- Uncertainty should not be treated as a single score: probes trained per task or knowledge type capture signal that a unified probe may miss.
- Probing should target intermediate layers, where the strongest correctness signal lives, rather than the final layer.
- Scaling model size alone is a weak lever for uncertainty awareness; instruction-tuning and [IDK]-tuning improve correctness prediction more and make the signal appear earlier.
- Because uncertainty vectors from related math benchmarks transfer, a detector built on one benchmark can serve nearby benchmarks within the same knowledge type.
Reading between the lines
- If the near-orthogonality of uncertainty vectors reflects fragmented training-data groupings, then a model may hold conflicting internal confidence directions for the same question; unifying them during tuning could reduce self-contradictory hallucinations, a testable consequence the paper only gestures at.
- The top-token correctness label is a narrow proxy; re-running the same probes with full-answer exact match or open-ended factuality judgments would show whether the multiple-vector structure survives when correct means the whole answer, not just the first token.
- The layered probes could be converted into a calibration score for selective answering: use the intermediate-layer uncertainty direction's margin as a confidence threshold and measure precision-recall against abstention, giving a practical deployment test of the paper's mechanism.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper proposes a linear-probing framework to detect uncertainty in frozen pretrained LLMs. For each transformer layer and dataset, the authors train a logistic-regression probe on hidden states to predict a binary label L(q)=1 iff the model's highest-probability next token exactly matches the gold answer token (Section 2, Eq. 1). They report correctness-prediction accuracy across 9 models and 16 datasets (Table 1), claim that LLMs encode multiple near-orthogonal dataset-specific uncertainty directions, show layer-wise and model-size trends, and argue that instruction-tuning and [IDK]-tuning improve uncertainty encoding. The paper includes transfer matrices, cosine similarities, and a correlation with zero-shot abstention accuracy.
Significance. The central question—whether pretrained LLMs linearly encode something usable as uncertainty—is timely and relevant for hallucination detection and mechanistic interpretability. The paper has genuine strengths: it covers multiple model families, keeps model weights frozen, probes all layers, and presents a broad transfer analysis. However, the empirical support as reported is not yet convincing because Table 1 compares raw accuracy to 0.5 without reporting label base rates or a majority-class baseline, the correctness definition in Section 2.2 is a single next-token match for benchmarks that require multi-token exact-match answers, and no validation procedure is given for the best-layer selection. These issues are load-bearing for the paper's main claims, but they are fixable within the manuscript's scope, so the appropriate disposition is major revision.
major comments (4)
- [Section 4.1 / Table 1] The headline evidence compares classifier accuracy against 'the random baseline of 0.5', but the labels are imbalanced: each dataset has a fraction p of examples where the model's top token is correct, and a constant classifier that always predicts the majority class achieves accuracy max(p, 1-p) >= 0.5. The paper never reports p, balanced accuracy, AUC, or a majority-class baseline, so entries such as 0.857 (Llama-3.2-1B on PopQA) and 0.444 (Llama-3.2-1B on GSM8K) cannot be distinguished from a trivial classifier that ignores hidden states entirely. This concern is load-bearing because the existence of linearly separable uncertainty directions, the transfer matrices in Figures 2, 3, 5, and 8, and the layer-wise curves in Figures 6-11 are all interpreted through these raw accuracy numbers. Please report the label base rate for every model-layer-dataset cell, recompute results as balanced accuracy or AUC, and compare against a constant majority-class baseline.
- [Section 2.2 / Eq. (1)-(2)] Correctness is defined as the model's single highest-probability next token exactly matching the gold answer token. Most of the 16 benchmarks (e.g., GSM8K, TriviaQA, NaturalQuestions, HumanEval-X, MBPP, QAMPARI, RoMQA) require multi-token exact-match or free-form answers, so this proxy conflates partial token coincidence with genuine answer correctness. If the top token often matches while the full greedy decoding is wrong, or vice versa, then the reported probe accuracy, cross-dataset transfer, and layer-wise trends do not establish what the paper claims about predicting generation correctness. Please either restrict the analysis to single-token-answer benchmarks or re-label correctness using greedy decoding with the benchmarks' own evaluation metrics (e.g., exact match for QA and code) and verify that the qualitative conclusions in Sections 4 and 5 survive that change.
- [Section 3 / Section 4.1] Table 1 reports results 'from the best-performing layer only', but the paper does not describe any validation procedure for selecting that layer. If the best layer is chosen by test-set performance, the reported peak accuracy is an optimistically biased estimate, and the comparisons across models and datasets in Table 1 are not honest evaluations of the method. Please define an explicit split: for example, select the best layer on a held-out validation subset derived from the training split, then report accuracy on the untouched test split for that chosen layer. The same clarification is needed for the layer choices underlying Figures 2, 3, 4, and 5.
- [Section 3 / NeurIPS Checklist item 7] No error bars, confidence intervals, or significance tests are reported anywhere in the paper. The checklist response says statistical errors are 'likely negligible' because of the large scale, but this is not an adequate substitute for quantification. The claims in Section 5.2 that model size 'doesn't seem to matter' and in Section 5.3 that instruction-tuning consistently improves accuracy are comparisons of small differences in averages; without bootstrap confidence intervals or paired significance tests across the same test instances, these conclusions are not supported. Please add at least bootstrap confidence intervals over test sets or a small number of random train/test split replicates, and report them in Table 1 and Figures 6-11.
minor comments (5)
- [Table 1 and Figure 5] The dataset name is written as 'SV AMP' in the Table 1 header and in Figure 5, while the text and Section 3 refer to 'SVAMP'; please make the spelling consistent.
- [Section 2.1] The notation D={(q_j, a_j)}_{j=0}^n with m<n is used informally; please clarify the number of training examples and the split proportions, and define m and n explicitly.
- [Section 2.2 and Section 3] The term 'Precision' is introduced in Section 2.2 but defined only in Section 3 as the ratio of actually wrong completions among those predicted wrong; this is a class-precision for the 'incorrect' class and should be labeled as such to avoid ambiguity with standard precision on the 'correct' class.
- [Figure 4] Figure 4 reports cosine similarities at layer 22, whereas Figures 2 and 3 use layers 26 and 27; no rationale is given for these particular layer choices, which matters given the best-layer selection issue described above.
- [Appendix A] The limitations section acknowledges that 'correctness is treated as a proxy for uncertainty' and that 'performance may be influenced by dataset-specific biases', but it does not mention the single-token correctness definition of Eq. (1) or the lack of majority-class baselines; these should be disclosed in the limitations discussion.
Circularity Check
The headline probe accuracies are best-layer test-set maxima rather than independent predictions, and the multiple-types evidence relies on a near-orthogonality artifact without a random baseline.
-
fitted input called prediction
[Section 4.1, Table 1; Section 3 Evaluation]
"While the uncertainty vector search is conducted independently at each transformer layer for every model–dataset pair, the table reports results from the best-performing layer only (a detailed layer-wise analysis is provided in a subsequent section)."
The experimental setup defines only a train split 'used to derive our uncertainty vectors' and a test split 'used to evaluate their performance' (Section 3). Each Table 1 cell is thus the maximum over the layer-wise probes of test-set accuracy, so the layer index is a hyperparameter selected on the same test labels that are then reported as the prediction target. The headline claim that 'classification accuracy significantly exceeds the random baseline of 0.5' is made for this selected maximum, not for a fixed pre-chosen layer; any single layer would on average score lower, and the multiple-comparison inflation is never corrected. The reported 'prediction' is therefore partly constructed by the layer-selection step.
-
renaming known result
[Section 4.2, Figure 4]
"Furthermore, the cosine similarity between ui(D1) and ui(D2) is frequently near-zero, indicating near-linear independence between these vectors. ... Aside from the unified classifier trained on a dataset union (UNIFIED), nearly all vectors are close to orthogonal."
These vectors live in the model's high-dimensional residual stream (e.g., 4096 dimensions for Llama-3.1-8B). For any two independent random or arbitrary directions in such a space, expected squared cosine is about 1/d, so 'near-zero, near-linear independence' is the default outcome for unrelated fitted weight vectors, regardless of whether they encode shared uncertainty semantics. The paper presents this expected geometric baseline as evidence that 'LLMs encode uncertainty through multiple distinct and largely independent internal representations,' without a random-vector or permutation baseline; the discovery is a renaming of the dimensionality artifact rather than an independent finding about uncertainty types.
full rationale
The probing framework itself is not definitionally circular: correctness labels come from external gold answers, hidden states come from a frozen model, and the train/test split provides some out-of-sample test. The main circularity is the best-layer selection performed on the test split, which makes Table 1's reported accuracies fitted maxima rather than independent predictions; this is the paper's primary evidence that linear uncertainty directions exist. The multiple-types conclusion additionally rests on near-zero cosine similarity between dataset-specific probes, which is the expected null in high-dimensional spaces and is reported without any random or permutation baseline; this is a renaming artifact rather than an independent empirical discovery. The absence of base rates and majority-class baselines (a constant classifier achieves max(p,1-p) >= 0.5) is a separate statistical validity problem, not itself a circularity, but it compounds the difficulty of interpreting the headline numbers. The [IDK]-tuned and instruction-tuned checkpoints are drawn from prior work by the same authors, but they are externally trained model artifacts rather than load-bearing definitions, so those self-citations do not raise the circularity score further. Overall, the central correctness-prediction results are partially circular because the reported peaks are selected on the test set, yielding a score of 6 rather than 0.
Assumptions & free parameters
free parameters (3)
- best_layer_index =
varies by model and dataset; e.g., layer 17 for Mistral-7B-v0.1
- logistic regression regularization and optimizer settings
- train/test split proportions
assumptions (3)
- domain assumption The hidden state at the end of a transformer layer is a valid representation for training a linear correctness probe.
- domain assumption Correctness can be defined as the highest-probability next token matching the gold token.
- domain assumption The train/test splits provide enough statistical power to support three-decimal accuracy differences without error bars.
Cite this review
Pith. "Pith review of Pretrained LLMs Learn Multiple Types of Uncertainty." pith.science (2026). https://pith.science/paper/AY6QVFKL
@misc{pith2026250521218,
author = {Pith},
title = {Pith review of: Pretrained LLMs Learn Multiple Types of Uncertainty},
year = {2026},
howpublished = {\url{https://pith.science/paper/AY6QVFKL}},
note = {Machine review of arXiv:2505.21218}
}
read the original abstract
Large Language Models are known to capture real-world knowledge, allowing them to excel in many downstream tasks. Despite recent advances, these models are still prone to what are commonly known as hallucinations, causing them to emit unwanted and factually incorrect text. In this work, we study how well LLMs capture uncertainty, without explicitly being trained for that. We show that, if considering uncertainty as a linear concept in the model's latent space, it might indeed be captured, even after only pretraining. We further show that, though unintuitive, LLMs appear to capture several different types of uncertainty, each of which can be useful to predict the correctness for a specific task or benchmark. Furthermore, we provide in-depth results such as demonstrating a correlation between our correction prediction and the model's ability to abstain from misinformation using words, and the lack of impact of model scaling for capturing uncertainty. Finally, we claim that unifying the uncertainty types as a single one using instruction-tuning or [IDK]-token tuning is helpful for the model in terms of correctness prediction.
Figures
Figures from the paper (3 more)
Reference graph
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Reviewed August 7, 2026 · model on record in the stance chip above.
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