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A transfer learning framework for weak-to-strong generalization
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Modern large language model (LLM) alignment techniques rely on human feedback, but it is unclear whether these techniques fundamentally limit the capabilities of aligned LLMs. In particular, it is unknown if it is possible to align (stronger) LLMs with superhuman capabilities with (weaker) human feedback without degrading their capabilities. This is an instance of the weak-to-strong generalization problem: using feedback from a weaker (less capable) model to train a stronger (more capable) model. We prove that weak-to-strong generalization is possible by eliciting latent knowledge from pre-trained LLMs. In particular, we cast the weak-to-strong generalization problem as a transfer learning problem in which we wish to transfer a latent concept prior from a weak model to a strong pre-trained model. We prove that a naive fine-tuning approach suffers from fundamental limitations, but an alternative refinement-based approach suggested by the problem structure provably overcomes the limitations of fine-tuning. Finally, we demonstrate the practical applicability of the refinement approach in multiple LLM alignment tasks.
Forward citations
Cited by 4 Pith papers
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Representations Shape Weak-to-Strong Generalization: Theoretical Insights and Empirical Predictions
Weak-to-strong performance is governed by the overlap between the weak model's unlearnable error space and the strong model's principal-representation space, quantified by ||P_s(I-P_w)||.
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On Weak-to-Strong Generalization and f-Divergence
Replacing cross-entropy with f-divergence losses in weak-to-strong generalization gives modest accuracy gains and improved label-noise tolerance, though the paper's theoretical equivalence result is constructed after ...
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Relating Misfit to Gain in Weak-to-Strong Generalization Beyond the Squared Loss
For convex and approximately convex model classes, the loss gain in weak-to-strong learning is at least the KL misfit between strong and weak models, plus an error term that vanishes as k grows.
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The Capabilities and Limitations of Weak-to-Strong Generalization: Generalization and Calibration
The paper derives generalization and calibration bounds for weak-to-strong generalization and extends a known regression result from squared loss to KL divergence.
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