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Advancing AI Audits for Enhanced AI Governance

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arxiv 2312.00044 v1 pith:NHSPP34E submitted 2023-11-26 cs.CY cs.AIecon.GNq-fin.EC

Arisa Ema , Ryo Sato , Tomoharu Hase , Masafumi Nakano , Shinji Kamimura , Hiromu Kitamura This is my paper · ORCID
classification cs.CYcs.AIecon.GNq-fin.EC
keywords auditsservicessystemsauditinggovernancepolicyprinciplesproposed
verification ladder T0 review T1 audit T2 compute T3 formal
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As artificial intelligence (AI) is integrated into various services and systems in society, many companies and organizations have proposed AI principles, policies, and made the related commitments. Conversely, some have proposed the need for independent audits, arguing that the voluntary principles adopted by the developers and providers of AI services and systems insufficiently address risk. This policy recommendation summarizes the issues related to the auditing of AI services and systems and presents three recommendations for promoting AI auditing that contribute to sound AI governance. Recommendation1.Development of institutional design for AI audits. Recommendation2.Training human resources for AI audits. Recommendation3. Updating AI audits in accordance with technological progress. In this policy recommendation, AI is assumed to be that which recognizes and predicts data with the last chapter outlining how generative AI should be audited.

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  1. A Chain Is Only as Strong as Its Weakest Link: A Scoping Review of System Integration Audits in AI

    cs.SE 2026-08 conditional novelty 6.0 of 10

    AI auditing that targets system integration is emerging but fragmented, and can be categorized into inter-component, system-environment, and multi-system sites serving four audit functions.

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