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Provably Safe Reinforcement Learning: Conceptual Analysis, Survey, and Benchmarking
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Ensuring the safety of reinforcement learning (RL) algorithms is crucial to unlock their potential for many real-world tasks. However, vanilla RL and most safe RL approaches do not guarantee safety. In recent years, several methods have been proposed to provide hard safety guarantees for RL, which is essential for applications where unsafe actions could have disastrous consequences. Nevertheless, there is no comprehensive comparison of these provably safe RL methods. Therefore, we introduce a categorization of existing provably safe RL methods, present the conceptual foundations for both continuous and discrete action spaces, and empirically benchmark existing methods. We categorize the methods based on how they adapt the action: action replacement, action projection, and action masking. Our experiments on an inverted pendulum and a quadrotor stabilization task indicate that action replacement is the best-performing approach for these applications despite its comparatively simple realization. Furthermore, adding a reward penalty, every time the safety verification is engaged, improved training performance in our experiments. Finally, we provide practical guidance on selecting provably safe RL approaches depending on the safety specification, RL algorithm, and type of action space.
Forward citations
Cited by 3 Pith papers
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Reward Shaping and Action Masking for Compositional Tasks using Behavior Trees and LLMs
MRBTs generated via LLMs and verified by SMT solvers deliver modular, reactive reward shaping and action masking that improves RL training efficiency and success rates on compositional tasks.
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Reward Shaping and Action Masking for Compositional Tasks using Behavior Trees and LLMs
MRBTs are LLM-generated, SMT-verified behavior trees that supply modular reward functions and action masks, improving RL training efficiency and success rates on five compositional tasks over baselines.
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Safe Online Learning via Smooth Safety-Structured Policy Composition
AutoSafe is a policy architecture that integrates structured safety monitoring for continuous safe online RL on continuous-control tasks and a physical cart-pole.
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