REVIEW
Black Hole Entropy from Conformal Field Theory in Any Dimension
High Energy Physics - Theory · Submitted 1 Dec 1998 · 17 references
Pith's verdict: A short, hand-checkable derivation that puts the Virasoro algebra at the horizon instead of at infinity; the arithmetic closes, and the remaining gap is the one the paper itself names.
T0 · AI review
Why Pith says this
Highlight any text to comment on it.
Referee report
The paper
The paper claims
Carlip argues that the symmetry algebra living on a black hole horizon is a conformal field theory, and that counting its states with Cardy's formula reproduces the Bekenstein–Hawking entropy for any black hole in any dimension.
The reading
What carries the argument
The load-bearing device is the Brown–Henneaux central-charge computation, transplanted from asymptotic infinity to the horizon. In its original setting the method reads a central extension off the Poisson bracket algebra of surface deformations; here the same bracket is evaluated at $r=r_+$ with a boundary term chosen to cancel the surface variation, and the resulting central term $K[hat xi_m,hat xi_n]$ is matched to the Virasoro form $i n(n^2 - T^2/beta^2)delta_{m+n}$ times $A/(8pi G)(beta/T)$. Cardy's formula, $log rho(L_0) sim 2pi sqrt{c_{rm eff} L_0/6}$, is the second device: it converts a symmetry statement (a central charge and a zero-mode eigenvalue) into a state count. The two together are what make the result independent of the black hole's details — the metric enters only through the horizon area $A$ and the inverse temperature $beta$.
Extended reading notes
Core claim
The paper derives the Bekenstein–Hawking entropy from the algebra of surface deformations at a horizon. Starting from a general black-hole-like metric with a lapse vanishing at $r=r_+$ and fall-off conditions (2.3)–(2.4), Carlip adds a boundary term $J[hat xi]$ (eqn. 2.9) to the surface-deformation generator so that the generator has a well-defined variation at the horizon. He then restricts to deformations of the $r$–$t$ plane, with $xi^t$ depending on $t$ and $r$ only through the retarded combination $t-r_*$ and with the lapse fixed at the horizon, and chooses modes $xi^t_n propto exp{2pi i n (t-r_*+Omega^{-1}varphi)/T}$ normalized so that the surface-deformation bracket reproduces the $mathrm{Diff},S^1$ algebra. Substituting these modes into the boundary term and using the Brown–Henneaux trick of evaluating the algebra on shell gives a central term of Virasoro form with $c = frac{3A}{2pi G}frac{beta}{T}$ (eqn. 3.11) and a zero-mode eigenvalue $J[hat xi_0] = frac{A}{16pi G}frac{T}{beta}$ (eqn. 3.9). Cardy's asymptotic density of states then gives $log rho sim A/4G$ (eqn. 4.2), the standard entropy, with the arbitrary period $T$ cancelling between $c$ and $L_0$. Right-moving modes have vanishing central charge, so the left-movers alone saturate the count.
Load-bearing premise
The derivation assumes that the horizon states form a conformal field theory whose ground state has $L_0=0$, so that the effective central charge in Cardy's formula equals the classical central charge of eqn. (3.11); the paper states this condition in §4 and concedes in §5.4 that without a much more detailed description of the conformal field theory the question cannot be answered.
Editorial extensions
If this is right
- Any consistent quantum theory of gravity must reproduce a horizon Virasoro algebra with central charge proportional to $A/G$, so the entropy formula becomes a symmetry constraint that candidate theories can be checked against rather than a target to be fitted.
- The derivation applies in any spacetime dimension and to black holes without a near-horizon anti-de Sitter throat, extending the earlier conformal-field-theory counting beyond the cases where the near-horizon geometry resembles three-dimensional anti-de Sitter space.
- Because the right-moving central charge vanishes, the left-moving sector alone accounts for the full $A/4G$, so no additional right-moving states are needed to make up the count.
- The extremal black hole, whose lapse behaves as $N^2 sim (r-r_+)^2$, satisfies the same boundary conditions but gives $J[hat xi_0]=0$, making it a natural candidate for the $L_0=0$ ground state that Cardy's formula requires.
- The entropy is fixed by the near-horizon metric alone, so two theories that agree near a horizon must agree on the leading entropy even if they disagree about the microscopic degrees of freedom.
Reading between the lines
- If the argument holds, leading black hole entropy cannot be used to discriminate between ultraviolet completions of gravity, since any theory that respects horizon diffeomorphisms inherits the same count; discriminating evidence would have to come from subleading corrections or from the detailed spectrum.
- The paper's own suggestion of a Liouville-type description arising from dimensional reduction of the $r$–$t$ plane gives a concrete check: the central charge of that two-dimensional theory should come out proportional to $A/16pi G$ and match eqn. (3.11). Whether the renormalization-group flow lands on that value is a calculation someone could do.
- Since only the product $c,L_0$ is fixed, the split between central charge and zero-mode eigenvalue is partly convention — as the footnote on shifting $L_0$ by a constant indicates — so a matching calculation should be phrased in terms of the product rather than either factor alone.
- The derivation uses only the near-horizon expansion, so any logarithmic or power-law corrections to $A/4G$ would have to arise from how the Cardy regime is approached, not from the leading symmetry statement itself.
Original abstract
Restricted to a black hole horizon, the ``gauge'' algebra of surface deformations in general relativity contains a Virasoro subalgebra with a calculable central charge. The fields in any quantum theory of gravity must transform accordingly, i.e., they must admit a conformal field theory description. Applying Cardy's formula for the asymptotic density of states, I use this result to derive the Bekenstein-Hawking entropy. This method is universal---it holds for any black hole, and requires no details of quantum gravity---but it is also explicitly statistical mechanical, based on counting microscopic states.
The compiled record
The paper's own sentences, arranged, kept beside the review and separate from it. Each label is drawn from a closed vocabulary; the number beside it is the probability the classifier gave that label. Numbers in the tables are the authors', checked by code. No sentence in this record was written by a model.
The abstract, sentence by sentence
Restricted to a black hole horizon, the ``gauge'' algebra of surface deformations in general relativity contains a Virasoro subalgebra with a calculable central charge. The fields in any quantum theory of gravity must transform accordingly, i.e., they must admit a conformal field theory description. Applying Cardy's formula for the asymptotic density of states, I use this result to derive the Bekenstein-Hawking entropy. This method is universal---it holds for any black hole, and requires no details of quantum gravity---but it is also explicitly statistical mechanical, based on counting microscopic states.
background contribution method result interpretation main claim
| # | sentence | role | the authors' own work | states the main conclusion | strength |
|---|---|---|---|---|---|
| s0 | Restricted to a black hole horizon, the ``gauge'' algebra of surface deformations in general relativity contains a Virasoro subalgebra with a calculable central charge. | result 0.79 | 0.42 | 0.07 | asserted 1.00 |
| s1 | The fields in any quantum theory of gravity must transform accordingly, i.e., they must admit a conformal field theory description. | interpretation 0.89 | 0.09 | 0.08 | asserted 0.99 |
| s2 | Applying Cardy's formula for the asymptotic density of states, I use this result to derive the Bekenstein-Hawking entropy. | result 0.41 | 0.93 | 0.82 | asserted 1.00 |
| s3 | This method is universal---it holds for any black hole, and requires no details of quantum gravity---but it is also explicitly statistical mechanical, based on counting microscopic states. | interpretation 0.96 | 0.72 | 0.22 | asserted 1.00 |
What was examined, and what was not
- arXiv listing abstract v3
- full text
- figures and tables
- references and citing sentences
- relations to other papers
- P abstract
- S sections
- T body sentences
- C citations
- R cross-paper relations
References
How the literature uses it
109 arXiv papers cite this in 160 sentences
Papers whose main result relates to this one's
States the same result 1 paper
-
The counting of states of this horizon's conformal field theory by means of Cardy's formula is in complete agreement with the Bekenstein-Hawking expression for the entropy of black hole in $d$ dimensions.
Papers citing it · 105 sentences without a confident label
Uses its method or tool 4 papers
-
We will follow Carlip's approach [ref] to determining the entropy of the 4d 2-charge non-extremal Kaluza-Klein black holes from symmtries at the Killing horizon.
All 4-dimensional static, spherically symmetric, 2-charge abelian Kaluza-Klein black holes and their CFT duals · Entropy of the non-extremal black hole from symmetries at the Killing horizon · 0.99
-
Recently the Bekenstein-Hawking entropy of the 4D extremal Kerr black hole was calculated [ref] by applying Brown-Henneaux's method [ref] [ In [ref] , Brown-Henneaux's method was applied to black holes in a different way, considering not the near horizon geometry but the whole black hole geometry, imposing a boundary condition around the horizon and taking diffeomorphisms on the ($t,r$)-plane.
The Kerr/CFT Correspondence and String Theory · Introduction · 0.81
-
Using this transformed tensor, the conserved charges $L_n$, corresponding to the near horizon diffeomorphism symmetry generators [ref] , will be defined.
Gravitational anomalies and entropy · Introduction · 0.90
Compares with it 6 papers
-
We emphasize that as opposed to previous Cardy-type of microstate countings, see e.g. [ref] , we have explicitly identified all the microstates [ref] that we counted.
Black Hole Horizon Fluffs: Near Horizon Soft Hairs as Microstates of Three Dimensional Black Holes · Introduction · 0.94
-
This is exactly the same as the Carlip [ref] -Solodukhin [ref] ansatz for the density matrix of a black hole of the same area.
Holographic Inflation, Primordial Black Holes and Early Structure Formation · A Speculation About the Seeds For Early Galaxy Formation · 0.93
-
Alternatively, one may insist that the stretched horizon be chosen such that $ε̅ = 1/M$ for some large integer $M$.] of [equation] This again matches the older results of [ref] .
Extremal and nonextremal Kerr/CFT correspondences · Taming the central charge · 0.94
Cites it as support 3 papers
-
There exists strong evidence [ref] , that in the near horizon this CFT takes the form of Liouville Theory [equation] with effective dimensionless coupling proportional to: [equation] where the numerator originates from the dimensional reduction procedure and the denominator is a remnant of the parent classical gravitational theory (general relativity).
A Near Horizon CFT Dual for Kerr-Newman-$AdS$ · Near Horizon Geometry · 0.99
-
A strong evidence that this may work also for gravity is represented by the microscopic interpretation of the black hole entropy: in a number of cases the Bekenstein-Hawking black hole entropy could be reproduced as Gibbs entropy, without detailed information about the underlying microscopical description of quantum gravity degrees of freedom [ref] .
Holographic entanglement entropy of the BTZ black hole · Introduction · 0.97
-
Further evidence for the CEP, and for Jacobson's view of GR as hydrodynamics, comes from remarkable work done by Carlip [ref] and Solodukhin [ref] in 1998[Carlip had begun exploring these ideas earlier [ref] but the fully developed realization of his ideas appeared simultaneously with the independent paper of Solodukhin.].
Hilbert Bundles and Holographic Space-time Models · Introduction · 1.00
Cites it as background 36 papers
-
The fact that quantum gravity may be dual to a $CFT$ [ref] has spawned a surge, led by Strominger [ref] , Carlip [ref] and Park [ref] , in applying $CFT$ techniques to compute Bekenstein-Hawking Entropy of various black holes [ref] .
Near-Extremal Kerr AdS2xS2 Solution and Black-Hole/Near-Horizion-CFT Duality · Holographic Black Hole Entropy · 0.98
-
These have been the subject of many previous analyses, in which quasilocal charge algebras have been used to derive expressions for the entropy of the Killing horizon [ref] .
Anomalies in gravitational charge algebras of null boundaries and black hole entropy · Virasoro symmetry · 0.97
-
It is not a great leap to relate this asymptotic symmetry group to some CFT living on the boundary and applying the Brown-Henneaux formalism to asymptotically AdS black hole solutions allows one to relate the macroscopic Bekenstein-Hawking entropy to the number of states of a boundary CFT [ref] .
CFT Duals of Black Rings With Higher Derivative Terms · Introduction · 0.82
Discussion
Disagree with the review, or know something it missed? Leave a comment, highlight any passage above to comment on it, or challenge this review formally.